EMBREE FINANCIAL GROUP

Advisory Business

Type of Organization	Other (specify)
Fiscal Year End	DECEMBER
Legal Location	Illinois, United States

Employees

Total Number of Employees	17
Investment Advisory/Research	10
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	793	$1.8B
Non-Discretionary	5	$195.3M
Total	798	$2.0B

Clients

Type	Number	RAUM
Individuals	496	$156.9M
HNW Individuals	200	$737.5M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	91	$1.1B
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	11	$24.0M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	101-250

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newsletters
Compensation	% of AUMHourly chargesFixed feesPerformance-based fees
Other Business Activities	Insurance broker or agent

Identifiers

SEC RIA File Number	801-63489
SEC ERA File Number	801-63489
SEC CIK Numbers	2020860
SEC CRD Numbers	108233
Legal Entity Identifier	None

Principal Office

440 N WELLS ST
SUITE 530
CHICAGO
IL
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic