CHANGING PARAMETERS, LLC
Adviser information for CHANGING PARAMETERS, LLC last updated from Form ADV on January 24th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | OCTOBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 256 | $93.0M |
| Non-Discretionary | 0 | $0 |
| Total | 256 | $93.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 71 | $15.6M |
| HNW Individuals | 42 | $71.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $3.4M |
| Charitable organizations | <5 | $27,691 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $2.0M |
| Other | <5 | $819,715 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for investment companiesSelection of other advisers (including private fund managers)TACTICAL ALLOCATION SERVICES |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-63495 |
|---|---|
| SEC ERA File Number | 801-63495 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 132551 |
| Legal Entity Identifier | None |
Principal Office
201 MAIN STREETSUITE 150
LOS ALTOS
CA
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 650-327-7705, Fax: None
Chief Compliance Officer
HOWARD SMITH
PRESIDENT
171 MAIN STREET
SUITE 260
LOS ALTOS
CA
United States
Tel:
650-327-7705
H***********@*********************M
(Full email address available in API data)
Regulatory Contact
BARBARA YIP
COMPLIANCE SPECIALIST
171 MAIN STREET
SUITE 260
LOS ALTOS
CA
United States
Tel:
6503277705
B***@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SMITH, HOWARD, PAUL | Individual | – | MANAGING MEMBER, PRESIDENT, CHIEF COMPLIANCE OFFICER | 07/2004 | > 75% |