Hedge Fund Database

CURRAN WEALTH MANAGEMENT

CIM, LLC Legal Name

Adviser information for CURRAN WEALTH MANAGEMENT last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location New York, United States

Employees

Total Number of Employees 12
Investment Advisory/Research 10
Registered Broker-Dealer Representatives 5
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 891 $606.6M
Non-Discretionary 57 $26.6M
Total 948 $633.3M

Clients

Type Number RAUM
Individuals 190 $72.0M
HNW Individuals 143 $536.6M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 3 $5.3M
Charitable organizations 9 $4.4M
State or municipal gov entities 0 $0
Other investment advisers 1 $9.5M
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 4 $5.4M
Other 0 $0
Type Number
No. of Non-RAUM Clients 7
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 51-100

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesPublication of periodicals or newslettersEducational seminars/workshops
Compensation % of AUMPerformance-based fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 584.2M
Portfolio Manager to Program Sponsor
PRIVATE WEALTH MANAGEMENT CURRAN WEALTH MANAGEMENT

Identifiers

SEC RIA File Number 801-63553
SEC ERA File Number 801-63553
SEC CIK Numbers 1364725
SEC CRD Numbers 132136
Legal Entity Identifier None

Principal Office

30 S. PEARL STREET, 9TH FLOOR
ALBANY
NY
United States
Monday - Friday, 8:30AM TO 5:00PM
Tel: 518-391-4200, Fax: 518-391-4242

Websites

www.facebook.com/pages/category/financial-service/curran-wealth-management-107449580995525/ www.linkedin.com/company/curranwealthmanagement www.curranllc.com www.youtube.com/channel/ucg0ugxwelgucglf-ukmg_la

Chief Compliance Officer

THOMAS J. CURRAN
CO-CEO
30 S. PEARL ST. 9TH FL.
ALBANY
NY
United States
Tel: 518-391-4290
Fax: 518-391-4242
(Full email address available in API data)

Regulatory Contact

KEVIN T. CURRAN
CHIEF INVESTMENT OFFICER, CO-CEO
30 S. PEARL ST. 9TH FL
ALBANY
NY
United States
Tel: 518-391-4210
Fax: 518-391-4242
(Full email address available in API data)

Industry Affiliates

CIMAS, LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer
HIPPO TAX SERVICES Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
CURRAN, THOMAS, JOSEPH Individual – CO-CEO/SOLE MEMBER/CHIEF COMPLIANCE OFFICER 12/2003 > 75%
CURRAN, KEVIN, THOMAS Individual – CO-CEO/CHIEF INVESTMENT OFFICER 08/2013 < 5%

No. Employees, Historic

2010020202021202220232024202514 on 3/27/202014 on 6/30/202014 on 12/26/202015 on 3/31/202115 on 10/7/202115 on 11/18/202113 on 3/28/202213 on 11/8/202212 on 3/30/202312 on 3/21/2024

RAUM, Historic

700M350M0202020212022202320242025439000000 on 3/27/2020439000000 on 6/30/2020439000000 on 12/26/2020565000000 on 3/31/2021565000000 on 10/7/2021565000000 on 11/18/2021643226169 on 3/28/2022643226169 on 11/8/2022513434111 on 3/30/2023633264095 on 3/21/2024

No. Clients, Historic

5002500202020212022202320242025427 on 3/27/2020427 on 6/30/2020427 on 12/26/2020312 on 3/31/2021312 on 10/7/2021312 on 11/18/2021328 on 3/28/2022328 on 11/8/2022345 on 3/30/2023350 on 3/21/2024

Holdings

From latest 13F, filed September 6th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AAON INC COM PAR $0.004 587K 7K 0
ABBOTT LABS COM 2M 17K 0
ACCENTURE PLC IRELAND SHS CLASS A 2M 7K 0
ACM RESH INC COM CL A 278K 17K 0
AEROVIRONMENT INC COM 255K 1K 0
AGCO CORP COM 886K 10K 0
ALPHABET INC CAP STK CL A 23M 148K 0
ALPHABET INC CAP STK CL C 1M 7K 0
AMAZON COM INC COM 19M 104K 0
AMETEK INC COM 1M 7K 0
AMPHASTAR PHARMACEUTICALS IN COM 455K 10K 0
APPLE INC COM 19M 84K 0
ARISTA NETWORKS INC COM 2M 6K 0
ASML HOLDING N V N Y REGISTRY SHS 2M 2K 0
ASPEN AEROGELS INC COM 386K 15K 0
AXON ENTERPRISE INC COM 2M 5K 0
BADGER METER INC COM 2M 10K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 22M 47K 0
BOISE CASCADE CO DEL COM 326K 3K 0
BOOKING HOLDINGS INC COM 12M 3K 0
BROWN & BROWN INC COM 2M 15K 0
CACTUS INC CL A 219K 4K 0
CALIFORNIA RES CORP COM STOCK 445K 9K 0
CAPITAL GROUP CORE EQUITY ET SHS CREATION UNI 228K 7K 0
CAPITAL GROUP GROWTH ETF SHS CREATION UNI 394K 12K 0
CATALYST PHARMACEUTICALS INC COM 540K 27K 0
CBOE GLOBAL MKTS INC COM 1M 6K 0
CELESTICA INC COM 1M 23K 0
CHEMED CORP NEW COM 1M 2K 0
CHIPOTLE MEXICAN GRILL INC COM 23M 437K 0
CHURCH & DWIGHT CO INC COM 4M 34K 0
CINTAS CORP COM 2M 2K 0
CLEAR SECURE INC COM CL A 1M 50K 0
CLEARWATER ANALYTICS HLDGS I CL A 209K 9K 0
COMFORT SYS USA INC COM 2M 5K 0
COMMERCIAL METALS CO COM 2M 41K 0
COPART INC COM 16M 326K 0
CORCEPT THERAPEUTICS INC COM 542K 16K 0
COSTCO WHSL CORP NEW COM 20M 22K 0
CSW INDUSTRIALS INC COM 555K 2K 0
CYBERARK SOFTWARE LTD SHS 291K 1K 0
DECKERS OUTDOOR CORP COM 3M 3K 0
DEXCOM INC COM 730K 11K 0
DIREXION SHS ETF TR 20YR TRES BEAR 4M 136K 0
DOUBLEVERIFY HLDGS INC COM 926K 49K 0
DOXIMITY INC CL A 2M 70K 0
DUOLINGO INC CL A COM 1M 5K 0
DYNATRACE INC COM NEW 1M 20K 0
E L F BEAUTY INC COM 2M 18K 0
EDWARDS LIFESCIENCES CORP COM 12M 187K 0
EQUITY LIFESTYLE PPTYS INC COM 3M 42K 0
ETHAN ALLEN INTERIORS INC COM 210K 7K 0
EXP WORLD HLDGS INC COM 390K 33K 0
EXXON MOBIL CORP COM 3M 27K 0
FABRINET SHS 1M 6K 0
FASTENAL CO COM 2M 27K 0
FLEXSHARES TR FLEXSHARES ULTRA 5M 69K 0
GENERAC HLDGS INC COM 1M 10K 0
GENERAL DYNAMICS CORP COM 2M 7K 0
GRAINGER W W INC COM 253K 270 0
HARMONY BIOSCIENCES HLDGS IN COM 481K 14K 0
HERSHEY CO COM 2M 10K 0
HIMS & HERS HEALTH INC COM CL A 1M 72K 0
HOME DEPOT INC COM 2M 6K 0
INSIGHT ENTERPRISES INC COM 608K 3K 0
INTERNATIONAL BUSINESS MACHS COM 222K 1K 0
INTERNATIONAL SEAWAYS INC COM 211K 4K 0
INTUIT COM 20M 32K 0
INTUITIVE SURGICAL INC COM NEW 15M 32K 0
INVESCO ACTVELY MNGD ETC FD OPTIMUM YIELD 5M 347K 0
INVESCO EXCH TRADED FD TR II SR LN ETF 10M 472K 0
INVESCO EXCHANGE TRADED FD T FINL PFD ETF 6M 406K 0
IRADIMED CORP COM 464K 10K 0
ISHARES TR CORE S&P500 ETF 4M 7K 0
ISHARES TR MBS ETF 10M 100K 0
ISHARES TR S&P 500 VAL ETF 556K 3K 0
ISHARES TR CORE 1 5 YR USD 25M 519K 0
ISHARES TR S&P 500 GRWT ETF 629K 7K 0
ISHARES TR IBOXX HI YD ETF 3M 39K 0
ISHARES TR CORE S&P US VLU 430K 5K 0
ISHARES TR CORE S&P US GWT 1M 11K 0
ISHARES TR CORE S&P SCP ETF 335K 3K 0
ISHARES TR MSCI ACWI EX US 1M 23K 0
ISHARES TR SP SMCP600VL ETF 305K 3K 0
ISHARES TR TIPS BD ETF 16M 147K 0
KINSALE CAP GROUP INC COM 2M 3K 0
LENNAR CORP CL A 5M 30K 0
LGI HOMES INC COM 449K 4K 0
LINDE PLC SHS 233K 500 0
M/I HOMES INC COM 338K 2K 0
MASTERCARD INCORPORATED CL A 19M 40K 0
MCGRATH RENTCORP COM 475K 5K 0
MEDPACE HLDGS INC COM 3M 8K 0
META PLATFORMS INC CL A 25M 48K 0
MICROSOFT CORP COM 5M 12K 0
MONOLITHIC PWR SYS INC COM 3M 3K 0
MONSTER BEVERAGE CORP NEW COM 15M 304K 0
NAPCO SEC TECHNOLOGIES INC COM 391K 11K 0
NEXTERA ENERGY INC COM 3M 33K 0
NIKE INC CL B 2M 20K 0
NOVO-NORDISK A S ADR 29M 220K 0
NUVEEN N Y MUN VALUE FD COM 120K 14K 0
NVIDIA CORPORATION COM 30M 276K 0
NVR INC COM 208K 23 0
OLD DOMINION FREIGHT LINE IN COM 1M 7K 0
ORACLE CORP COM 300K 2K 0
PACKAGING CORP AMER COM 2M 12K 0
PAYPAL HLDGS INC COM 7M 98K 0
PIMCO ETF TR ENHAN SHRT MA AC 4M 42K 0
POOL CORP COM 994K 3K 0
POWELL INDS INC COM 222K 1K 0
PROGRESSIVE CORP COM 27M 110K 0
PROSHARES TR ULSH 20YRTRE NEW 2M 33K 0
QUALYS INC COM 1M 8K 0
RENALYTIX PLC ADS 3K 12K 0
ROLLINS INC COM 1M 26K 0
RXSIGHT INC COM 424K 8K 0
SAIA INC COM 237K 594 0
SAMSARA INC COM CL A 1M 31K 0
SELECT SECTOR SPDR TR FINANCIAL 2M 54K 0
SHERWIN WILLIAMS CO COM 3M 7K 0
SKECHERS U S A INC CL A 1M 19K 0
SKYWARD SPECIALTY INS GROUP COM 285K 7K 0
SMITH A O CORP COM 3M 41K 0
SOUNDTHINKING INC COM 266K 20K 0
SPDR DOW JONES INDL AVERAGE UT SER 1 792K 2K 0
SPDR S&P 500 ETF TR TR UNIT 826K 2K 0
SPDR SER TR BLOOMBERG 1-3 MO 4M 45K 0
SPDR SER TR BBG CONV SEC ETF 3M 42K 0
SPOTIFY TECHNOLOGY S A SHS 2M 6K 0
SPX TECHNOLOGIES INC COM 289K 2K 0
STARBUCKS CORP COM 334K 4K 0
STEPSTONE GROUP INC COM CL A 2M 32K 0
STRIDE INC COM 560K 7K 0
SYNOPSYS INC COM 19M 41K 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 270K 2K 0
TESLA INC COM 339K 1K 0
TEXAS PACIFIC LAND CORPORATI COM 2M 2K 0
THOR INDS INC COM 207K 2K 0
TORO CO COM 12M 144K 0
TRACTOR SUPPLY CO COM 20M 72K 0
TRANE TECHNOLOGIES PLC SHS 269K 785 0
TREX CO INC COM 953K 16K 0
UFP INDUSTRIES INC COM 242K 2K 0
UFP TECHNOLOGIES INC COM 420K 1K 0
UNION PAC CORP COM 2M 9K 0
UNITED PARCEL SERVICE INC CL B 1M 11K 0
UNITEDHEALTH GROUP INC COM 23M 38K 0
VANGUARD INDEX FDS S&P 500 ETF SHS 254K 503 0
VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 237K 2K 0
VEEVA SYS INC CL A COM 1M 5K 0
VERTEX PHARMACEUTICALS INC COM 1M 3K 0
VISA INC COM CL A 370K 1K 0
VITA COCO CO INC COM 210K 9K 0
VITAL FARMS INC COM 213K 7K 0
WD 40 CO COM 279K 1K 0
WISDOMTREE TR FLOATNG RAT TREA 4M 81K 0
ZYNEX INC COM 344K 44K 0