ALLSPRING GLOBAL INVESTMENTS (UK) LIMITED
Adviser information for ALLSPRING GLOBAL INVESTMENTS (UK) LIMITED last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 111 |
|---|---|
| Investment Advisory/Research | 38 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 5 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 55 | $8.3B |
| Non-Discretionary | 0 | $0 |
| Total | 55 | $8.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 8 | $2.4B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $67.5M |
| Pension and profit sharing plans | <5 | $4.5B |
| Charitable organizations | <5 | $118.5M |
| State or municipal gov entities | <5 | $1.2B |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $75.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 80 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-63516 |
|---|---|
| SEC ERA File Number | 801-63516 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 132377 |
| Legal Entity Identifier | 213800F1BB4S4H554W68 |
Principal Office
BOW BELLS HOUSE, 6TH FLOOR1 BREAD STREET
LONDON
United Kingdom
Monday - Friday, 09:00 TO 18:00 (GMT)
Tel: +44-204-551-7564, Fax: None
Chief Compliance Officer
JONATHAN CRAWFORD
HEAD OF INTERNATIONAL COMPLIANCE
BOW BELLS HOUSE, 6TH FLOOR
1 BREAD STREET
LONDON
United Kingdom
Tel:
+44-204-551-7564
J****************@******************M
(Full email address available in API data)
Regulatory Contact
DENISE HAGLEY
COMPLIANCE MANAGER
BOW BELLS HOUSE, 6TH FLOOR
1 BREAD STREET
LONDON
United Kingdom
Tel:
+44-204-551-7465
D************@******************M
(Full email address available in API data)
Industry Affiliates
| ALLSPRING FUNDS MANAGEMENT, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALLSPRING GLOBAL INVESTMENTS (HONG KONG) LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| ALLSPRING GLOBAL INVESTMENTS (JAPAN) LIMITED | Other investment adviser, including financial planners |
| ALLSPRING GLOBAL INVESTMENTS (SINGAPORE) PTE. LTD. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| ALLSPRING GLOBAL INVESTMENTS LUXEMBOURG S.A. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ALLSPRING GLOBAL INVESTMENTS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| GALLIARD CAPITAL MANAGEMENT | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC | Domestic Entity | – | MANAGING MEMBER, DIRECT PARENT COMPANY | 03/2019 | > 75% |
| Morris, Daniel | Individual | – | EXECUTIVE DIRECTOR & CHIEF EXECUTIVE OFFICER | 08/2019 | < 5% |
| ALLSPRING BUYER, LLC | Domestic Entity | ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC | SHAREHOLDER | 11/2021 | > 75% |
| ALLSPRING INTERMEDIATE II, LLC | Domestic Entity | ALLSPRING BUYER, LLC | SHAREHOLDER | 11/2021 | > 75% |
| ALLSPRING INTERMEDIATE I, LLC | Domestic Entity | ALLSPRING INTERMEDIATE II, LLC | SHAREHOLDER | 11/2021 | > 75% |
| ALLSPRING GROUP HOLDINGS, LLC | Domestic Entity | ALLSPRING INTERMEDIATE I, LLC | SHAREHOLDER | 11/2021 | > 75% |
| GTCR FUND XIII/B LP | Domestic Entity | ALLSPRING GROUP HOLDINGS, LLC | SHAREHOLDER | 11/2021 | 25-50% |
| PACQUEMENT, HENRIETTE, LOUISE | Individual | – | EXECUTIVE DIRECTOR | 12/2021 | < 5% |
| MCMILLIN, MOLLY, FESTA | Individual | ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC | MANAGER | 11/2021 | |
| SQUIRE, SALLIE, CLEMENTS | Individual | ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC | MANAGER | 11/2021 | |
| SULLIVAN, JOSEPH, ANDREW | Individual | ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC | MANAGER | 11/2021 | |
| GTCR PARTNERS XIII/B LP | Domestic Entity | GTCR FUND XIII/B LP | GENERAL PARTNER | 07/2020 | |
| GTCR INVESTMENT XIII LLC | Domestic Entity | GTCR PARTNERS XIII/B LP | GENERAL PARTNER | 07/2020 | |
| Spungin, Charles, Adrian Edward | Individual | – | EXECUTIVE DIRECTOR | 12/2022 | < 5% |
| SOWERBY, ANDREW | Individual | – | EXECUTIVE DIRECTOR | 03/2023 | < 5% |
| Crawford, Jonathan, David | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2023 | < 5% |