OMNICAP GROUP LLC
Adviser information for OMNICAP GROUP LLC last updated from Form ADV on February 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 150 | $3.9B |
| Non-Discretionary | 113 | $82.8M |
| Total | 263 | $3.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 5 | $3.9B |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clientsMUNICIPAL ADVISORY, FINANCIAL ADVISORY AND INVESTMENT ADVISORY SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based fees |
| Other Business Activities | Registered municipal advisor |
Principal Office
2286 E. MAPLE AVEEL SEGUNDO
CA
United States
Monday - Friday, 6:30 A.M. - 5:00 P.M.
Tel: 310-318-3091, Fax: 866-813-3613
Websites
Chief Compliance Officer
JEFFREY S. SMITH
PRESIDENT
2286 E. MAPLE AVE
EL SEGUNDO
CA
United States
Tel:
310-318-3095
Fax:
866-813-3613
J*****@**********T
(Full email address available in API data)
Regulatory Contact
LIA GREEN
BUSINESS MANAGER, COMPLIANCE MANAGER
2286 E. MAPLE AVE
EL SEGUNDO
CA
United States
Tel:
310-318-3091
Fax:
866-813-3613
L*****@**********T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SMITH, JEFFREY, STANLEY | Individual | – | MANAGING MEMBER/PRESIDENT | 11/2004 | 50-75% |
| MCROBERTS, EDWARD, HERSCHEL | Individual | – | MANAGING DIRECTOR | 03/2005 | 25-50% |
| SMITH, JEFFREY, STANLEY | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2010 | 50-75% |