FINANCIAL FREEDOM
FINANCIAL FREEDOM, LLC Legal Name
Adviser information for FINANCIAL FREEDOM last updated from Form ADV on March 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 772 | $391.6M |
| Total | 772 | $391.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 24 | $14.8M |
| HNW Individuals | 91 | $376.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
8044 MONTGOMERY ROADSUITE 700
CINCINNATI
OH
United States
Monday - Friday, 8 AM - 6 PM
Tel: 513-697-6400, Fax: 513-697-6410
Websites
Chief Compliance Officer
ALLEN A. OSGOOD, JR.
PRESIDENT, CHIEF COMPLIANCE OFFICER
6228 WHILEAWAY DR
LOVELAND
OH
United States
Tel:
513-697-6400
Fax:
513-697-6410
A**@**********M
(Full email address available in API data)
Regulatory Contact
ALLEN A. OSGOOD
CHAIRMAN & FOUNDER
5 GREAT VALLEY PARKWAY
SUITE 210
MALVERN
PA
United States
Tel:
(800) 503-9500
Fax:
513-697-6410
A*@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| OSGOOD, ALLEN, AGLE | Individual | – | PRESIDENT & CHIEF COMPLIANCE OFFICER | 10/2004 | > 75% |
| OSGOOD, ALLEN, AGLE | Individual | – | CHAIRMAN AND FOUNDER | 01/2000 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 22nd, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AFLAC INC COM USD0.10 | COM | 7K | 83 | – |
| AT&T INC COM USD1 | COM | 12K | 633 | – |
| ARK ETF TRUST INNOVATION ETF | INNOVATION ETF | 11K | 248 | – |
| ABBVIE INC COM USD0.01 | COM | 18K | 107 | – |
| ADOBE INC COM | COM | 46K | 82 | – |
| ADVANSIX INC COM | COM | 24 | 1 | – |
| AGILENT TECHNOLOGIES INC COM USD0.01 | COM | 91K | 705 | – |
| AIRBNB INC COM CL A | COM CL A | 2K | 10 | – |
| ALCOA CORP COM | COM | 5K | 129 | – |
| ALLIANT ENERGY CORP COM USD0.01 | COM | 23K | 451 | – |
| ALPHABET INC CAP STK CL C | CAP STK CL C | 185K | 1K | – |
| ALPHABET INC CAP STK CL A | CAP STK CL A | 155K | 853 | – |
| ALTRIA GROUP INC | COM | 19K | 421 | – |
| AMAZON.COM INC | COM | 436K | 2K | – |
| AMEDISYS INC | COM | 9K | 100 | – |
| AMERICA MOVIL SAB DE CV SPON ADS EACH REP 20 SER B SHARES | SPON ADS RP CL B | 27K | 2K | – |
| AMERICAN ELEC PWR CO INC COM | COM | 73K | 838 | – |
| AMERICAN EXPRESS CO COM USD0.20 | COM | 102K | 440 | – |
| AMERICAN TOWER CORP NEW COM | COM | 12K | 63 | – |
| AMERIPRISE FINANCIAL INC COM USD0.01 | COM | 38K | 88 | – |
| AMGEN INC | COM | 73K | 235 | – |
| AMPLIFY TR CYBERSECURITY ETF | AMPLIFY CYBERSEC | 84K | 1K | – |
| APPLE INC | COM | 2M | 12K | – |
| APPLIED MATERIALS INC COM USD0.01 | COM | 59K | 250 | – |
| ARBOR REALTY TRUST INC COM | COM | 34K | 2K | – |
| BP PLC SPONSORED ADR | SPONSORED ADR | 2K | 50 | – |
| BANK AMERICA CORP COM | COM | 54K | 1K | – |
| BANK OF NEW YORK MELLON CORP COM USD0.01 | COM | 8K | 140 | – |
| BARRICK GOLD CORPORATION COM NPV ISIN #CA0679011084 SEDOL #2024644 | COM | 3K | 204 | – |
| BAUSCH HEALTH COMPANIES INC COM NPV | COM | 121K | 17K | – |
| BERKSHIRE HATHAWAY INC COM USD0.0033 CLASS B | CL B NEW | 260K | 640 | – |
| BEYOND MEAT INC COM | COM | 845 | 126 | – |
| BIOGEN INC COM USD0.0005 | COM | 12K | 50 | – |
| BIO-TECHNE CORP COM | COM | 29K | 403 | – |
| BLACKBAUD INC | COM | 770 | 10 | – |
| BLACKBERRY LTD COM ISIN #CA09228F1036 SEDOL #BCBHZ31 | COM | 1K | 600 | – |
| BLACKROCK INC COM USD0.01 | COM | 25K | 32 | – |
| BOSTON SCIENTIFIC CORP | COM | 15K | 200 | – |
| BRIGHTHOUSE FINL INC COM | COM | 867 | 20 | – |
| BRISTOL-MYERS SQUIBB CO COM | COM | 16K | 391 | – |
| BROADCOM INC COM | COM | 100K | 62 | – |
| BROOKFIELD RENEWABLE CORP CLASS A SUBORDINATE VOTING SHARES ISIN #CA11284V1058 SEDOL #BMXWR83 | CL A SUB VTG | 8K | 290 | – |
| CVS HEALTH CORPORATION COM USD0.01 | COM | 15K | 254 | – |
| CARETRUST REIT INC COM | COM | 10K | 404 | – |
| CARRIER GLOBAL CORPORATION COM | COM | 4K | 56 | – |
| CATERPILLAR INC COM | COM | 138K | 415 | – |
| CERENCE INC COM | COM | 8K | 3K | – |
| CHARTER COMMUNICATIONS INC NEW CL A | CL A | 6K | 20 | – |
| CHEVRON CORP NEW COM | COM | 135K | 861 | – |
| CISCO SYSTEMS INC | COM | 193K | 4K | – |
| CITIGROUP INC | COM NEW | 7K | 110 | – |
| COCA-COLA CO | COM | 75K | 1K | – |
| COINBASE GLOBAL INC COM CL A | COM CL A | 462K | 2K | – |
| COMCAST CORP | CL A | 40K | 1K | – |
| CONAGRA BRANDS INC | COM | 9K | 300 | – |
| CONOCOPHILLIPS COM | COM | 11K | 100 | – |
| CORTEVA INC COM | COM | 2K | 42 | – |
| COSTCO WHOLESALE CORP COM USD0.01 | COM | 36K | 43 | – |
| COTY INC | COM CL A | 1K | 117 | – |
| CRAWFORD & CO | CL A | 5K | 571 | – |
| CROWDSTRIKE HLDGS INC CL A | CL A | 19K | 50 | – |
| DELL TECHNOLOGIES INC CL C | CL C | 15K | 112 | – |
| DELTA AIR LINES INC | COM NEW | 767 | 16 | – |
| DISNEY WALT CO COM | COM | 313K | 3K | – |
| DOLLAR GEN CORP NEW COM | COM | 14K | 108 | – |
| DOW INC COM | COM | 11K | 211 | – |
| DUKE ENERGY CORP NEW COM NEW ISIN #US26441C2044 SEDOL #B7JZSK0 | COM NEW | 19K | 192 | – |
| DUPONT DE NEMOURS INC COM | COM | 3K | 42 | – |
| ETF SER SOLUTIONS DEFIANCE NEXT | DEFIANCE NEXT | 506K | 12K | – |
| ETF SER SOLUTIONS US GLB JETS | US GLB JETS | 11K | 542 | – |
| EATON VANCE ENHANCED EQUITY IN COM | COM | 6K | 258 | – |
| EBAY INC. COM | COM | 12K | 219 | – |
| EMERGENT BIOSOLUTIONS INC | COM | 2K | 300 | – |
| ENBRIDGE INC COM ISIN #CA29250N1050 SEDOL #2466149 | COM | 9K | 263 | – |
| ENERGY TRANSFER L P COM UT LTD PTN | COM UT LTD PTN | 36K | 2K | – |
| ENTERPRISE PRODS PARTNERS L P COM | COM | 51K | 2K | – |
| EPAM SYS INC COM USD0.001 | COM | 10K | 55 | – |
| EOS ENERGY ENTERPRISES INC COM CL A | COM CL A | 508 | 400 | – |
| EXCHANGE TRADED CONCEPTS TR ROBO GLOBAL ROBOTICS AND AUTOMATION INDEX ETF | ROBO GLB ETF | 453K | 8K | – |
| EXXON MOBIL CORP COM | COM | 851K | 7K | – |
| META PLATFORMS INC CLASS A COMMON STOCK | CL A | 549K | 1K | – |
| FEDERAL RLTY INVT TR NEW SH BEN INT NEW | SH BEN INT NEW | 6K | 63 | – |
| FEDEX CORP COM USD0.10 | COM | 229K | 765 | – |
| FIDELITY NASDAQ COMPOSITE INDEX ETF | NASDAQ COMPSIT | 3K | 47 | – |
| FIDELITY WISE ORIGIN BITCOIN FUND | SHS | 1K | 24 | – |
| FIDELITY MSCI ENERGY INDEX ETF | MSCI ENERGY IDX | 680K | 27K | – |
| FIDELITY MSCI FINLS INDEX ETF | MSCI FINLS IDX | 449K | 8K | – |
| FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF | MSCI INFO TECH I | 747K | 4K | – |
| FIDELITY ENHANCED LARGE CAP VALUE ETF | ENHANCED LARGE | 16K | 553 | – |
| FIDELITY ENHANCED INTERNATIONAL ETF | ENHANCED INTL | 64K | 2K | – |
| FIDELITY ENHANCED MID CAP ETF | ENHANCED MID | 44K | 1K | – |
| FIDELITY TOTAL BOND ETF | TOTAL BD ETF | 128K | 3K | – |
| FIDELITY NATL INFORMATION SERVICES COM USD0.01 | COM | 15K | 204 | – |
| FIRST TR EXCHANGE TRADED FD II FINANCIAL ALPHADEX FD USD ISIN #US33734X1357 SEDOL #B50P3C2 | FINLS ALPHADEX | 377K | 8K | – |
| FIRST TRUST CLOUD COMPUTING ETF | CLOUD COMPUTING | 290K | 3K | – |
| FIRST TR EXCHANGE TRADED FD II NASDAQ CYB ETF | NASDAQ CYB ETF | 101K | 2K | – |
| FORD MTR CO DEL COM | COM | 23K | 2K | – |
| FORTINET INC COM USD0.001 | COM | 46K | 760 | – |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | COMMON STOCK | 17K | 220 | – |
| GE VERNOVA INC COM | COM | 15K | 89 | – |
| GENERAL DYNAMICS CORP COM USD1.00 | COM | 702K | 2K | – |
| GE AEROSPACE COM NEW | COM NEW | 90K | 568 | – |
| GENUINE PARTS CO COM USD1.00 | COM | 7K | 50 | – |
| GLOBALSTAR INC COM USD0.0001 | COM | 128 | 114 | – |
| GLOBAL X FDS CYBRSCURTY ETF | CYBRSCURTY ETF | 43K | 1K | – |
| GLOBAL X FDS AUTONMOUS EV ETF | AUTONMOUS EV ETF | 1M | 47K | – |
| GLOBAL X FDS ARTIFICIAL ETF | ARTIFICIAL ETF | 2M | 68K | – |
| GLOBAL X FDS US INFR DEV ETF | US INFR DEV ETF | 1M | 35K | – |
| GLOBAL X FDS RBTCS ARTFL INTE | RBTCS ARTFL INTE | 65K | 2K | – |
| GLOBAL X LITHIUM AND BATTERY TECH ETF | LITHIUM BTRY ETF | 89K | 2K | – |
| HP INC COM | COM | 21K | 611 | – |
| HERSHEY COMPANY COM USD1.00 | COM | 18K | 100 | – |
| HEWLETT PACKARD ENTERPRISE CO COM | COM | 26K | 1K | – |
| HOME DEPOT INC | COM | 109K | 316 | – |
| HONEYWELL INTERNATIONAL INC COM USD1 | COM | 6K | 30 | – |
| HOWMET AEROSPACE INC COM | COM | 58K | 741 | – |
| INTEL CORP COM USD0.001 | COM | 271K | 9K | – |
| INTERNATIONAL BUS MACH CORP COM USD0.20 | COM | 164K | 951 | – |
| INTERNATIONAL PAPER CO COM | COM | 8K | 195 | – |
| INVESCO QQQ TR UNIT SER 1 | UNIT SER 1 | 13M | 27K | – |
| INVESCO EXCHANGE TRADED FD TR AEROSPACE DEFN | AEROSPACE DEFN | 30K | 293 | – |
| INVESCO EXCHANGE TRADED FD TR S&P500 EQL REL | S&P500 EQL REL | 9K | 284 | – |
| INVESCO EXCHANGE TRADED FD TR S&P MDCP MOMNTUM | S&P MDCP MOMNTUM | 63K | 555 | – |
| INVESCO EXCHANGE TRADED FD TR S&P MDCP QUALITY | S&P MDCP QUALITY | 2M | 20K | – |
| INVESCO EXCHANGE TRADED FD TR NASDAQ INTERNT | NASDAQ INTERNT | 45K | 1K | – |
| INVESCO EXCHANGE TRADED FD TR PHARMACEUTICALS | PHARMACEUTICALS | 36K | 432 | – |
| INVESCO EXCH TRADED FD TR II S&P500 LOW VOL | S&P500 LOW VOL | 13K | 205 | – |
| INVESCO EXCH TRADED FD TR II S&P500 HDL VOL | S&P500 HDL VOL | 33K | 732 | – |
| INVESCO EXCH TRADED FD TR II SOLAR ETF | SOLAR ETF | 26K | 655 | – |
| ISHARES GOLD TR ISHARES NEW ISIN #US4642852044 SEDOL #BKP74N6 | ISHARES NEW | 38K | 875 | – |
| ISHARES MSCI AUSTRIA ETF | MSCI AUSTRIA ETF | 14K | 645 | – |
| ISHARES INC MSCI EMERG MRKT | MSCI EMERG MRKT | 7K | 130 | – |
| ISHARES CORE S&P TOTAL US STOCK MARKET ETF | CORE S&P TTL STK | 654K | 6K | – |
| ISHARES SELECT DIVIDEND ETF | SELECT DIVID ETF | 34K | 279 | – |
| ISHARES CORE S&P 500 ETF | CORE S&P500 ETF | 117K | 214 | – |
| ISHARES CORE US AGGREGATE BOND ETF | CORE US AGGBD ET | 6M | 61K | – |
| ISHARES TRUST MSCI EMG MKTS ETF USD DIS | MSCI EMG MKT ETF | 24K | 556 | – |
| ISHARES IBOXX $ INV GRADE CORPORATE BOND ETF | IBOXX INV CP ETF | 98K | 911 | – |
| ISHARES MSCI EAFE ETF | MSCI EAFE ETF | 35K | 450 | – |
| ISHARES TR RUS MD CP GR ETF | RUS MD CP GR ETF | 1M | 13K | – |
| ISHARES TR RUS MID CAP ETF | RUS MID CAP ETF | 124K | 2K | – |
| ISHARES CORE S&P MID-CAP ETF | CORE S&P MCP ETF | 3K | 57 | – |
| ISHARES TR EXPANDED TECH | EXPANDED TECH | 192K | 2K | – |
| ISHARES TR ISHARES BIOTECH | ISHARES BIOTECH | 24K | 175 | – |
| ISHARES S&P MID-CAP 400 GROWTH ETF | S&P MC 400GR ETF | 32K | 368 | – |
| ISHARES TR RUS 1000 GRW ETF | RUS 1000 GRW ETF | 67K | 183 | – |
| ISHARES TR RUS 2000 GRW ETF | RUS 2000 GRW ETF | 156K | 595 | – |
| ISHARES RUSSELL 2000 ETF | RUSSELL 2000 ETF | 6K | 28 | – |
| ISHARES US TECHNOLOGY ETF | U.S. TECH ETF | 3M | 19K | – |
| ISHARES US FINANCIAL SERVICES ETF | U.S. FIN SVC ETF | 192K | 3K | – |
| ISHARES US FINANCIALS ETF | U.S. FINLS ETF | 470K | 5K | – |
| ISHARES CORE S&P SMALL-CAP E | CORE S&P SCP ETF | 807K | 8K | – |
| ISHARES S&P SMALL-CAP 600 VALUE ETF | SP SMCP600VL ETF | 391K | 4K | – |
| ISHARES TR S&P SMALL CAP 600 GROWTH ETF | S&P SML 600 GWT | 150K | 1K | – |
| ISHARES TR MRGSTR MD CP ETF | MRGSTR MD CP ETF | 66K | 936 | – |
| ISHARES TR GL CLEAN ENE ETF | GL CLEAN ENE ETF | 8K | 595 | – |
| ISHARES TR MRGSTR MD CP GRW | MRGSTR MD CP GRW | 1M | 20K | – |
| ISHARES NATIONAL MUNI BOND ETF | NATIONAL MUN ETF | 934K | 9K | – |
| ISHARES TR CRE U S REIT ETF | CRE U S REIT ETF | 27K | 500 | – |
| ISHARES TR MBS ETF | MBS ETF | 406K | 4K | – |
| ISHARES TR USD INV GRDE ETF | USD INV GRDE ETF | 22K | 428 | – |
| ISHARES TR ISHS 1-5YR INVS | ISHS 1-5YR INVS | 16K | 321 | – |
| ISHARES TR US HOME CONS ETF | US HOME CONS ETF | 124K | 1K | – |
| ISHARES TR US REGNL BKS ETF | US REGNL BKS ETF | 121K | 3K | – |
| ISHARES TR U.S. MED DVC ETF | U.S. MED DVC ETF | 9K | 166 | – |
| ISHARES TR US HLTHCR PR ETF | US HLTHCR PR ETF | 261K | 5K | – |
| ISHARES TR US OIL GS EX ETF | US OIL GS EX ETF | 16K | 157 | – |
| ISHARES TR EAFE VALUE ETF | EAFE VALUE ETF | 18K | 330 | – |
| ISHARES TR RUS TP200 GR ETF | RUS TP200 GR ETF | 2M | 10K | – |
| ISHARES TR FLTG RATE NT ETF | FLTG RATE NT ETF | 24K | 477 | – |
| ISHARES TR MSCI USA MIN VOL | MSCI USA MIN VOL | 40K | 480 | – |
| ISHARES TR CORE MSCI TOTAL | CORE MSCI TOTAL | 11K | 165 | – |
| ISHARES INC CORE MSCI EMERGING MKTS ETF | CORE MSCI EMKT | 227K | 4K | – |
| ISHARES MSCI SINGAPORE ETF | MSCI SINGPOR ETF | 3K | 137 | – |
| ISHARES INTERNATIONAL SMALL CAP EQUITY FACTOR ETF | INTERNATIONAL SL | 669K | 21K | – |
| ISHARES TR MSCI INTL MOMENT | MSCI INTL MOMENT | 1M | 37K | – |
| ISHARES CORE MSCI EUROPE ETF | CORE MSCI EURO | 29K | 504 | – |
| ISHARES TR CYBERSECURITY | CYBERSECURITY | 141K | 3K | – |
| ISHARES TR US INFRASTRUC | US INFRASTRUC | 2K | 45 | – |
| JPMORGAN CHASE &CO. COM | COM | 586K | 3K | – |
| JOHNSON &JOHNSON COM USD1.00 | COM | 763K | 5K | – |
| KELLANOVA COM | COM | 8K | 130 | – |
| KEYSIGHT TECHNOLOGIES INC COM USD0.01 WD | COM | 63K | 459 | – |
| KIMBERLY-CLARK CORP COM | COM | 10K | 75 | – |
| KINDER MORGAN INC COM USD0.01 | COM | 25K | 1K | – |
| KRAFT HEINZ CO COM | COM | 655 | 20 | – |
| KRANESHARES TRUST QUADRTC INT RT | QUADRTC INT RT | 4K | 226 | – |
| KROGER CO COM USD1.00 | COM | 6K | 115 | – |
| KYNDRYL HLDGS INC COMMON STOCK | COMMON STOCK | 4K | 161 | – |
| L3HARRIS TECHNOLOGIES INC COM | COM | 24K | 106 | – |
| LADDER CAP CORP CL A | CL A | 5K | 449 | – |
| LAMB WESTON HLDGS INC COM | COM | 8K | 100 | – |
| LAS VEGAS SANDS CORP COM USD0.001 | COM | 483 | 11 | – |
| ELI LILLY &CO COM | COM | 544K | 601 | – |
| LISTED FUND TRUST ROUNDHILL BALL METAVERSE ETF USD | ROUNDHILL BALL | 4K | 296 | – |
| LISTED FD TR HORIZON KINETICS | HORIZON KINETICS | 7K | 211 | – |
| LOCKHEED MARTIN CORP COM USD1.00 | COM | 173K | 371 | – |
| LOWES COMPANIES INC COM USD0.50 | COM | 405K | 2K | – |
| LUCID GROUP INC COM | COM | 2K | 882 | – |
| MANULIFE FINANCIAL CORP COM NPV ISIN #CA56501R1064 SEDOL #2492519 | COM | 62K | 2K | – |
| MASTERCARD INCORPORATED CL A | CL A | 43K | 98 | – |
| MCCORMICK &COMPANY INC COM NPV | COM NON VTG | 8K | 106 | – |
| MCDONALD S CORP | COM | 1M | 5K | – |
| MERCK &CO. INC COM | COM | 334K | 3K | – |
| METLIFE INC COM USD0.01 | COM | 17K | 248 | – |
| MICROSOFT CORP | COM | 2M | 5K | – |
| MONDELEZ INTL INC COM NPV | CL A | 23K | 356 | – |
| MOTOROLA SOLUTIONS INC | COM NEW | 4K | 9 | – |
| NASDAQ INC COM STK | COM | 6K | 102 | – |
| NETFLIX INC | COM | 35K | 52 | – |
| NEW YORK COMMUNITY BANCORP INC COM USD0.01 | COM | 28K | 9K | – |
| NEWELL BRANDS INC COM | COM | 5K | 814 | – |
| NEWMONT CORP COM ISIN #US6516391066 SEDOL #BJYKTV2 | COM | 5K | 126 | – |
| NEXTERA ENERGY INC COM USD0.01 | COM | 9K | 133 | – |
| NIKE INC CLASS B COM NPV | CL B | 16K | 214 | – |
| NOKIA OYJ ADR EACH REPR 1 ORD NPV | SPONSORED ADR | 627 | 166 | – |
| NOVARTIS AG SPONSORED ADR | SPONSORED ADR | 339 | 3 | – |
| NOVO NORDISK A/S ADR-EACH CNV INTO 1 CLASS B DKK1 | ADR | 16K | 115 | – |
| NVIDIA CORPORATION COM | COM | 869K | 7K | – |
| OAKTREE SPECIALTY LENDING CORP COM | COM | 23K | 1K | – |
| ORACLE CORP | COM | 269K | 2K | – |
| ORGANON &CO COMMON STOCK | COMMON STOCK | 4K | 199 | – |
| OTIS WORLDWIDE CORP COM | COM | 3K | 28 | – |
| PACIRA BIOSCIENCES INC COM | COM | 25K | 867 | – |
| PALANTIR TECHNOLOGIES INC CL A | CL A | 1K | 50 | – |
| PAYCOM SOFTWARE INC COM USD0.01 | COM | 7K | 52 | – |
| PAYPAL HLDGS INC COM | COM | 27K | 473 | – |
| PEPSICO INC | COM | 152K | 923 | – |
| PFIZER INC | COM | 116K | 4K | – |
| PHILIP MORRIS INTERNATIONAL INC COM NPV | COM | 15K | 148 | – |
| PHILLIPS 66 | COM | 7K | 50 | – |
| PIMCO INVESTMENT GRADE CORPORATE BOND INDEX ETF | INV GRD CRP BD | 2M | 18K | – |
| PINTEREST INC CL A | CL A | 506 | 11 | – |
| PLAINS ALL AMERN PIPELINE L P UNIT LTD PARTN | UNIT LTD PARTN | 13K | 750 | – |
| PRICE T ROWE GROUPS COM USD0.20 | COM | 23K | 200 | – |
| PROCTER AND GAMBLE CO COM | COM | 7M | 41K | – |
| PRUDENTIAL FINANCIAL INC | COM | 7K | 63 | – |
| QUALCOMM INC | COM | 319K | 2K | – |
| RTX CORPORATION COM USD1.00 | COM | 149K | 1K | – |
| RESIDEO TECHNOLOGIES INC COM | COM | 20 | 1 | – |
| RIO TINTO ADR EACH REP 1 ORD | SPONSORED ADR | 18K | 267 | – |
| SHELL PLC SPON ADS EA REP 2 ORD SHS | SPON ADS | 15K | 206 | – |
| SPDR S&P500 ETF TRUST TRUST UNIT DEPOSITARY RECEIPT | TR UNIT | 161K | 297 | – |
| SPDR GOLD TR GOLD SHS | GOLD SHS | 195K | 909 | – |
| SPDR INDEX SHS FDS S&P NORTH AMER | S&P NORTH AMER | 1M | 19K | – |
| SPDR DOW JONES GLOBAL REAL ESTATE ETF | DJ GLB RL ES ETF | 11K | 274 | – |
| SPDR SERIES TRUST S&P 600 SMCP VAL | S&P 600 SMCP VAL | 81K | 1K | – |
| SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | PORTFOLIO INTRMD | 22K | 675 | – |
| SPDR SER TR S&P TRANSN ETF | S&P TRANSN ETF | 32K | 408 | – |
| SPDR SER TR AEROSPACE DEF | AEROSPACE DEF | 15K | 105 | – |
| SPDR SER TR S&P REGL BKG | S&P REGL BKG | 5K | 104 | – |
| SPDR SER TR S&P DIVID ETF | S&P DIVID ETF | 296K | 2K | – |
| SPDR SER TR S&P 400 MDCP GRW | S&P 400 MDCP GRW | 279K | 3K | – |
| SPDR PORTFOLIO S&P 400 MID CAP ETF | PORTFOLIO S&P400 | 402K | 8K | – |
| SPDR SER TR S&P SEMICNDCTR | S&P SEMICNDCTR | 470K | 2K | – |
| SPDR SER TR S&P HOMEBUILD | S&P HOMEBUILD | 403K | 4K | – |
| SPDR SER TR RUSSELL LOW VOL | RUSSELL LOW VOL | 1M | 11K | – |
| SPDR SER TR RUSSELL YIELD | RUSSELL YIELD | 224K | 2K | – |
| SPDR PORTFOLIO S&P 500 HIGH DIVIDEND ETF | PRTFLO S&P500 HI | 2K | 41 | – |
| SPDR PORTFOLIO S&P 600 SMALL CAP ETF | PORTFOLIO S&P600 | 10K | 231 | – |
| ST JOE CO | COM | 14K | 264 | – |
| SCHLUMBERGER LIMITED COM USD0.01 | COM STK | 9K | 195 | – |
| SCHWAB US BROAD MARKET ETF | US BRD MKT ETF | 8K | 126 | – |
| SCHWAB US LARGE-CAP GROWTH ETF | US LCAP GR ETF | 68K | 673 | – |
| SCHWAB STRATEGIC TR EMERGING MKTS EQUITY ETF | EMRG MKTEQ ETF | 7K | 263 | – |
| SCHWAB FUNDAMENTAL EM L/C | FUNDAMENTAL EMER | 102K | 3K | – |
| SCHWAB STRATEGIC TR FUNDAMENTAL INTL | FUNDAMENTAL INTL | 67K | 2K | – |
| SCHWAB US DIVIDEND EQUITY ETF | US DIVIDEND EQ | 188K | 2K | – |
| SCHWAB STRATEGIC TR INTL EQUITY ETF | INTL EQTY ETF | 22K | 563 | – |
| SCHWAB STRATEGIC TR US TIPS ETF | US TIPS ETF | 2M | 40K | – |
| HEALTH CARE SELECT SECTOR SPDR FUND | SBI HEALTHCARE | 5M | 36K | – |
| CONSUMER STAPLES SELECT SECTOR SPDR FUND | SBI CONS STPLS | 9K | 118 | – |
| CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND | SBI CONS DISCR | 2M | 12K | – |
| SELECT SECTOR SPDR TR ENERGY | ENERGY | 7M | 82K | – |
| SELECT SECTOR SPDR TR FINANCIAL | FINANCIAL | 3M | 78K | – |
| SELECT SECTOR SPDR TR INDL | INDL | 214K | 2K | – |
| SELECT SECTOR SPDR TRUST TECHNOLOGY SELECT SECTOR USD DIS | TECHNOLOGY | 6M | 25K | – |
| SELECT SECTOR SPDR TR RL EST SEL SEC | RL EST SEL SEC | 472K | 12K | – |
| SIMON PROPERTY GROUP INC | COM | 46K | 301 | – |
| SMUCKER J M CO COM NEW | COM NEW | 47K | 427 | – |
| SNAP INC CL A | CL A | 2K | 125 | – |
| SNOWFLAKE INC CL A | CL A | 946 | 7 | – |
| SOLVENTUM CORP COM SHS | COM SHS | 3K | 52 | – |
| SOUTHERN CO | COM | 8K | 100 | – |
| SOUTHWEST AIRLINES CO | COM | 12K | 415 | – |
| STARBUCKS CORP COM USD0.001 | COM | 6K | 79 | – |
| SUNRUN INC COM | COM | 356 | 30 | – |
| SWEETGREEN INC COM CL A | COM CL A | 1K | 48 | – |
| SYLVAMO CORP COMMON STOCK | COMMON STOCK | 1K | 16 | – |
| SYMBOTIC INC CLASS A COM | CLASS A COM | 9K | 254 | – |
| TARGET CORP | COM | 16K | 105 | – |
| TESLA INC COM | COM | 11K | 58 | – |
| TEVA PHARMACEUTICAL INDUSTRIES SPON ADS EACH REP 1 ORD SHS | SPONSORED ADS | 4K | 220 | – |
| TEXAS INSTRUMENTS INC COM USD1.00 | COM | 228K | 1K | – |
| THE REALREAL INC COM | COM | 175 | 55 | – |
| 3M CO | COM | 22K | 217 | – |
| TOAST INC CL A | CL A | 387 | 15 | – |
| TOTAL ENERGIES SE | SPONSORED ADS | 48K | 718 | – |
| TRAVELERS COMPANIES INC COM STK NPV | COM | 110K | 542 | – |
| UNITED PARCEL SERVICE INC CL B | CL B | 17K | 125 | – |
| UNITEDHEALTH GROUP INC | COM | 220K | 433 | – |
| UNITY SOFTWARE INC COM | COM | 2K | 100 | – |
| UPSTART HLDGS INC COM | COM | 1K | 50 | – |
| VANECK ETF TRUST MRNGSTR WDE MOAT | MRNGSTR WDE MOAT | 77K | 889 | – |
| VANECK ETF TRUST SEMICONDUCTR ETF | SEMICONDUCTR ETF | 3M | 13K | – |
| VANECK ETF TRUST PHARMACEUTCL ETF | PHARMACEUTCL ETF | 955K | 10K | – |
| VANECK ETF TRUST RARE EARTH AND S | RARE EARTH AND S | 6K | 136 | – |
| VANGUARD TOTAL INTERNATIONAL STOCK INDEX FUND | VG TL INTL STK F | 248K | 4K | – |
| VANGUARD MEGA CAP GROWTH INDEX FUND | MEGA GRWTH IND | 471K | 2K | – |
| VANGUARD MEGA CAP INDEX FUND | MEGA CAP INDEX | 2M | 9K | – |
| VANGUARD S&P SMALL-CAP 600 V | SMLCP 600 VAL | 509K | 6K | – |
| VANGUARD ADMIRAL FDS INC S&P SMALLCAP 600 INDEX FD ETF SHS | SMLLCP 600 IDX | 553K | 6K | – |
| VANGUARD ADMIRAL FDS INC MIDCP 400 GRTH | MIDCP 400 GRTH | 160K | 1K | – |
| VANGUARD BD INDEX FDS INTERMED TERM | INTERMED TERM | 20K | 265 | – |
| VANGUARD BD INDEX FDS TOTAL BND MRKT | TOTAL BND MRKT | 66K | 917 | – |
| VANGUARD DEVELOPED MARKETS INDEX FUND ETF | VAN FTSE DEV MKT | 50K | 1K | – |
| VANGUARD WHITEHALL FDS HIGH DIV YLD | HIGH DIV YLD | 226K | 2K | – |
| VANGUARD WHITEHALL FDS INTL HIGH ETF | INTL HIGH ETF | 27K | 392 | – |
| VANGUARD SHT-TERM INFLATION-PROTECTED SEC IDX | STRM INFPROIDX | 23K | 478 | – |
| VANGUARD CHARLOTTE FDS TOTAL INTL BD ETF | TOTAL INT BD ETF | 18K | 368 | – |
| VANGUARD INTL EQUITY INDEX FDS TT WRLD ST ETF | TT WRLD ST ETF | 13K | 117 | – |
| VANGUARD INTL EQUITY INDEX FDS ALLWRLD EX US | ALLWRLD EX US | 71K | 1K | – |
| VANGUARD INTL EQUITY INDEX FDS FTSE EMR MKT ETF | FTSE EMR MKT ETF | 272K | 6K | – |
| VANGUARD INTL EQUITY INDEX FDS FTSE EUROPE ETF | FTSE EUROPE ETF | 135K | 2K | – |
| VANGUARD WORLD FD CONSUM DIS ETF | CONSUM DIS ETF | 6M | 20K | – |
| VANGUARD WORLD FD CONSUM STP ETF | CONSUM STP ETF | 86K | 424 | – |
| VANGUARD WORLD FD ENERGY ETF | ENERGY ETF | 3M | 21K | – |
| VANGUARD WORLD FD FINANCIALS ETF | FINANCIALS ETF | 5M | 54K | – |
| VANGUARD WORLD FD HEALTH CAR ETF | HEALTH CAR ETF | 3M | 11K | – |
| VANGUARD WORLD FD INDUSTRIAL ETF | INDUSTRIAL ETF | 631K | 3K | – |
| VANGUARD WORLD FD INF TECH ETF | INF TECH ETF | 9M | 15K | – |
| VANGUARD WORLD FD MATERIALS ETF | MATERIALS ETF | 422K | 2K | – |
| VANGUARD WORLD FD UTILITIES ETF | UTILITIES ETF | 299K | 2K | – |
| VANGUARD SCOTTSDALE FDS VANGUARD SHORT-TERM CORPORATE BD INDEX FD ETF SHS | SHRT TRM CORP BD | 36K | 463 | – |
| VANGUARD SCOTTSDALE FUNDS VANGUARD RUSS1000 GROWTH IDX FD ETF | VNG RUS1000GRW | 237K | 3K | – |
| VANGUARD SCOTTSDALE FUNDS VANGUARD INTER-TERM CORP BD ETF | INT-TERM CORP | 15M | 189K | – |
| VANGUARD MUN BD FDS TAX EXEMPT BD | TAX EXEMPT BD | 4M | 73K | – |
| VANGUARD INDEX FUNDS S&P 500 ETF USD | S&P 500 ETF SHS | 870K | 2K | – |
| VANGUARD MID-CAP VALUE INDEX FUND | MCAP VL IDXVIP | 249K | 2K | – |
| VANGUARD MID-CAP GROWTH INDEX FUND | MCAP GR IDXVIP | 719K | 3K | – |
| VANGUARD REAL ESTATE ETF | REAL ESTATE ETF | 285K | 3K | – |
| VANGUARD SMALL-CAP GROWTH INDEX FUND | SML CP GRW ETF | 468K | 2K | – |
| VANGUARD SMALL CAP VALUE ETF | SM CP VAL ETF | 2M | 14K | – |
| VANGUARD MID-CAP INDEX FUND | MID CAP ETF | 3M | 11K | – |
| VANGUARD INDEX FDS VANGUARD GROWTH ETF FORMERLY VANGUARD INDEX TR VIPERS | GROWTH ETF | 308K | 822 | – |
| VANGUARD INDEX FDS VANGUARD VALUE ETF FORMERLY VANGUARD INDEX TR | VALUE ETF | 209K | 1K | – |
| VANGUARD SMALL-CAP INDEX FUND | SMALL CP ETF | 4M | 17K | – |
| VANGUARD INDEX FDS VANGUARD TOTAL STK MKT ETF | TOTAL STK MKT | 1M | 5K | – |
| VERIZON COMMUNICATIONS INC | COM | 32K | 781 | – |
| VERISK ANALYTICS INC COM | COM | 22K | 82 | – |
| VERONA PHARMA SPON ADR EACH REP 8 ORD SHS | SPONSORED ADS | 8K | 545 | – |
| VIATRIS INC COM | COM | 21K | 2K | – |
| VISA INC | COM CL A | 39K | 148 | – |
| WK KELLOGG CO COM SHS | COM SHS | 510 | 31 | – |
| WABTEC COM | COM | 2K | 13 | – |
| WALMART INC COM | COM | 288K | 4K | – |
| WALGREENS BOOTS ALLIANCE INC | COM | 16K | 1K | – |
| WARNER BROS DISCOVERY INC COM SER A | COM SER A | 1K | 149 | – |
| WASTE MANAGEMENT INC | COM | 73K | 340 | – |
| WELLS FARGO CO NEW COM | COM | 71K | 1K | – |
| WISDOMTREE TR US MIDCAP DIVID | US MIDCAP DIVID | 11K | 235 | – |
| WISDOMTREE TR US MIDCAP FUND | US MIDCAP FUND | 62K | 1K | – |
| WISDOMTREE TR INTL EQUITY FD | INTL EQUITY FD | 20K | 378 | – |
| ZOETIS INC | CL A | 13K | 74 | – |
| AON PLC SHS CL A COM USD0.01 | SHS CL A | 144K | 492 | – |
| BROOKFIELD RENEWABLE PARTNERS PARTNERSHIP UNIT | PARTNERSHIP UNIT | 29K | 1K | – |
| NORWEGIAN CRUISE LINE HLDG LTD SHS | SHS | 9K | 500 | – |
| WILLIS TOWERS WATSON PLC COM USD0.000304635 | SHS | 281K | 1K | – |
| CRISPR THERAPEUTICS AG COM CHF0.03 | NAMEN AKT | 5K | 100 | – |
| GARMIN LTD COM CHF10.00 | SHS | 17K | 106 | – |
| ON HLDNG AG CHF0.1 CLASS A | NAMEN AKT A | 2K | 48 | – |
| NXP SEMICONDUCTORS NV | COM | 26K | 95 | – |