Hedge Fund Database

REDWOOD INVESTMENTS, LLC

Adviser information for REDWOOD INVESTMENTS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Massachusetts, United States

Employees

Total Number of Employees 12
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 214 $1.7B
Non-Discretionary 0 $0
Total 214 $1.7B

Clients

Type Number RAUM
Individuals <5 $627,817
HNW Individuals 139 $104.5M
Banking or thrift institutions 0 $0
Investment companies 1 $21.3M
Business development companies 0 $0
Pooled investment vehicles 2 $90.3M
Pension and profit sharing plans <5 $10.5M
Charitable organizations 10 $45.2M
State or municipal gov entities 28 $1.4B
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 29 $17.9M
Other 0 $0
Type Number
No. of Non-RAUM Clients 6
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUM

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 41.0M
Both for Same 0
Portfolio Manager to Program Sponsor
GOLDMAN SACHS ASSET MANAGEMENT GOLDMAN SACHS & CO. LLC

Identifiers

SEC RIA File Number 801-63597
SEC ERA File Number 801-63597
SEC CIK Numbers 1384058
SEC CRD Numbers 133028
Legal Entity Identifier 549300EY2376P6C77F47

Principal Office

ONE GATEWAY CENTER, SUITE 802
SUITE 802
NEWTON
MA
United States
Monday - Friday, 9AM - 5PM
Tel: 617-467-3000, Fax: 617-581-6677

Websites

www.linkedin.com/company/redwood-investments-llc/about/ www.redwoodinv.com

Chief Compliance Officer

TINA PAYNE
100 PEARL STREET
27TH FLOOR
NEW YORK
NY
United States
Tel: (212) 806-8838
Fax: (212) 806-2994
(Full email address available in API data)

Regulatory Contact

MIA PILLINGER
100 PEARL STREET
27TH FLOOR
NEW YORK
NY
United States
Tel: 212-806-8806
(Full email address available in API data)

Industry Affiliates

ALGER ALTERNATIVE HOLDINGS II, LLC Sponsor, GP, manager of pooled investment vehicles
ALGER ALTERNATIVE HOLDINGS, LLC Sponsor, GP, manager of pooled investment vehicles
ALGER MANAGEMENT, (SINGAPORE) PTE. LTD. Broker-dealer, municipal securities dealer, or gov securities broker or dealer
ALGER MANAGEMENT, LTD Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners
FRED ALGER & COMPANY, LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer
FRED ALGER MANAGEMENT, LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
WEATHERBIE CAPITAL, LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
WEATHERBIE LIMITED PARTNERSHIP Sponsor, GP, manager of pooled investment vehicles
WEATHERBIE MANAGEMENT LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SILVER, JENNIFER, KATZ Individual – MANAGING PARTNER, BOARD OF MANAGERS 07/2004 < 5%
MUFSON, MICHAEL, J Individual – MANAGING PARTNER, BOARD OF MANAGERS 07/2004 < 5%
ALGER GROUP HOLDINGS, LLC Domestic Entity – DIRECT PARENT 01/2024 > 75%
ALGER ASSOCIATES, INC. Domestic Entity ALGER GROUP HOLDINGS, LLC INDIRECT PARENT OF REGISTRANT 01/2024 > 75%
ALGER, NICOLE, DEMARIGNY Individual ALGER ASSOCIATES, INC. STOCKHOLDER 12/2023 25-50%
ALGER, HILARY, MILLER Individual ALGER ASSOCIATES, INC. STOCKHOLDER 12/2023 25-50%
ALGER, ALEXANDRA, DEWEY Individual ALGER ASSOCIATES, INC. STOCKHOLDER 12/2023 25-50%
PAYNE, TINA Individual – CHIEF COMPLIANCE OFFICER 01/2024 < 5%
CHUNG, DANIEL, CAYLEY Individual – BOARD OF MANAGERS 01/2024 < 5%
LIEBES, HAL Individual – BOARD OF MANAGERS 01/2024 < 5%
HENDRICKS, MAUREEN, AGNES Individual – BOARD OF MANAGERS 01/2024 < 5%

No. Employees, Historic

2010020202021202220232024202517 on 3/25/202017 on 5/27/202017 on 6/10/202017 on 9/3/202017 on 3/11/202117 on 7/2/202117 on 9/2/202117 on 11/2/202117 on 12/14/202116 on 3/11/202216 on 5/9/202216 on 6/17/202216 on 6/17/202214 on 3/2/202314 on 5/3/202314 on 11/30/202312 on 1/5/202412 on 2/1/202412 on 3/28/202412 on 3/28/2024

RAUM, Historic

3B2B02020202120222023202420251982299098 on 3/25/20201982299098 on 5/27/20201982299098 on 6/10/20201982299098 on 9/3/20202238905357 on 3/11/20212238905357 on 7/2/20212238905357 on 9/2/20212238905357 on 11/2/20212238905357 on 12/14/20212198985463 on 3/11/20222198985463 on 5/9/20222198985463 on 6/17/20222198985463 on 6/17/20221757996860 on 3/2/20231757996860 on 5/3/20231364086057 on 11/30/20231364086057 on 1/5/20241364086057 on 2/1/20241694451841 on 3/28/20241694451841 on 3/28/2024

No. Clients, Historic

3001500202020212022202320242025178 on 3/25/2020178 on 5/27/2020178 on 6/10/2020178 on 9/3/2020166 on 3/11/2021166 on 7/2/2021166 on 9/2/2021166 on 11/2/2021166 on 12/14/2021203 on 3/11/2022203 on 5/9/2022203 on 6/17/2022203 on 6/17/2022231 on 3/2/2023231 on 5/3/2023231 on 11/30/2023231 on 1/5/2024231 on 2/1/2024214 on 3/28/2024214 on 3/28/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ACCENTURE PLC IRELAND Common 5M 19K –
ADDUS HOMECARE CORP Common 3M 24K –
ADOBE INC Common 1M 3K –
ADVANCED MICRO DEVICES INC Common 202K 1K –
AEROVIRONMENT INC Common 2M 11K –
AGILYSYS INC Common 3M 26K –
ALKERMES PLC Common 2M 90K –
ALLEGRO MICROSYSTEMS INC Common 2M 66K –
ALPHABET INC Common 11M 67K –
AMAZON COM INC Common 14M 77K –
AMPHASTAR PHARMACEUTICALS IN Common 1M 27K –
APPLE INC Common 6M 31K –
APPLIED INDL TECHNOLOGIES IN Common 3M 14K –
ARCOS DORADOS HOLDINGS INC Common 2M 433K –
ASPEN AEROGELS INC Common 1M 45K –
ATKORE INC Common 3M 19K –
AXCELIS TECHNOLOGIES INC Common 2M 14K –
AXOS FINANCIAL INC Common 2M 38K –
AZEK CO INC Common 3M 61K –
BADGER METER INC Common 2M 10K –
BJS WHSL CLUB HLDGS INC Common 237K 3K –
BRINKS CO Common 3M 31K –
BURLINGTON STORES INC Common 291K 1K –
CACTUS INC Common 3M 62K –
CDW CORP Common 1M 7K –
CECO ENVIRONMENTAL CORP Common 3M 90K –
CHIPOTLE MEXICAN GRILL INC Common 2M 28K –
CINTAS CORP Common 4M 6K –
COLLEGIUM PHARMACEUTICAL INC Common 899K 28K –
COMFORT SYS USA INC Common 6M 21K –
CONSTELLATION BRANDS INC Common 2M 6K –
COSTAR GROUP INC Common 844K 12K –
COSTCO WHSL CORP NEW Common 2M 2K –
CRH PLC Common 4M 55K –
CROWDSTRIKE HLDGS INC Common 456K 1K –
D R HORTON INC Common 274K 2K –
DANAHER CORPORATION Common 7M 29K –
DESCARTES SYS GROUP INC Common 3M 35K –
DIAMONDBACK ENERGY INC Common 4M 22K –
DOUBLEVERIFY HLDGS INC Common 1M 54K –
DRAFTKINGS INC NEW Common 277K 7K –
DREAM FINDERS HOMES INC Common 1M 46K –
ENOVIS CORPORATION Common 1M 28K –
ENPRO INC Common 1M 10K –
ENSIGN GROUP INC Common 4M 28K –
EOG RES INC Common 1M 11K –
EQUINIX INC Common 1M 2K –
EVERTEC INC Common 2M 65K –
EVOLENT HEALTH INC Common 1M 54K –
FERGUSON PLC NEW Common 3M 18K –
FLUTTER ENTMT PLC Common 1M 6K –
FRESHPET INC Common 6M 50K –
GLOBAL PMTS INC Common 516K 5K –
HALOZYME THERAPEUTICS INC Common 3M 60K –
HCA HEALTHCARE INC Common 1M 5K –
HDFC BANK LTD SPONSORED ADS 86K 20K –
HEALTHEQUITY INC Common 2M 23K –
HEICO CORP NEW Common 276K 1K –
HUBSPOT INC Common 618K 1K –
HURON CONSULTING GROUP INC Common 2M 23K –
ICICI BANK LIMITED ADR 7M 352K –
INTER PARFUMS INC Common 2M 17K –
ISHARES TR MSCI INDONIA ETF 210K 11K –
JPMORGAN CHASE & CO. Common 5M 31K –
KINSALE CAP GROUP INC Common 1M 3K –
KNIFE RIVER CORP Common 2M 30K –
KRYSTAL BIOTECH INC Common 3M 14K –
LANTHEUS HLDGS INC Common 2M 26K –
ELI LILLY & CO Common 2M 2K –
MAKEMYTRIP LIMITED MAURITIUS Common 3M 42K –
MASTERCARD INCORPORATED Common 1M 3K –
MERCADOLIBRE INC Common 5M 4K –
MICROCHIP TECHNOLOGY INC. Common 887K 11K –
MICROSOFT CORP Common 6M 14K –
MINISO GROUP HLDG LTD SPONSORED ADS 70K 53K –
MONOLITHIC PWR SYS INC Common 2M 3K –
MOTOROLA SOLUTIONS INC Common 4M 14K –
MSA SAFETY INC Common 2M 12K –
MSCI INC Common 299K 2K –
NEOGENOMICS INC Common 1M 92K –
NOVO-NORDISK A S ADR 564K 4K –
NU HLDGS LTD Common 6M 639K –
NUTANIX INC Common 2M 37K –
NVIDIA CORPORATION Common 19M 172K –
OLLIES BARGAIN OUTLET HLDGS Common 3M 34K –
ONTO INNOVATION INC Common 4M 17K –
OSI SYSTEMS INC Common 2M 14K –
PALOMAR HLDGS INC Common 3M 34K –
PARSONS CORP DEL Common 3M 32K –
PDD HOLDINGS INC SPONSORED ADS 152K 17K –
PERFORMANCE FOOD GROUP CO Common 3M 49K –
PRICESMART INC Common 2M 20K –
ROPER TECHNOLOGIES INC Common 4M 8K –
RTX CORPORATION Common 242K 2K –
S&P GLOBAL INC Common 1M 3K –
SALESFORCE INC Common 3M 14K –
SERVICENOW INC Common 2M 2K –
SHELL PLC SPONSORED ADS 223K 3K –
SKYLINE CHAMPION CORPORATION Common 2M 32K –
SKYWARD SPECIALTY INS GROUP Common 2M 55K –
SPS COMM INC Common 3M 15K –
STRYKER CORPORATION Common 5M 18K –
SURGERY PARTNERS INC Common 2M 97K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 8M 98K –
TEXAS ROADHOUSE INC Common 1M 7K –
TJX COS INC NEW Common 2M 16K –
TREX CO INC Common 2M 34K –
UNITED RENTALS INC Common 1M 2K –
UNITEDHEALTH GROUP INC Common 241K 474 –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 1M 24K –
VIKING THERAPEUTICS INC Common 1M 22K –
VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS 24K 14K –
VISTEON CORP Common 2M 17K –
WALMART INC Common 5M 86K –
WASTE CONNECTIONS INC Common 231K 4K –
ZOETIS INC Common 1M 6K –