TATE PRIVATE WEALTH ADVISERS

TATE WEALTH MANAGEMENT Legal Name

Adviser information for TATE PRIVATE WEALTH ADVISERS last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	California, United States

Employees

Total Number of Employees	4
Investment Advisory/Research	3
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	3
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	527	$259.4M
Non-Discretionary	0	$0
Total	527	$259.4M

Clients

Type	Number	RAUM
Individuals	144	$35.8M
HNW Individuals	57	$153.1M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	16	$19.8M
Charitable organizations	4	$2.8M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	21	$47.9M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businesses
Compensation	% of AUMFixed fees

Identifiers

SEC RIA File Number	801-63712
SEC ERA File Number	801-63712
SEC CIK Numbers	None
SEC CRD Numbers	120938
Legal Entity Identifier	None

Principal Office

1545 RIVER PARK DRIVE
SUITE 375
SACRAMENTO
CA
United States

Monday - Friday, 8:00AM TO 5:00PM

Tel: 916-678-7674, Fax: 916-929-0879

Websites

tategrp.com/

Chief Compliance Officer

MICHAEL R. TATE, CPA, PFS

PRESIDENT

1545 RIVER PARK DRIVE

SUITE 375

SACRAMENTO

United States

Tel: 916-678-7674

Fax: 916-929-0879

M****@***************M

(Full email address available in API data)

Regulatory Contact