WINDMARK INVESTMENT PARTNERS, INC.
Adviser information for WINDMARK INVESTMENT PARTNERS, INC. last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 13 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $225.6M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $225.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $142.6M |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $83.0M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-63587 |
|---|---|
| SEC ERA File Number | 801-63587 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 131880 |
| Legal Entity Identifier | None |
Principal Office
2 RIGHTER PARKWAYSUITE 105
WILMINGTON
DE
United States
Monday - Friday, 9:00A.M. - 5:00 P.M.
Tel: 302-691-0228, Fax: 302-655-7348
Websites
Chief Compliance Officer
SOPHIA S. SMITH
CFO
2 RIGHTER PARKWAY
SUITE 105
WILMINGTON
DE
United States
Tel:
302-691-0228
Fax:
302-655-7348
S******@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MUSTO, GARRY, A | Individual | – | DIRECTOR AND SHAREHOLDER | 10/2017 | 25-50% |
| GOODERHAM, ROBERT, DONALD | Individual | – | PRESIDENT AND CHIEF OPERATING OFFICER | 04/2004 | 25-50% |
| YABLONOVITZ, SETH, JORDAN | Individual | – | DIRECTOR AND SHAREHOLDER | 10/2017 | 25-50% |
| GOODERHAM, ROBERT, DONALD | Individual | – | DIRECTOR AND SHAREHOLDER | 10/2017 | 25-50% |
| SMITH, SOPHIA, SUE | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER AND SHAREHOLDER | 02/2018 | < 5% |