METALMARK MANAGEMENT II LLC
Adviser information for METALMARK MANAGEMENT II LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 17 |
|---|---|
| Investment Advisory/Research | 13 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 21 | $2.3B |
| Non-Discretionary | 0 | $0 |
| Total | 21 | $2.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 21 | $2.3B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 33 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-63666 |
|---|---|
| SEC ERA File Number | 801-63666 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 132008 |
| Legal Entity Identifier | None |
Principal Office
1177 AVENUE OF THE AMERICAS, 40TH FLOORNEW YORK
NY
United States
Monday - Friday, 9:00 A.M. - 6:00 P.M.
Tel: 212-823-1900, Fax: 212-823-1901
Websites
Chief Compliance Officer
KENNETH F. CLIFFORD
CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER AND PARTNER
1177 AVENUE OF THE AMERICAS, 40TH FLOOR
NEW YORK
NY
United States
Tel:
212-823-1915
Fax:
212-823-1901
K***************@*******************M
(Full email address available in API data)
Industry Affiliates
| METALMARK AMPLITUDE HEALTHCARE HOLDINGS LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| METALMARK CAPITAL PARTNERS II GP, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| METALMARK CAPITAL PARTNERS III GP, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| METALMARK FIDO CV GP, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MCP (SILO) II AIF OFFSHORE, L.P. | Private Equity Fund | $31.0M | $0.0M | 3 |
| MCP (SILO) II AIF, L.P. | Private Equity Fund | $281.8M | $0.0M | 3 |
| MCP II (CAYMAN) AIF, L.P. | Private Equity Fund | $108.4M | $2.0M | 24 |
| MCP II (OUTBOUND), L.P. | Private Equity Fund | $12.9M | $2.0M | 50 |
| MCP II (TE) AIF, L.P. | Private Equity Fund | $75.0M | $2.0M | 22 |
| MCP III (CAYMAN) AIF, LP | Private Equity Fund | $5.4M | $10.0M | 4 |
| MCP TE II (OUTBOUND) L.P. | Private Equity Fund | $9.5M | $2.0M | 22 |
| MCP/LH INVESTMENTS, LP | Private Equity Fund | $10.3M | $0.0M | 3 |
| METALMARK CAPITAL PARTNERS (SILO) II, L.P. | Private Equity Fund | $371.7M | $0.0M | 3 |
| METALMARK CAPITAL PARTNERS CAYMAN II, L.P. | Private Equity Fund | $173.0M | $2.0M | 24 |
| METALMARK CAPITAL PARTNERS CAYMAN III, L.P. | Private Equity Fund | $8.9M | $10.0M | 4 |
| METALMARK CAPITAL PARTNERS II CO-INVESTMENT, L.P. | Private Equity Fund | $117.9M | $0.0M | 28 |
| METALMARK CAPITAL PARTNERS II EXECUTIVE FUND, L.P. | Private Equity Fund | $25.7M | $0.0M | 55 |
| METALMARK CAPITAL PARTNERS II, L.P. | Private Equity Fund | $271.5M | $2.0M | 50 |
| METALMARK CAPITAL PARTNERS III LOWER-TIER L.P. | Private Equity Fund | $25.8M | $10.0M | 7 |
| METALMARK CAPITAL PARTNERS III, LP | Private Equity Fund | $38.8M | $10.0M | 7 |
| METALMARK CAPITAL PARTNERS TE II, L.P. | Private Equity Fund | $109.4M | $2.0M | 22 |
| METALMARK FIDO CONTINUATION VEHICLE, L.P. | Private Equity Fund | $436.8M | $0.0M | 62 |
| METALMARK NNE HOLDINGS LLC | Private Equity Fund | $42.0M | $0.0M | 2 |
| METALMARK WF CO-INVESTMENT, L.P. | Private Equity Fund | $83.7M | $0.0M | 26 |
| SPH/MIC INVESTMENTS, LP | Private Equity Fund | $97.7M | $0.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| METALMARK CAPITAL II LP | Domestic Entity | – | MANAGING MEMBER | 03/2023 | > 75% |
| CLIFFORD, KENNETH, FRANCIS | Individual | – | PARTNER, CFO, AND CCO | 12/2013 | < 5% |
| HOFFEN, HOWARD, IRA | Individual | – | CHAIRMAN AND CEO | 12/2013 | < 5% |
| HOFFMAN, MICHAEL, CAREY | Individual | – | PARTNER | 12/2013 | < 5% |
| HOFFEN, HOWARD, IRA | Individual | METALMARK CAPITAL II LLC | MANAGING MEMBER | 12/2013 | 25-50% |
| MYERS, GREGORY, DAVID | Individual | – | PARTNER | 12/2013 | < 5% |
| METALMARK CAPITAL II LLC | Domestic Entity | METALMARK MANAGEMENT II GP LLC | MANAGING MEMBER | 12/2013 | > 75% |
| METALMARK MANAGEMENT II GP LLC | Domestic Entity | METALMARK CAPITAL II LP | GENERAL PARTNER | 12/2013 | > 75% |