EXCHANGE PLACE ADVISORS, LLC
Adviser information for EXCHANGE PLACE ADVISORS, LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 706 | $308.9M |
| Non-Discretionary | 0 | $0 |
| Total | 706 | $308.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 158 | $46.4M |
| HNW Individuals | 80 | $262.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $448,898 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-63511 |
|---|---|
| SEC ERA File Number | 801-63511 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 125240 |
| Legal Entity Identifier | None |
Principal Office
121 BOSTON POST ROADUNIT 6
SUDBURY
MA
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 978-443-2713, Fax: 978-443-3287
Chief Compliance Officer
THOMAS ANTHONY PADOVANO
PRINCIPAL/SENIOR VICE PRESIDENT
121 BOSTON POST ROAD
UNIT 6
SUDBURY
MA
United States
Tel:
978-443-4405
Fax:
978-443-3287
T**@************************M
(Full email address available in API data)
Regulatory Contact
JOHN C. OLLQUIST
PRESIDENT
121 BOSTON POST ROAD
UNIT 6
SUDBURY
MA
United States
Tel:
978-443-2713
Fax:
978-443-3287
J***@************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| OLLQUIST, JOHN, CHRISTOPHER | Individual | – | PRESIDENT / MEMBER | 02/2003 | 50-75% |
| PADOVANO, THOMAS, ANTHONY | Individual | – | PRINCIPAL / SENIOR VICE PRESIDENT / CHIEF COMPLIANCE OFFICER | 03/2004 | 25-50% |