ATLAS BROWN

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	9
Investment Advisory/Research	6
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	7
Licensed Agents of an Insurance Company	1
No. of Firms/People that Solicit Clients	1

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	1,090	$441.7M
Non-Discretionary	30	$13.5M
Total	1,120	$455.2M

Clients

Type	Number	RAUM
Individuals	382	$180.7M
HNW Individuals	46	$255.2M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	<5	$1.0M
Charitable organizations	6	$17.4M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	6	$824,436
Other	0	$0

Type	Number
No. of Non-RAUM Clients	17
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	101-250

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation	% of AUMFixed fees

Identifiers

SEC RIA File Number	801-63702
SEC ERA File Number	801-63702
SEC CIK Numbers	1388168
SEC CRD Numbers	133408
Legal Entity Identifier	None

Principal Office

333 EAST MAIN STREET
SUITE 400
LOUISVILLE
KY
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic