VONTOBEL SWISS FINANCIAL ADVISERS
VONTOBEL SWISS FINANCIAL ADVISERS AG Legal Name
Adviser information for VONTOBEL SWISS FINANCIAL ADVISERS last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Switzerland |
Employees
| Total Number of Employees | 108 |
|---|---|
| Investment Advisory/Research | 84 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 10 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,633 | $3.8B |
| Non-Discretionary | 1,557 | $5.2B |
| Total | 3,190 | $9.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 590 | $453.5M |
| HNW Individuals | 1,567 | $6.8B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 4 | $71.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 178 | $1.6B |
| Other | 17 | $74.1M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 245 |
| No. of Non-U.S. Clients | 21 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPublication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Broker-dealer |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 9.0B |
| Portfolio Manager to Program | Sponsor |
|---|---|
| SFA MANAGED EUROPE | VONTOBEL SWISS FINANCIAL ADVISERS |
| SFA MANAGED PRIME | VONTOBEL SWISS FINANCIAL ADVISERS |
| SFA MANAGED ASIAN OPPORTUNITIES EQUITIES | VONTOBEL SWISS FINANCIAL ADVISERS |
| SFA INVESTMENT ADVISORY PRECIOUS METALS | VONTOBEL SWISS FINANCIAL ADVISERS |
| SFA PORTFOLIO STRATEGY INTERNATIONAL | VONTOBEL SWISS FINANCIAL ADVISERS |
| SFA INVESTMENT ADVISORY MANDATES | VONTOBEL SWISS FINANCIAL ADVISERS |
| SFA MANAGED SUSTAINABLE INVESTING | VONTOBEL SWISS FINANCIAL ADVISERS |
| SFA MANAGED GLOBAL | VONTOBEL SWISS FINANCIAL ADVISERS |
| SFA MANAGED INTERNATIONAL | VONTOBEL SWISS FINANCIAL ADVISERS |
| SFA MANAGED CHOICE | VONTOBEL SWISS FINANCIAL ADVISERS |
| SFA MANAGED GLOBAL DEVELOPED | VONTOBEL SWISS FINANCIAL ADVISERS |
| SFA MANAGED SWITZERLAND | VONTOBEL SWISS FINANCIAL ADVISERS |
| SFA MANAGED FUND PORTFOLIO | VONTOBEL SWISS FINANCIAL ADVISERS |
| SFA MANAGED EUROPEAN TRADE OPPORTUNITIES | VONTOBEL SWISS FINANCIAL ADVISERS |
| SFA MANAGED EUROZONE EQUITIES | VONTOBEL SWISS FINANCIAL ADVISERS |
| SFA MANAGED SWISS EQUITIES | VONTOBEL SWISS FINANCIAL ADVISERS |
| SFA MANAGED SWISS / EUROZONE SMALL & MID CAP EQUITIES | VONTOBEL SWISS FINANCIAL ADVISERS |
| SFA MANAGED IMPACT OPPORTUNITIES EQUITIES | VONTOBEL SWISS FINANCIAL ADVISERS |
| SFA MANAGED MEGATRENDS EQUITIES | VONTOBEL SWISS FINANCIAL ADVISERS |
| SFA MANAGED FUNDS | VONTOBEL SWISS FINANCIAL ADVISERS |
Principal Office
SPLUEGENSTRASSE 5ZURICH
Switzerland
Monday - Friday, 9 AM - 5 PM CET
Tel: +41-58-2388111, Fax: None
Websites
Chief Compliance Officer
ALEXANDRIA SCHINDLER
INTERIM HEAD LEGAL & COMPLIANCE
GOTTHARDSTRASSE 43
ZURICH
Switzerland
Tel:
+41 58 283 81 31
A*******************@***********M
(Full email address available in API data)
Regulatory Contact
HUGH KISILEWSKI
COMPLIANCE OFFICER
GOTTHARDSTRASSE 43
ZURICH
Switzerland
Tel:
+41 58 283 81 36
H***************@***********M
(Full email address available in API data)
Industry Affiliates
| BANK VONTOBEL AG | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersBanking or thrift institution |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KOEPPEL, PASCAL, DOMINIQUE | Individual | – | CHIEF INVESTMENT OFFICER | 10/2005 | < 5% |
| Wegner, J�rgen | Individual | – | DEPUTY CHIEF EXECUTIVE OFFICER | 01/2017 | < 5% |
| Baumert, Martin | Individual | – | CHIEF OPERATING OFFICER | 01/2018 | < 5% |
| STAMBACH, CHRISTIAN | Individual | – | DIRECTOR | 06/2019 | < 5% |
| Tobler, Roger, Max | Individual | – | HEAD FINANCE | 12/2019 | < 5% |
| SCHUBIGER, GEORG | Individual | – | DIRECTOR | 08/2022 | < 5% |
| Gmuender, Christian | Individual | – | DIRECTOR | 08/2022 | < 5% |
| VONTOBEL HOLDING AG | Foreign Entity | – | OWNER | 08/2022 | > 75% |
| Romanzina, Peter | Individual | – | CHIEF EXECUTIVE OFFICER | 03/2023 | < 5% |
| Scherer, Roger | Individual | – | CHIEF INTEGRATION OFFICER | 03/2023 | < 5% |
| PETER, NATALIE | Individual | – | DIRECTOR | 03/2023 | < 5% |
| HESS, JACQUELINE, CAMILLE | Individual | – | DIRECTOR | 03/2023 | < 5% |
| SCHINDLER, ALEXANDRIA, ARA | Individual | – | INTERIM HEAD LEGAL & COMPLIANCE, INTERIM CCO | 01/2024 | < 5% |