1919 INVESTMENT COUNSEL, LLC
Adviser information for 1919 INVESTMENT COUNSEL, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maryland, United States |
Employees
| Total Number of Employees | 136 |
|---|---|
| Investment Advisory/Research | 63 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 35 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 17 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5,117 | $21.2B |
| Non-Discretionary | 25 | $67.2M |
| Total | 5,142 | $21.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 2,300 | $954.7M |
| HNW Individuals | 2,514 | $15.2B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 4 | $975.1M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 59 | $827.9M |
| Charitable organizations | 150 | $2.0B |
| State or municipal gov entities | <5 | $32.0M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 102 | $1.3B |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 6 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)NONDISCRETIONARY INVESTMENT ADVICE AND CERTAIN FAMILY OFFICE SERVICES |
|---|---|
| Compensation | % of AUMFixed feesASSET-BASED FEES FOR NONDISCRETIONARY MODEL ADVICE |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 1.7B |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| MANAGER SELECT | LPL FINANCIAL LLC |
| STIFEL CONNECT PROGRAM | STIFEL, NICOLAUS & COMPANY, INCORPORATED |
| STIFEL OPPORTUNITY PROGRAM | STIFEL, NICOLAUS & COMPANY, INCORPORATED |
| PRIVATE INVESTMENT NETWORK | WELLS FARGO CLEARING SERVICES, LLC |
| LINCOLN PREMIER SEPARATELY MANAGED ACCOUNTS | LINCOLN FINANCIAL ADVISORS CORPORATION |
| COMMONWEALTH PREFERRED PORTFOLIO SERVICES | COMMONWEALTH FINANCIAL NETWORK |
| CLASSIC PROGRAM | JANNEY MONTGOMERY SCOTT LLC |
| UBS MANAGED ACCOUNTS CONSULTING (MAC) | UBS FINANCIAL SERVICES INC. |
| STIFEL HORIZON PROGRAM | STIFEL, NICOLAUS & COMPANY, INCORPORATED |
| FOLIO INVESTMENTS, INC. | FIRST AFFIRMATIVE FINANCIAL NETWORK LLC |
Identifiers
| SEC RIA File Number | 801-63656 |
|---|---|
| SEC ERA File Number | 801-63656 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 133370 |
| Legal Entity Identifier | 25490074P0AZ35Z01A02 |
Principal Office
ONE SOUTH STREETSUITE 2500
BALTIMORE
MD
United States
Monday - Friday, 8:30 A.M. - 5:00 P.M.
Tel: 410-454-2171, Fax: None
Chief Compliance Officer
RESHMA BALLIE MCGOWAN
MANAGING DIRECTOR
787 SEVENTH AVENUE
12TH FLOOR
NEW YORK
NY
United States
Tel:
(212) 554-7129
Fax:
(212) 554-7135
R**@*********M
(Full email address available in API data)
Industry Affiliates
| CSA INSURANCE AGENCY, INC | Insurance company or agency |
| EATON PARTNERS (UK) LLP | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| EATON PARTNERS HONG KONG | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| EQUITYCOMPASS INVESTMENT MANAGEMENT, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| KCP FUND GENERAL PARTNER LLC | Sponsor, GP, manager of pooled investment vehicles |
| KEEFE, BRUYETTE & WOODS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| SIERRA PACIFIC SECURITIES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| STIFEL ACCESS SERVICES LLC | Sponsor, GP, manager of pooled investment vehicles |
| STIFEL BANK | Banking or thrift institution |
| STIFEL BANK & TRUST, NATIONAL ASSOCIATION | Banking or thrift institutionTrust company |
| STIFEL CAPITAL MANAGEMENT, LLC | Other investment adviser, including financial planners |
| STIFEL EUROPE BANK AG | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| STIFEL INDEPENDENT ADVISORS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersInsurance company or agency |
| STIFEL NICOLAUS CANADA INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| STIFEL NICOLAUS EUROPE LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| STIFEL NICOLAUS INSURANCE AGENCY, INCORPORATED | Insurance company or agency |
| STIFEL NICOLAUS ISRAEL LTD. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| STIFEL SCHWEIZ AG | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| STIFEL TRUST COMPANY, N.A. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerBanking or thrift institutionTrust company |
| STIFEL WEALTH TRACKER | Other investment adviser, including financial planners |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersRegistered municipal advisorCommodity pool operator or commodity trading advisorInsurance company or agencySponsor, GP, manager of pooled investment vehicles |
| TRUST COMPANY DELAWARE | Trust company |
| WASHINGTON CROSSING ADVISORS LLC | Other investment adviser, including financial plannersRegistered municipal advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| OMEALIA, HARRY | Individual | – | PRESIDENT AND CHIEF EXECUTIVE OFFICER, MANAGING MEMBER | 01/2005 | < 5% |
| BENZIGER, PAUL, JOSEPH | Individual | – | MANAGING MEMBER | 01/2005 | < 5% |
| KING, CHARLES, COLEMAN | Individual | – | MANAGING MEMBER | 01/2005 | < 5% |
| STIFEL FINANCIAL CORP. | Domestic Entity | – | SOLE MEMBER | 01/2016 | > 75% |
| PASQUARELLA, MARGARET, MARY | Individual | – | CHIEF FINANCIAL OFFICER | 10/2014 | < 5% |
| GALLAGHER, BRIAN, PAUL | Individual | – | CHIEF ADMINISTRATIVE OFFICER | 03/2019 | < 5% |
| BALLIE MCGOWAN, RESHMA, MARTINA | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2021 | < 5% |