AEA INVESTORS SBF LP
Adviser information for AEA INVESTORS SBF LP last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 159 |
|---|---|
| Investment Advisory/Research | 115 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $3.5B |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $3.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $3.5B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 60 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-63692 |
|---|---|
| SEC ERA File Number | 801-63692 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 132753 |
| Legal Entity Identifier | None |
Principal Office
C/O AEA INVESTORS LP520 MADISON AVENUE, 40TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: 212-644-5900, Fax: 212-702-0518
Chief Compliance Officer
BARBARA BURNS
CHIEF COMPLIANCE OFFICER & VICE PRESIDENT
520 MADISON AVENUE
40TH FLOOR
NEW YORK
NY
United States
Tel:
212-702-0537
Fax:
212-702-0550
B*****@***************M
(Full email address available in API data)
Regulatory Contact
JOHN D. WILKINSON
SENIOR COMPLIANCE ASSOCIATE
520 MADISON AVENUE
40TH FLOOR
NEW YORK
NY
United States
Tel:
212-845-4320
Fax:
212-702-0518
J*********@***************M
(Full email address available in API data)
Industry Affiliates
| AEA ADVISERS LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| AEA DEBT MANAGEMENT LP | Sponsor, GP, manager of pooled investment vehicles |
| AEA GROWTH EQUITY PARTNERS LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AEA GROWTH FUNDING GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| AEA GROWTH MANAGEMENT LP | Sponsor, GP, manager of pooled investment vehicles |
| AEA INVESTORS (ASIA) LIMITED | Other investment adviser, including financial planners |
| AEA INVESTORS (GERMANY) GMBH | Other investment adviser, including financial planners |
| AEA INVESTORS (UK) LLP | Other investment adviser, including financial planners |
| AEA INVESTORS 2006 PARTNERS LLC | Sponsor, GP, manager of pooled investment vehicles |
| AEA INVESTORS EXECUTIVE PARTNERS VI LLC | Sponsor, GP, manager of pooled investment vehicles |
| AEA INVESTORS EXECUTIVE PARTNERS VII LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AEA INVESTORS EXECUTIVE PARTNERS VIII LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AEA INVESTORS LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| AEA INVESTORS PARTNERS 2006 L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AEA INVESTORS PARTNERS EF II LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AEA INVESTORS PARTNERS EUROPE L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AEA INVESTORS PARTNERS V LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AEA INVESTORS PARTNERS VI LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AEA INVESTORS PARTNERS VII LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AEA INVESTORS PARTNERS VIII LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AEA INVESTORS PF V LLC | Sponsor, GP, manager of pooled investment vehicles |
| AEA INVESTORS SBF II PARTNERS LP | Sponsor, GP, manager of pooled investment vehicles |
| AEA INVESTORS SBF III PARTNERS LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AEA INVESTORS SBF IV PARTNERS LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AEA INVESTORS SBF V PARTNERS LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AEA MEZZANINE PARTNERS II LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AEA MEZZANINE PARTNERS III LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AEA MEZZANINE PARTNERS IV LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AEA MIDDLE MARKET DEBT III GP LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AEA MIDDLE MARKET DEBT IV GP LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AEA MIDDLE MARKET DEBT V GP LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AEA PARTNERS ASIA LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AEA PARTNERS EXC CF LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AEA PARTNERS SBP CF LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AEA QP ADVISERS LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| AMATERAS AEA CFS PARTNERS LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AEA INVESTORS SBF IV LP | Private Equity Fund | $1,231.3M | $5.0M | 116 |
| AEA INVESTORS SBF V LP | Private Equity Fund | $1,259.2M | $0.0M | 110 |
| AEA INVESTORS SBF V-A LP | Private Equity Fund | $59.2M | $0.0M | 39 |
| AEA INVESTORS SMALL BUSINESS FUND II LP | Private Equity Fund | $12.2M | $5.0M | 66 |
| AEA INVESTORS SMALL BUSINESS FUND III LP | Private Equity Fund | $438.8M | $5.0M | 80 |
| AEA SBP CF LP | Private Equity Fund | $544.2M | $0.0M | 57 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COZZI, JOHN, FRANCIS | Individual | – | LIMITED PARTNER | 01/2014 | 5-10% |
| WILKINSON, ALAN, WALTER | Individual | – | LIMITED PARTNER | 01/2014 | 5-10% |
| DECILLIS, STEVEN, EDWARD | Individual | – | VICE PRESIDENT, ASSISTANT SECRETARY & TREASURER | 04/2011 | < 5% |
| BURNS, BARBARA, LYNN | Individual | – | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | 01/2013 | < 5% |
| AEA INVESTORS SBF GP LLC | Domestic Entity | – | GENERAL PARTNER | 01/2014 | < 5% |
| CARLSON, BARON, JAMES | Individual | – | LIMITED PARTNER | 01/2014 | 5-10% |
| WILKINSON, ALAN, WALTER | Individual | AEA INVESTORS SBF GP LLC | MEMBER OF AEA INVESTORS SBF GP LLC | 01/2014 | |
| COZZI, JOHN, FRANCIS | Individual | AEA INVESTORS SBF GP LLC | MEMBER OF AEA INVESTORS SBF GP LLC | 01/2014 | |
| AEA INVESTORS LP | Domestic Entity | – | LIMITED PARTNER | 08/2017 | > 75% |
| AEA INVESTORS HOLDINGS LP | Domestic Entity | AEA INVESTORS LP | LIMITED PARTNER OF AEA INVESTORS LP | 08/2017 | > 75% |
| AEA MANAGEMENT LLC | Domestic Entity | AEA INVESTORS HOLDINGS LP, AEA INVESTORS LP AND AEA ADVISER HOLDINGS (SBF) LP | GENERAL PARTNER OF (I) AEA INVESTORS HOLDINGS LP, (II) AEA INVESTORS LP AND (III) AEA ADVISER HOLDINGS (SBF) LP | 08/2017 | |
| AEA ADVISER HOLDINGS (SBF) LP | Domestic Entity | AEA INVESTORS HOLDINGS LP | LIMITED PARTNER OF AEA INVESTORS HOLDINGS LP | 08/2017 | > 75% |