D'ORAZIO & ASSOCIATES, INC.
Adviser information for D'ORAZIO & ASSOCIATES, INC. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Virginia, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,741 | $1.2B |
| Non-Discretionary | 0 | $0 |
| Total | 1,741 | $1.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 40 | $18.3M |
| HNW Individuals | 222 | $1.2B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | Fixed feesPERCENTAGE OF RETIREMENT PLAN CONSULTING ASSETS |
Principal Office
7600 LEESBURG PIKESUITE 460 EAST
FALLS CHURCH
VA
United States
Monday - Friday, 9:00 AM TO 5:30 PM
Tel: 703-269-3100, Fax: 703-918-9399
Chief Compliance Officer
DAVID TRENNER
PRESIDENT
7600 LEESBURG PIKE
SUITE 460 EAST
FALLS CHURCH
VA
United States
Tel:
703-269-3100
Fax:
703-918-9399
D**@******************M
(Full email address available in API data)
Industry Affiliates
| JOSEPH A. D'ORAZIO | Accountant or accounting firmLawyer or law firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MEEK, JEREMY, LYNN | Individual | – | SHAREHOLDER, VICE PRESIDENT (02/2023) | 01/2018 | 25-50% |
| VANLANDINGHAM, JENNIFER, DURRETTE | Individual | – | SHAREHOLDER, VICE PRESIDENT (02/2023) | 01/2018 | 25-50% |
| TRENNER, DAVID, B | Individual | – | SHAREHOLDER, PRESIDENT AND CHIEF COMPLIANCE OFFICER (02/2023) | 04/2019 | 25-50% |
| ESKELSEN, ANDREW, TODD | Individual | – | SHAREHOLDER, TREASURER, SECRETARY | 02/2023 | 25-50% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 7th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 223K | 2K | – |
| ABBOTT LABS | COM | 549K | 5K | – |
| ABBVIE INC | COM | 787K | 5K | – |
| ABSCI CORPORATION | COM | 86K | 28K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 1M | 5K | – |
| ADOBE INC | COM | 639K | 1K | – |
| ADVANCED MICRO DEVICES INC | COM | 406K | 3K | – |
| AFLAC INC | COM | 290K | 3K | – |
| ALPHABET INC | CAP STK CL A | 2M | 12K | – |
| ALPHABET INC | CAP STK CL C | 2M | 13K | – |
| ALTRIA GROUP INC | COM | 606K | 13K | – |
| AMAZON COM INC | COM | 4M | 18K | – |
| AMERICAN CENTY ETF TR | AVANTIS EMGMKT | 2M | 25K | – |
| AMERICAN CENTY ETF TR | INTL SMCP VLU | 9M | 145K | – |
| AMERICAN CENTY ETF TR | US SML CP VALU | 15M | 167K | – |
| AMERICAN EXPRESS CO | COM | 209K | 904 | – |
| AMERICAN TOWER CORP NEW | COM | 268K | 1K | – |
| AMGEN INC | COM | 969K | 3K | – |
| ANSYS INC | COM | 2M | 5K | – |
| APPLE INC | COM | 8M | 38K | – |
| APPLIED MATLS INC | COM | 286K | 1K | – |
| ARCH CAP GROUP LTD | ORD | 566K | 6K | – |
| ASE TECHNOLOGY HLDG CO LTD | SPONSORED ADS | 126K | 11K | – |
| AT&T INC | COM | 239K | 13K | – |
| ATLANTIC UN BANKSHARES CORP | COM | 734K | 22K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 500K | 2K | – |
| AUTOZONE INC | COM | 212K | 72 | – |
| BANCO BILBAO VIZCAYA ARGENTA | SPONSORED ADR | 368K | 37K | – |
| BANCO SANTANDER S.A. | ADR | 78K | 17K | – |
| BANK AMERICA CORP | COM | 237K | 6K | – |
| BARCLAYS PLC | ADR | 258K | 24K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 31M | 76K | – |
| BLACKROCK INC | COM | 332K | 422 | – |
| BOOKING HOLDINGS INC | COM | 369K | 93 | – |
| BOOZ ALLEN HAMILTON HLDG COR | CL A | 113M | 737K | – |
| BP PLC | SPONSORED ADR | 285K | 8K | – |
| BRITISH AMERN TOB PLC | SPONSORED ADR | 216K | 7K | – |
| BROADCOM INC | COM | 1M | 874 | – |
| BUILDERS FIRSTSOURCE INC | COM | 375K | 3K | – |
| CADENCE DESIGN SYSTEM INC | COM | 206K | 670 | – |
| CANADIAN NATL RY CO | COM | 234K | 2K | – |
| CARDINAL HEALTH INC | COM | 352K | 4K | – |
| CARLISLE COS INC | COM | 218K | 537 | – |
| CARRIER GLOBAL CORPORATION | COM | 251K | 4K | – |
| CATERPILLAR INC | COM | 290K | 870 | – |
| CELESTICA INC | COM | 665K | 12K | – |
| CEMEX SAB DE CV | SPON ADR NEW | 85K | 13K | – |
| CGI INC | CL A SUB VTG | 278K | 3K | – |
| CHEVRON CORP NEW | COM | 875K | 6K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 266K | 4K | – |
| CHUNGHWA TELECOM CO LTD | SPON ADR NEW11 | 268K | 7K | – |
| CINTAS CORP | COM | 389K | 556 | – |
| CISCO SYS INC | COM | 442K | 9K | – |
| CITIGROUP INC | COM NEW | 340K | 5K | – |
| COCA COLA CO | COM | 650K | 10K | – |
| COCA-COLA FEMSA SAB DE CV | SPONSORD ADR REP | 230K | 3K | – |
| COLGATE PALMOLIVE CO | COM | 267K | 3K | – |
| COMCAST CORP NEW | CL A | 331K | 8K | – |
| CONOCOPHILLIPS | COM | 220K | 2K | – |
| CONSOLIDATED EDISON INC | COM | 258K | 3K | – |
| COSTCO WHSL CORP NEW | COM | 1M | 1K | – |
| CRH PLC | ORD | 408K | 5K | – |
| DELL TECHNOLOGIES INC | CL C | 487K | 4K | – |
| DEXCOM INC | COM | 2M | 15K | – |
| DIMENSIONAL ETF TRUST | US MKTWIDE VALUE | 614K | 16K | – |
| DIMENSIONAL ETF TRUST | US TARGETED VLU | 207K | 4K | – |
| DUKE ENERGY CORP NEW | COM NEW | 243K | 2K | – |
| EA SERIES TRUST | STRIVE US SEMICO | 273K | 5K | – |
| EATON CORP PLC | SHS | 323K | 1K | – |
| EBAY INC. | COM | 303K | 6K | – |
| ELI LILLY & CO | COM | 2M | 2K | – |
| EMCOR GROUP INC | COM | 344K | 943 | – |
| EMERSON ELEC CO | COM | 270K | 2K | – |
| EXXON MOBIL CORP | COM | 1M | 12K | – |
| FAIR ISAAC CORP | COM | 640K | 430 | – |
| FERROGLOBE PLC | SHS | 57K | 11K | – |
| FIDELITY COVINGTON TRUST | MSCI HLTH CARE I | 215K | 3K | – |
| FIDELITY COVINGTON TRUST | MSCI INFO TECH I | 434K | 3K | – |
| FINVOLUTION GROUP | SPONSORED ADS | 125K | 26K | – |
| FORD MTR CO DEL | COM | 127K | 10K | – |
| GARTNER INC | COM | 244K | 544 | – |
| GE AEROSPACE | COM NEW | 299K | 2K | – |
| GENERAL DYNAMICS CORP | COM | 261K | 901 | – |
| HARTFORD FINL SVCS GROUP INC | COM | 329K | 3K | – |
| HEARTBEAM INC | COM | 85K | 33K | – |
| HEWLETT PACKARD ENTERPRISE C | COM | 216K | 10K | – |
| HOME DEPOT INC | COM | 1M | 3K | – |
| HONDA MOTOR LTD | ADR ECH CNV IN 3 | 309K | 10K | – |
| HONEYWELL INTL INC | COM | 964K | 5K | – |
| HOST HOTELS & RESORTS INC | COM | 197K | 11K | – |
| HOVNANIAN ENTERPRISES INC | CL A NEW | 349K | 2K | – |
| HP INC | COM | 284K | 8K | – |
| HUBBELL INC | COM | 287K | 785 | – |
| ILLINOIS TOOL WKS INC | COM | 281K | 1K | – |
| INFOSYS LTD | SPONSORED ADR | 274K | 15K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 492K | 3K | – |
| INTUIT | COM | 354K | 538 | – |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 25M | 126K | – |
| INVESCO EXCHANGE TRADED FD T | S&P 500 GARP ETF | 27M | 261K | – |
| INVESCO QQQ TR | UNIT SER 1 | 23M | 47K | – |
| ISHARES TR | CORE DIV GRWTH | 35M | 615K | – |
| ISHARES TR | CORE HIGH DV ETF | 1M | 12K | – |
| ISHARES TR | CORE MSCI EAFE | 422K | 6K | – |
| ISHARES TR | CORE S&P500 ETF | 299K | 547 | – |
| ISHARES TR | MSCI INTL QUALTY | 38M | 963K | – |
| J P MORGAN EXCHANGE TRADED F | CORE PLUS BD ETF | 205K | 4K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 4M | 67K | – |
| J P MORGAN EXCHANGE TRADED F | INCOME ETF | 31M | 690K | – |
| J P MORGAN EXCHANGE TRADED F | MUNICIPAL ETF | 235K | 5K | – |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 2M | 40K | – |
| J P MORGAN EXCHANGE TRADED F | US QUALTY FCTR | 9M | 171K | – |
| JOBY AVIATION INC | COMMON STOCK | 349K | 69K | – |
| JOHNSON & JOHNSON | COM | 837K | 6K | – |
| JPMORGAN CHASE & CO. | COM | 1M | 6K | – |
| KKR & CO INC | COM | 254K | 2K | – |
| KLA CORP | COM NEW | 452K | 548 | – |
| KROGER CO | COM | 261K | 5K | – |
| LIMBACH HLDGS INC | COM | 309K | 5K | – |
| LINDE PLC | SHS | 344K | 784 | – |
| LLOYDS BANKING GROUP PLC | SPONSORED ADR | 69K | 25K | – |
| LOCKHEED MARTIN CORP | COM | 5M | 10K | – |
| LOWES COS INC | COM | 970K | 4K | – |
| MANULIFE FINL CORP | COM | 239K | 9K | – |
| MARATHON PETE CORP | COM | 324K | 2K | – |
| MARRIOTT INTL INC NEW | CL A | 2M | 9K | – |
| MARSH & MCLENNAN COS INC | COM | 492K | 2K | – |
| MASTERCARD INCORPORATED | CL A | 605K | 1K | – |
| MCDONALDS CORP | COM | 615K | 2K | – |
| MCKESSON CORP | COM | 599K | 1K | – |
| MERCK & CO INC | COM | 574K | 5K | – |
| META PLATFORMS INC | CL A | 2M | 4K | – |
| MICRON TECHNOLOGY INC | COM | 330K | 3K | – |
| MICRON TECHNOLOGY INC | COM | 197K | – | – |
| MICROSOFT CORP | COM | 11M | 24K | – |
| MONDELEZ INTL INC | CL A | 294K | 4K | – |
| MUELLER INDS INC | COM | 244K | 4K | – |
| NATWEST GROUP PLC | SPONS ADR | 243K | 30K | – |
| NETFLIX INC | COM | 660K | 978 | – |
| NIKE INC | CL B | 235K | 3K | – |
| NORFOLK SOUTHN CORP | COM | 326K | 2K | – |
| NOVARTIS AG | SPONSORED ADR | 404K | 4K | – |
| NOVO-NORDISK A S | ADR | 1M | 9K | – |
| NVIDIA CORPORATION | COM | 5M | 39K | – |
| NVIDIA CORPORATION | COM | 618K | – | – |
| NVR INC | COM | 228K | 30 | – |
| ORACLE CORP | COM | 1M | 7K | – |
| OREILLY AUTOMOTIVE INC | COM | 314K | 297 | – |
| OVERSEAS SHIPHOLDING GROUP I | CL A NEW | 108K | 13K | – |
| PALO ALTO NETWORKS INC | COM | 219K | 646 | – |
| PAYCHEX INC | COM | 312K | 3K | – |
| PEPSICO INC | COM | 691K | 4K | – |
| PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 229K | 16K | – |
| PFIZER INC | COM | 211K | 8K | – |
| PHILIP MORRIS INTL INC | COM | 825K | 8K | – |
| PIMCO ETF TR | ACTIVE BD ETF | 3M | 37K | – |
| PLANET LABS PBC | COM CL A | 31K | 17K | – |
| PNC FINL SVCS GROUP INC | COM | 217K | 1K | – |
| PROCTER AND GAMBLE CO | COM | 1M | 6K | – |
| PROGRESSIVE CORP | COM | 287K | 1K | – |
| PULTE GROUP INC | COM | 356K | 3K | – |
| QUAD / GRAPHICS INC | COM CL A | 100K | 18K | – |
| QUALCOMM INC | COM | 425K | 2K | – |
| RELX PLC | SPONSORED ADR | 819K | 18K | – |
| REPUBLIC SVCS INC | COM | 213K | 1K | – |
| ROPER TECHNOLOGIES INC | COM | 221K | 391 | – |
| RTX CORPORATION | COM | 261K | 3K | – |
| S&P GLOBAL INC | COM | 301K | 675 | – |
| SALESFORCE INC | COM | 507K | 2K | – |
| SAP SE | SPON ADR | 264K | 1K | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL EMER | 211K | 7K | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL INTL | 344K | 10K | – |
| SCHWAB STRATEGIC TR | INTERNL DIVID | 688K | 29K | – |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 1M | 17K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 866K | 11K | – |
| SERVICENOW INC | COM | 261K | 332 | – |
| SPDR GOLD TR | GOLD SHS | 1M | 7K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 656K | 1K | – |
| SPDR SER TR | BLOOMBERG SHT TE | 637K | 25K | – |
| SPIRIT AEROSYSTEMS HLDGS INC | COM CL A | 1M | 33K | – |
| STARBUCKS CORP | COM | 269K | 3K | – |
| SUMITOMO MITSUI FINL GROUP I | SPONSORED ADR | 141K | 11K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 340K | 2K | – |
| TELEFONICA S A | SPONSORED ADR | 46K | 11K | – |
| TESLA INC | COM | 870K | 4K | – |
| TETRA TECH INC NEW | COM | 3M | 16K | – |
| TEXAS INSTRS INC | COM | 344K | 2K | – |
| THE CIGNA GROUP | COM | 259K | 785 | – |
| TJX COS INC NEW | COM | 210K | 2K | – |
| T-MOBILE US INC | COM | 218K | 1K | – |
| TRUIST FINL CORP | COM | 225K | 6K | – |
| TURKCELL ILETISIM HIZMETLERI | SPON ADR NEW | 105K | 14K | – |
| UBS GROUP AG | SHS | 333K | 11K | – |
| ULTRAPAR PARTICIPACOES SA | SP ADR REP COM | 59K | 15K | – |
| UNION PAC CORP | COM | 232K | 1K | – |
| UNITEDHEALTH GROUP INC | COM | 27M | 52K | – |
| VALE S A | SPONSORED ADS | 151K | 13K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 397K | 1K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 6M | 12K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 4M | 20K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 81M | 301K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 6M | 144K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 5M | 25K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 27M | 548K | – |
| VANGUARD WHITEHALL FDS | INTL HIGH ETF | 2M | 28K | – |
| VANGUARD WORLD FD | HEALTH CAR ETF | 606K | 2K | – |
| VANGUARD WORLD FD | INDUSTRIAL ETF | 412K | 2K | – |
| VANGUARD WORLD FD | INF TECH ETF | 609K | 1K | – |
| VERA BRADLEY INC | COM | 74K | 12K | – |
| VERIZON COMMUNICATIONS INC | COM | 623K | 15K | – |
| VIATRIS INC | COM | 141K | 13K | – |
| VIPSHOP HLDGS LTD | SPONSORED ADS A | 206K | 16K | – |
| VISA INC | COM CL A | 2M | 6K | – |
| VODAFONE GROUP PLC NEW | SPONSORED ADR | 123K | 14K | – |
| WALMART INC | COM | 1M | 18K | – |
| WASTE MGMT INC DEL | COM | 323K | 2K | – |
| WISDOMTREE TR | INTL QULTY DIV | 611K | 16K | – |
| WISDOMTREE TR | INTL SMCAP DIV | 457K | 7K | – |
| WISDOMTREE TR | US QUALITY GROW | 272K | 6K | – |