NFC INVESTMENTS, LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Tennessee, United States

Employees

Total Number of Employees	9
Investment Advisory/Research	5
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	151	$1.9B
Non-Discretionary	0	$0
Total	151	$1.9B

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	113	$447.5M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	5	$256.6M
Pension and profit sharing plans	5	$6.4M
Charitable organizations	<5	$13.1M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	12	$961.5M
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	12	$220.5M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation	% of AUMPerformance-based fees

Identifiers

SEC RIA File Number	801-63560
SEC ERA File Number	801-63560
SEC CIK Numbers	1512858
SEC CRD Numbers	132844
Legal Entity Identifier	None

Principal Office

700 COLONIAL ROAD
SUITE 101
MEMPHIS
TN
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic