PARATUS FINANCIAL, INC.
Adviser information for PARATUS FINANCIAL, INC. last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 253 | $202.4M |
| Non-Discretionary | 332 | $417.3M |
| Total | 585 | $619.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 43 | $22.6M |
| HNW Individuals | 40 | $594.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $2.5M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 23 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | Hourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-63703 |
|---|---|
| SEC ERA File Number | 801-63703 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 133361 |
| Legal Entity Identifier | None |
Principal Office
5220 MCKINNEY AVE STE 200DALLAS
TX
United States
Monday - Friday, 8:30-5:00
Tel: 214-378-7400, Fax: 214-378-7402
Chief Compliance Officer
BONNIE CHADWICK
MANAGING DIRECTOR
5220 MCKINNEY AVE. STE 200
DALLAS
TX
United States
Tel:
214 378 7400
Fax:
214 378 7402
B*****@*******************M
(Full email address available in API data)
Regulatory Contact
PAIGE BOYER
COMPLIANCE OFFICER
5220 MCKINNEY AVE.
SUITE 200
DALLAS
TX
United States
Tel:
214-378-7400
Fax:
214-378-7402
P****@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CHADWICK, BONNIE, FREE | Individual | – | MANAGING DIRECTOR / CCO | 01/2004 | > 75% |