BUCKMAN ADVISORY GROUP LLC
Adviser information for BUCKMAN ADVISORY GROUP LLC last updated from Form ADV on January 17th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 17 |
|---|---|
| Investment Advisory/Research | 16 |
| Registered Broker-Dealer Representatives | 16 |
| Registered State Investment Advisers | 16 |
| Licensed Agents of an Insurance Company | 9 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 851 | $203.7M |
| Non-Discretionary | 0 | $0 |
| Total | 851 | $203.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 735 | $90.7M |
| HNW Individuals | 92 | $89.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 7 | $2.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 7 | $17.5M |
| Other | 10 | $4.3M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 851 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Publication of periodicals or newsletters |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesCommissions |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 195.6M |
| Portfolio Manager | 0 |
| Both for Same | 0 |
Identifiers
| SEC RIA File Number | 801-63540 |
|---|---|
| SEC ERA File Number | 801-63540 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 131688 |
| Legal Entity Identifier | None |
Principal Office
44 CHURCH STREETLITTLE SILVER
NJ
United States
Monday - Friday, 9:00 A.M. TO 5:00 P.M.
Tel: (732) 530-0303, Fax: (732) 530-2937
Chief Compliance Officer
RICHARD PANNO
631 US 1
SUITE 401
NORTH PALM BEACH
FL
United States
Tel:
(732) 530-0303
Fax:
(561) 314-2013
R*****@*****************M
(Full email address available in API data)
Regulatory Contact
H. JOHN BUCKMAN, JR.
CHIEF EXECUTIVE OFFICER
44 CHURCH STREET
LITTLE SILVER
NJ
United States
Tel:
(732) 530-0303
Fax:
(732) 530.2937
C*******@*****************M
(Full email address available in API data)
Industry Affiliates
| BUCKMAN, BUCKMAN & REID, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BUCKMAN, HARRY, JOHN | Individual | – | MANAGING MEMBER | 05/2004 | 25-50% |
| BUCKMAN, THOMAS, PAUL | Individual | – | OWNER | 01/2014 | 25-50% |
| BUCKMAN, H, JOHN | Individual | – | OWNER | 01/2014 | 25-50% |
| PANNO, RICHARD, ANTHONY | Individual | – | CCO | 05/2017 | < 5% |