CAPSOUTH WEALTH MANAGEMENT
CAPSOUTH PARTNERS, INC. Legal Name
Adviser information for CAPSOUTH WEALTH MANAGEMENT last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Alabama, United States |
Employees
| Total Number of Employees | 21 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 11 |
| Licensed Agents of an Insurance Company | 6 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,338 | $322.8M |
| Non-Discretionary | 272 | $440.1M |
| Total | 1,610 | $762.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 257 | $81.8M |
| HNW Individuals | 96 | $254.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 34 | $422.5M |
| Charitable organizations | 5 | $1.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 9 | $2.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 14 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshopsCONSULTING |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPERCENTAGE OF NET WORTH |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-63509 |
|---|---|
| SEC ERA File Number | 801-63509 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 132517 |
| Legal Entity Identifier | None |
Principal Office
2216 W. MAIN STREETDOTHAN
AL
United States
Monday - Friday, 8AM-5PM (M-TH) 8AM-12PM (FR)
Tel: 334.673.8600, Fax: 334.673.8625
Chief Compliance Officer
MARSHALL P. BOLDEN
PRESIDENT
1750 W. MAIN STREET
DOTHAN
AL
United States
Tel:
334.673.8600
Fax:
334.673.8625
M******@*******************M
(Full email address available in API data)
Regulatory Contact
DONALD P. BOLDEN
CEO
2216 W. MAIN STREET
DOTHAN
AL
United States
Tel:
334.673.8600
Fax:
334.673.8625
D******@*******************M
(Full email address available in API data)
Industry Affiliates
| ANTHONY MCCALLISTER | Lawyer or law firm |
| P. LEWIS ROBINSON | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BOLDEN, DONALD, PAUL | Individual | – | CEO | 03/2002 | > 75% |
| BOLDEN, MARSHALL, PAUL | Individual | – | PRESIDENT & CCO | 10/2019 | 5-10% |
| MCCALLISTER, ANTHONY, BRIAN | Individual | – | 401K SERVICES DIRECTOR & WEALTH ADVISOR | 10/2019 | 5-10% |
| Armstrong, Kara, S | Individual | – | COO | 10/2019 | < 5% |