LEGACY INVESTMENT PARTNERS, LLC
Adviser information for LEGACY INVESTMENT PARTNERS, LLC last updated from Form ADV on February 16th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Kansas, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 291 | $267.7M |
| Non-Discretionary | 58 | $8.8M |
| Total | 349 | $276.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 133 | $22.3M |
| HNW Individuals | 75 | $246.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $3.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $4.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 269.6M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| MANAGED ACCOUNTS PROGRAM | LEGACY INVESTMENT PARTNERS, LLC |
Identifiers
| SEC RIA File Number | 801-63567 |
|---|---|
| SEC ERA File Number | 801-63567 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 133014 |
| Legal Entity Identifier | None |
Principal Office
6240 WEST 135TH STREETSUITE 175
OVERLAND PARK
KS
United States
Monday - Friday, 8:30 A.M. - 5 P.M.
Tel: 913-696-1550, Fax: 913-696-1560
Chief Compliance Officer
DAVID L. BAKER
MANAGING MEMBER
6240 WEST 135TH STREET
SUITE 175
OVERLAND PARK
KS
United States
Tel:
913-696-1550
Fax:
913-696-1560
D*****@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BAKER, DAVID, LAWRENCE | Individual | – | MANAGING MEMBER | 10/2004 | > 75% |
| BAKER, DAVID, LAWRENCE | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2023 | > 75% |