SIGNAL SECURITIES, INC.
Adviser information for SIGNAL SECURITIES, INC. last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 37 |
|---|---|
| Investment Advisory/Research | 24 |
| Registered Broker-Dealer Representatives | 37 |
| Registered State Investment Advisers | 24 |
| Licensed Agents of an Insurance Company | 28 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 83 | $40.3M |
| Non-Discretionary | 1,714 | $506.6M |
| Total | 1,797 | $546.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 980 | $225.1M |
| HNW Individuals | 121 | $321.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1000 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesCommissions |
| Other Business Activities | Broker-dealerInsurance broker or agent |
Principal Office
700 THROCKMORTONFORT WORTH
TX
United States
Monday - Friday, 8 A.M. - 5 P.M.
Tel: 817-877-4256, Fax: 817-820-1280
Chief Compliance Officer
CHASE KORNS
CCO
700 THROCKMORTON STREET
FORT WORTH
TX
United States
Tel:
817-820-1217
C****@*******************M
(Full email address available in API data)
Regulatory Contact
CHRIS SNOW
CEO
700 THROCKMORTON
FORT WORTH
TX
United States
Tel:
817-820-1206
Fax:
817-820-1280
C****@*******************M
(Full email address available in API data)
Industry Affiliates
| SIGNAL SECURITIES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersAccountant or accounting firmInsurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SINGLETON, IVAN JERRY | Individual | – | EXE CHRM, TREAS, DIR: JOINTLY OWNED W/CARLA WRIGHT | 06/2011 | > 75% |
| WRIGHT, CARLA BETH | Individual | – | DIR, CORP SEC: JOINTLY OWNED WITH JERRY SINGLETON | 03/2012 | > 75% |
| SNOW, CHRISTOPHER RICHARD | Individual | – | CEO, ROSFP, DIR, MSP | 03/2011 | 10-25% |
| MENGIS, JANET LEE | Individual | – | CFO | 01/2019 | < 5% |
| KORNS, CHASE MARSHALL | Individual | – | CCO | 03/2024 | < 5% |