WELLSPRING CAPITAL ADVISORS, LLC
Adviser information for WELLSPRING CAPITAL ADVISORS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 14 | $3.7B |
| Total | 14 | $3.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 14 | $3.7B |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 14 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | INSURANCE INVESTMENT CONSULTING AND MANAGEMENT |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-63569 |
|---|---|
| SEC ERA File Number | 801-63569 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 132698 |
| Legal Entity Identifier | None |
Principal Office
2140 N SEMINARY AVECHICAGO
IL
United States
Monday - Friday, 8 AM TO 5 PM
Tel: 312-346-6822, Fax: 0
Websites
Chief Compliance Officer
STEVEN GUYER
MANAGING PARTNER
PO BOX 14817
CHICAGO
IL
United States
Tel:
(312) 346-6882
Fax:
(312) 896-1476
S*****@****************M
(Full email address available in API data)
Regulatory Contact
BRADLEY HERRICK
MANAGING PARTNER
PO BOX14817
CHICAGO
IL
United States
Tel:
3127687462
B*******@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GUYER, STEVEN, WAYNE | Individual | – | MANAGING PARTNER/ CHIEF COMPLIANCE OFFICER | 03/2004 | 50-75% |
| HERRICK, BRADLEY, F. | Individual | – | PARTNER | 06/2015 | 25-50% |