FIAM LLC
Adviser information for FIAM LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 168 |
|---|---|
| Investment Advisory/Research | 118 |
| Registered Broker-Dealer Representatives | 51 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 4 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 605 | $219.2B |
| Non-Discretionary | 0 | $0 |
| Total | 605 | $219.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 39 | $981.6M |
| Banking or thrift institutions | 6 | $1.8B |
| Investment companies | 41 | $106.8B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 190 | $15.8B |
| Pension and profit sharing plans | 68 | $20.3B |
| Charitable organizations | 64 | $3.3B |
| State or municipal gov entities | 40 | $11.0B |
| Other investment advisers | 37 | $38.9B |
| Insurance companies | 54 | $12.4B |
| Sovereign wealth funds and foreign official institutions | 8 | $3.5B |
| Corporations or other businesses | 29 | $4.5B |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 13 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)RESEARCH SERVICES |
|---|---|
| Compensation | % of AUMPerformance-based feesADMINISTRATION FEES. PERCENTAGE OF REVENUE FROM AFFILIATES |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
900 SALEM STREETSMITHFIELD
RI
United States
Monday - Friday, 9:00 AM - 5:00 PM EST
Tel: 617-563-7000, Fax: None
Websites
www.linkedin.com/showcase/fidelity-asset-management-solutions
www.linkedin.com/showcase/fidelity-institutional/
www.facebook.com/plynkinvest/
twitter.com/plynkinvest/
www.linkedin.com/company/plynk-invest
www.tiktok.com/@fidelity
fams.fidelity.com
www.reddit.com/r/fidelityinvestments
www.youtube.com/c/fidelityinstitutional
www.facebook.com/chetcollegesavings
www.instagram.com/fidelity
www.reddit.com/u/fidelityinvestments
www.youtube.com/fidelityinvestments
twitter.com/fidelitynews
twitter.com/fidelitypolicy
twitter.com/fidelityinst
www.instagram.com/plynkinvest/
www.facebook.com/chetlatino
twitter.com/chet529/
www.facebook.com/fidelityinvestments
twitter.com/timmerfidelity
twitter.com/fidelityams
institutional.fidelity.com
www.instagram.com/chet529/
Chief Compliance Officer
STEPHANIE BROWN
CHIEF COMPLIANCE OFFICER
ONE SPARTAN WAY
MERRIMACK
NH
United States
Tel:
603-791-1558
S****************@******M
(Full email address available in API data)
Regulatory Contact
JESSICA DUHAMEL
VICE PRESIDENT, ASSET MANAGEMENT COMPLIANCE
245 SUMMER STREET
BOSTON
MA
United States
Tel:
617-563-1064
J**************@******M
(Full email address available in API data)
Industry Affiliates
| 42 NORTH RESOURCE PARTNERS ADVISORS II LP | Sponsor, GP, manager of pooled investment vehicles |
| 42 NORTH RESOURCE PARTNERS ADVISORS LP | Sponsor, GP, manager of pooled investment vehicles |
| AGILUS VENTURES ADVISORS IV LIMITED PARTNERSHIP | Sponsor, GP, manager of pooled investment vehicles |
| ALIMONT VENTURES ADVISORS V LIMITED PARTNERSHIP | Sponsor, GP, manager of pooled investment vehicles |
| AVON VENTURE ADVISORS FUND I LP | Sponsor, GP, manager of pooled investment vehicles |
| AVON VENTURE ADVISORS FUND II LP | Sponsor, GP, manager of pooled investment vehicles |
| BALLYROCK INVESTMENT ADVISORS LLC | Other investment adviser, including financial planners |
| DI CONSUMER ADVISORS FUND I LP | Sponsor, GP, manager of pooled investment vehicles |
| DI OPPORTUNITY ADVISORS FUND LP | Sponsor, GP, manager of pooled investment vehicles |
| DIGITAL BROKERAGE SERVICES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| EMPIRE FIDELITY INVESTMENTS LIFE INSURANCE COMPANY | Insurance company or agency |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND II LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND III LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND IV LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND IV-A LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND V LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS HITS ADVISORS FUND II LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS HITS ADVISORS FUND III LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS HITS ADVISORS FUND LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS LIFE SCIENCES ADVISORS FUND VI LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS LIFE SCIENCES ADVISORS FUND VII LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS LIFE SCIENCES ADVISORS FUND VIII LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS TECH ADVISORS FUND 2021 LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS TECH ADVISORS FUND II LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS TECH ADVISORS FUND LP | Sponsor, GP, manager of pooled investment vehicles |
| FIAM INDEX FUND GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| FIAM INSTITUTIONAL FUNDS MANAGER, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| FIDELITY BROKERAGE SERVICES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| FIDELITY BUSINESS SERVICES INDIA PRIVATE LIMITED | Other investment adviser, including financial planners |
| FIDELITY CONVERTIBLE ARBITRAGE FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| FIDELITY CRET TRUSTEE LLC | Sponsor, GP, manager of pooled investment vehicles |
| FIDELITY DIGITAL ASSET SERVICES, LLC | Trust company |
| FIDELITY DISTRIBUTORS COMPANY LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| FIDELITY DIVERSIFYING SOLUTIONS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FIDELITY EVERGREEN PRIVATE CREDIT FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| FIDELITY FUNDS MANAGER II, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| FIDELITY FUNDS MANAGER, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| FIDELITY HEALTH INSURANCE SERVICES, LLC | Insurance company or agency |
| FIDELITY INSTITUTIONAL ASSET MANAGEMENT TRUST COMPANY | Commodity pool operator or commodity trading advisorTrust companyPension consultant |
| FIDELITY INSTITUTIONAL WEALTH ADVISER LLC | Other investment adviser, including financial planners |
| FIDELITY INSURANCE AGENCY, INC. | Insurance company or agency |
| FIDELITY INVESTMENTS LIFE INSURANCE COMPANY | Insurance company or agency |
| FIDELITY JAPAN DATA CENTERS FUND GP LP | Sponsor, GP, manager of pooled investment vehicles |
| FIDELITY MANAGEMENT & RESEARCH (CANADA) ULC | Other investment adviser, including financial planners |
| FIDELITY MANAGEMENT & RESEARCH (HONG KONG) LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FIDELITY MANAGEMENT & RESEARCH (JAPAN) LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FIDELITY MANAGEMENT & RESEARCH COMPANY LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FIDELITY MANAGEMENT TRUST COMPANY | Trust company |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Other investment adviser, including financial planners |
| FIDELITY PERSONAL TRUST COMPANY, FSB | Banking or thrift institutionTrust company |
| FIDELITY PRIME FINANCING | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| FIDELITY PRIVATE EQUITY MULTI-STRATEGY FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| FIDELITY PRIVATE EQUITY MULTI-STRATEGY FUND II GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| FIDELITY REAL ESTATE PARTNERS VI LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| FIDELITY STRATEGIC ADVISERS IRELAND, LIMITED | Other investment adviser, including financial planners |
| FIDELITY TOKYO 3 SERIES GP LP | Sponsor, GP, manager of pooled investment vehicles |
| FIDVEST US LLC | Insurance company or agency |
| FINE STRUCTURE VENTURES ADVISORS FUND II LP | Sponsor, GP, manager of pooled investment vehicles |
| FINE STRUCTURES VENTURES ADVISORS FUND I LP | Sponsor, GP, manager of pooled investment vehicles |
| FMR INVESTMENT MANAGEMENT (UK) LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| GREEN PIER FINTECH LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| IMPRESA MANAGEMENT LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| KEZAR TRADING, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| NATIONAL FINANCIAL SERVICES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| SOTERIA REINSURANCE LTD. | Insurance company or agency |
| STRATEGIC ADVISERS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| VOLCAP ADVISORS FUND I LIMITED PARTNERSHIP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FIAM BROAD MARKET DURATION FUND, LLC | OTHER POOLED INVESTMENT VEHICLE | $968.5M | $5.0M | 6 |
| FIAM CONCENTRATED BLUE CHIP GROWTH LLC | OTHER POOLED INVESTMENT VEHICLE | $48.7M | $5.0M | 17 |
| FIAM CORE PLUS FUND, LLC | OTHER POOLED INVESTMENT VEHICLE | $358.9M | $5.0M | 10 |
| FIAM EMERGING MARKET DEBT FUND, LLC | OTHER POOLED INVESTMENT VEHICLE | $92.4M | $5.0M | 4 |
| FIAM GLOBAL CREDIT EX-U.S. HEDGED FUND, LP | OTHER POOLED INVESTMENT VEHICLE | $158.0M | $5.0M | 5 |
| FIAM GLOBAL FOUNDERS FUND, LP | OTHER POOLED INVESTMENT VEHICLE | $45.1M | $5.0M | 15 |
| FIAM GLOBAL LOW VOLATILITY EQUITY FUND LP | OTHER POOLED INVESTMENT VEHICLE | $302.9M | $5.0M | 5 |
| FIAM HIGH YIELD FUND, LLC | OTHER POOLED INVESTMENT VEHICLE | $193.6M | $5.0M | 8 |
| FIAM LEVERAGED LOAN FUND, LP | OTHER POOLED INVESTMENT VEHICLE | $392.2M | $5.0M | 8 |
| FIAM SELECT EMERGING MARKETS EQUITY FUND, LP | OTHER POOLED INVESTMENT VEHICLE | $341.2M | $5.0M | 9 |
| FIAM SELECT INTERNATIONAL EQUITY FUND, LLC | OTHER POOLED INVESTMENT VEHICLE | $284.8M | $5.0M | 2 |
| FIAM SELECT INTERNATIONAL SMALL CAP EQUITY FUND, LLC | OTHER POOLED INVESTMENT VEHICLE | $245.8M | $5.0M | 9 |
| FIAM SMALL/MID CAP OPPORTUNITIES FUND, LP | OTHER POOLED INVESTMENT VEHICLE | $93.1M | $5.0M | 6 |
| FIAM TACTICAL BOND FUND, LP | OTHER POOLED INVESTMENT VEHICLE | $489.7M | $5.0M | 27 |
| FIDELITY 2022 PRIVATE EQUITY MULTI-STRATEGY FUND LP | Private Equity Fund | $32.8M | $0.3M | 311 |
| FIDELITY 2022 PRIVATE EQUITY MULTI-STRATEGY FUND LP - OFFSHORE | Private Equity Fund | $0.0M | $0.3M | 111 |
| FIDELITY JAPAN DATA CENTERS FUND LP | Real Estate Fund | $225.8M | $5.0M | 43 |
| FIDELITY JAPAN DATA CENTERS FUND LP TOKYO 3 SERIES | Real Estate Fund | $11.1M | $5.0M | 24 |
| FIDELITY PRIVATE EQUITY MULTI-STRATEGY FUND II LP | Private Equity Fund | $9.2M | $0.3M | 120 |
| FIDELITY PRIVATE EQUITY MULTI-STRATEGY FUND II LP - OFFSHORE | Private Equity Fund | $0.0M | $0.3M | 50 |
| FIDELITY REAL ESTATE DEBT OPPORTUNITIES FUND I, LP | Real Estate Fund | $162.0M | $0.1M | 443 |
| FIDELITY REAL ESTATE OPPORTUNISTIC INCOME FUND L.P. | Hedge Fund | $302.2M | $3.0M | 14 |
| FIDELITY REDOF I REIT, LLC | Real Estate Fund | $132.7M | $0.0M | 125 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FMR LLC | Domestic Entity | FIAM HOLDINGS LLC | SHAREHOLDER | 10/2004 | > 75% |
| FIAM HOLDINGS LLC | Domestic Entity | – | MEMBER | 10/2004 | > 75% |
| HOLDING, PAM, RUDDICK | Individual | – | CO-HEAD EQUITY | 01/2014 | < 5% |
| CONDRON, CASEY, MOORE | Individual | – | HEAD OF SALES & RELATIONSHIP MANAGEMENT, DIRECTOR | 02/2015 | < 5% |
| JOHNSON, ABIGAIL, PIERREPONT | Individual | FMR LLC | ELECTED MANAGER | 05/1994 | |
| JOHNSON IV, EDWARD, CROSBY | Individual | FMR LLC | ELECTED MANAGER | 04/2006 | |
| WILENS, MICHAEL, ENGBER | Individual | FMR LLC | ELECTED MANAGER | 10/2014 | |
| MCGRAW, GERARD, JOHN | Individual | FMR LLC | ELECTED MANAGER | 10/2014 | |
| COHEN, TIMOTHY, MICHAEL | Individual | – | CO-HEAD EQUITY | 03/2018 | < 5% |
| RIMMER, CHRISTOPHER, JOHN | Individual | – | HEAD OF ASSET MANAGEMENT FINANCE | 09/2018 | < 5% |
| LANK, HARLEY, JAY | Individual | – | HEAD OF HIGH INCOME | 08/2019 | < 5% |
| MCGEE, MARTIN, TAGUE | Individual | – | CHIEF FINANCIAL OFFICER, DIRECTOR | 04/2020 | < 5% |
| PERRY, KIMBERLY, LYN | Individual | – | DIRECTOR | 04/2021 | < 5% |
| PARISEAULT, CHRISTIAN, GIRARD | Individual | – | HEAD OF INSTITUTIONAL PORTFOLIO MANAGERS, DIRECTOR | 12/2021 | < 5% |
| BROWN, STEPHANIE, JEAN | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2023 | < 5% |
| IRVING, WILLIAM, WOOD | Individual | – | PRESIDENT, DIRECTOR, HEAD OF FIDELITY ASSET MANAGEMENT SOLUTIONS | 01/2023 | < 5% |
| GOUVEIA, CHRISTOPHER, MICHAEL | Individual | – | COMPLIANCE OFFICER | 01/2023 | < 5% |
| NEFF, STEPHEN, CHARLES | Individual | FMR LLC | ELECTED MANAGER | 04/2023 | |
| FOLEY, ROBIN, LEE | Individual | – | HEAD OF FIXED INCOME | 07/2023 | < 5% |