Hedge Fund Database

HUMAN INVESTING

HUMAN INVESTING, LLC Legal Name

Adviser information for HUMAN INVESTING last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Oregon, United States

Employees

Total Number of Employees 22
Investment Advisory/Research 12
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 12
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,404 $639.1M
Non-Discretionary 77 $1.0B
Total 2,481 $1.6B

Clients

Type Number RAUM
Individuals 836 $317.2M
HNW Individuals 90 $291.1M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 64 $1.0B
Charitable organizations 6 $29.0M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 5
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesTAX CONSULTING AND COMPLIANCE SERVICES
Compensation % of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 15.7M
Both for Same 0
Portfolio Manager to Program Sponsor
BETTERMENT WRAP FEE PROGRAM BETTERMENT

Identifiers

SEC RIA File Number 801-63556
SEC ERA File Number 801-63556
SEC CIK Numbers 1767513
SEC CRD Numbers 133017
Legal Entity Identifier None

Principal Office

6000 MEADOWS RD
SUITE 105
LAKE OSWEGO
OR
United States
Monday - Friday, 8:30AM - 5PM M-THU, 8:30AM-4PM FRI
Tel: 503-905-3100, Fax: 503-715-4940

Websites

www.humaninvesting.com/ www.facebook.com/humaninvesting/ twitter.com/hifinancialplan www.humaninvesting.org/ access.humaninvesting.com/ www.linkedin.com/company/human-investing

Chief Compliance Officer

PETER FISHER
PARTNER
6000 MEADOWS RD
SUITE 105
LAKE OSWEGO
OR
United States
Tel: 503-905-3100
Fax: 503-715-4940
(Full email address available in API data)

Regulatory Contact

JOHN CARR
COMPLIANCE COUNSEL (EXTERNAL)
6650 SW REDWOOD LN
SUITE 220
PORTLAND
OR
United States
Tel: 503-635-5244
Fax: 503-635-2955
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
FISHER, PETER, RAY Individual – PRINCIPAL/CHIEF COMPLIANCE OFFICER 09/2004 50-75%
NELSON, ANDREW, WIEMER Individual – MEMBER 06/2020 10-25%
KADOMATSU, MARC, MASAO Individual – MEMBER 06/2020 10-25%
NOVAK, JILL Individual – CHIEF PEOPLE OFFICER 01/2007 < 5%

No. Employees, Historic

3015020202021202220232024202517 on 3/27/202017 on 6/23/202017 on 6/30/202017 on 7/20/202017 on 7/26/202017 on 8/31/202016 on 3/15/202116 on 6/16/202116 on 6/16/202116 on 6/18/202118 on 7/15/202118 on 10/20/202120 on 11/12/202121 on 3/30/202221 on 6/30/202221 on 1/3/202321 on 3/29/202321 on 11/6/202321 on 11/14/202322 on 3/21/2024

RAUM, Historic

2B1B02020202120222023202420251089314221 on 3/27/20201089314221 on 6/23/20201089314221 on 6/30/20201089314221 on 7/20/20201089314221 on 7/26/20201089314221 on 8/31/20201257732141 on 3/15/20211257732141 on 6/16/20211257732141 on 6/16/20211257732141 on 6/18/20211257732141 on 7/15/20211257732141 on 10/20/20211257732141 on 11/12/20211639632759 on 3/30/20221639632759 on 6/30/20221639632759 on 1/3/20231416630044 on 3/29/20231416630044 on 11/6/20231416630044 on 11/14/20231640569894 on 3/21/2024

No. Clients, Historic

1,0005000202020212022202320242025741 on 3/27/2020741 on 6/23/2020741 on 6/30/2020741 on 7/20/2020741 on 7/26/2020741 on 8/31/2020696 on 3/15/2021696 on 6/16/2021696 on 6/16/2021696 on 6/18/2021696 on 7/15/2021696 on 10/20/2021696 on 11/12/2021798 on 3/30/2022798 on 6/30/2022798 on 1/3/2023928 on 3/29/2023928 on 11/6/2023928 on 11/14/2023996 on 3/21/2024

Holdings

From latest 13F, filed July 17th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 463K 4K –
ABBVIE INC COM 2M 14K –
ACCENTURE PLC IRELAND SHS CLASS A 581K 2K –
ALPHABET INC CAP STK CL C 330K 2K –
ALPHABET INC CAP STK CL A 1M 6K –
AMAZON COM INC COM 598K 3K –
AMDOCS LTD SHS 476K 6K –
AMGEN INC COM 1M 5K –
APPLE INC COM 3M 17K –
ARISTA NETWORKS INC COM 249K 711 –
BERKSHIRE HATHAWAY INC DEL CL A 1M 2 –
BERKSHIRE HATHAWAY INC DEL CL B NEW 685K 2K –
BLOCK H & R INC COM 2M 43K –
BROADCOM INC COM 5M 3K –
CISCO SYS INC COM 275K 6K –
COLGATE PALMOLIVE CO COM 338K 3K –
ELI LILLY & CO COM 3M 3K –
EMPLOYERS HLDGS INC COM 214K 5K –
GENERAL MLS INC COM 392K 6K –
GILEAD SCIENCES INC COM 224K 3K –
GLOBAL X FDS S&P 500 CATHOLIC 502K 8K –
HOME DEPOT INC COM 1M 4K –
HP INC COM 825K 24K –
INFOSYS LTD SPONSORED ADR 495K 27K –
INTEL CORP COM 449K 15K –
INTERDIGITAL INC COM 233K 2K –
INTERNATIONAL BUSINESS MACHS COM 340K 2K –
INVESCO QQQ TR UNIT SER 1 222K 463 –
ISHARES INC CORE MSCI EMKT 517K 10K –
ISHARES SILVER TR ISHARES 249K 9K –
ISHARES TR CORE S&P TTL STK 1K 9 Betterment LLC
ISHARES TR CORE S&P TTL STK 765K 6K –
ISHARES TR CORE S&P500 ETF 21M 38K –
ISHARES TR S&P 500 GRWT ETF 235K 3K –
ISHARES TR S&P 500 VAL ETF 209K 1K –
ISHARES TR CORE S&P MCP ETF 26M 446K –
ISHARES TR CORE S&P MCP ETF 1M 17K Betterment LLC
ISHARES TR U.S. TECH ETF 261K 2K –
ISHARES TR CORE S&P SCP ETF 14M 128K –
ISHARES TR CORE S&P SCP ETF 503K 5K Betterment LLC
ISHARES TR SHRT NAT MUN ETF 1M 10K –
ISHARES TR CORE HIGH DV ETF 332K 3K –
ISHARES TR CORE MSCI EAFE 668K 9K –
ISHARES TR CORE DIV GRWTH 579K 10K –
ISHARES TR ESG AWRE USD ETF 8K 353 Betterment LLC
ISHARES TR CORE MSCI INTL 2 0 Betterment LLC
ISHARES TR CORE MSCI INTL 591K 9K –
ISHARES TR INTL DIV GRWTH 291K 4K –
ISHARES TR ESG SCRND S&P500 63K 2K Betterment LLC
ISHARES TR ESG SCRND S&P500 361K 9K –
JOHNSON & JOHNSON COM 679K 5K –
KIMBERLY-CLARK CORP COM 409K 3K –
MCDONALDS CORP COM 657K 3K –
MERCK & CO INC COM 690K 6K –
MICROSOFT CORP COM 3M 7K –
NIKE INC CL B 2M 32K –
NOVO-NORDISK A S ADR 3M 23K –
ORACLE CORP COM 254K 2K –
PAYCHEX INC COM 695K 6K –
PHILIP MORRIS INTL INC COM 497K 5K –
PROCTER AND GAMBLE CO COM 308K 2K –
QUALCOMM INC COM 981K 5K –
SCHWAB STRATEGIC TR US LRG CAP ETF 5K 70 Betterment LLC
SCHWAB STRATEGIC TR US LRG CAP ETF 2M 23K –
SCHWAB STRATEGIC TR US MID-CAP ETF 0 0 Betterment LLC
SCHWAB STRATEGIC TR US MID-CAP ETF 219K 3K –
SCHWAB STRATEGIC TR US REIT ETF 0 0 Betterment LLC
SCHWAB STRATEGIC TR US REIT ETF 462K 23K –
SPDR GOLD TR GOLD SHS 302K 1K –
SPDR SER TR SPDR S&P 500 ETF 388K 9K –
STARBUCKS CORP COM 246K 3K –
TESLA INC COM 206K 1K –
TEXAS INSTRS INC COM 934K 5K –
THERMO FISHER SCIENTIFIC INC COM 361K 653 –
UNILEVER PLC SPON ADR NEW 258K 5K –
UNITED PARCEL SERVICE INC CL B 356K 3K –
US BANCORP DEL COM NEW 289K 7K –
VANGUARD BD INDEX FDS LONG TERM BOND 914K 13K –
VANGUARD BD INDEX FDS INTERMED TERM 14M 182K –
VANGUARD BD INDEX FDS INTERMED TERM 1M 14K Betterment LLC
VANGUARD BD INDEX FDS SHORT TRM BOND 25M 323K –
VANGUARD BD INDEX FDS SHORT TRM BOND 2M 24K Betterment LLC
VANGUARD BD INDEX FDS TOTAL BND MRKT 18 0 Betterment LLC
VANGUARD BD INDEX FDS TOTAL BND MRKT 4M 53K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 21M 425K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 2M 33K Betterment LLC
VANGUARD INDEX FDS S&P 500 ETF SHS 130M 259K –
VANGUARD INDEX FDS S&P 500 ETF SHS 6M 12K Betterment LLC
VANGUARD INDEX FDS REAL ESTATE ETF 151K 2K Betterment LLC
VANGUARD INDEX FDS REAL ESTATE ETF 4M 48K –
VANGUARD INDEX FDS LARGE CAP ETF 33K 132 Betterment LLC
VANGUARD INDEX FDS LARGE CAP ETF 3M 13K –
VANGUARD INDEX FDS SMALL CP ETF 2K 8 Betterment LLC
VANGUARD INDEX FDS SMALL CP ETF 392K 2K –
VANGUARD INDEX FDS TOTAL STK MKT 23K 84 Betterment LLC
VANGUARD INDEX FDS TOTAL STK MKT 6M 21K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 13M 298K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 520K 12K Betterment LLC
VANGUARD MUN BD FDS TAX EXEMPT BD 802K 16K –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 13M 220K –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 850K 15K Betterment LLC
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 111K 2K Betterment LLC
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 2M 42K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 27M 147K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 1M 6K Betterment LLC
VANGUARD STAR FDS VG TL INTL STK F 2M 28K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 50M 1M –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 2M 41K Betterment LLC
VANGUARD WHITEHALL FDS HIGH DIV YLD 27M 225K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 1M 9K Betterment LLC
VANGUARD WHITEHALL FDS INTL HIGH ETF 10M 151K –
VANGUARD WHITEHALL FDS INTL HIGH ETF 382K 6K Betterment LLC
VANGUARD WHITEHALL FDS INTL DVD ETF 10M 123K –
VANGUARD WHITEHALL FDS INTL DVD ETF 376K 5K Betterment LLC
VANGUARD WORLD FD ESG US CORP BD 166K 3K Betterment LLC
VANGUARD WORLD FD ESG US CORP BD 3M 49K –
VANGUARD WORLD FD ESG INTL STK ETF 3M 60K –
VANGUARD WORLD FD ESG INTL STK ETF 285K 5K Betterment LLC
VANGUARD WORLD FD ESG US STK ETF 11M 118K –
VANGUARD WORLD FD ESG US STK ETF 880K 9K Betterment LLC
WASTE MGMT INC DEL COM 215K 1K –