PROMANAGE, LLC
Adviser information for PROMANAGE, LLC last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $5.4B |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $5.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 6 | $5.4B |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)RETIREMENT READINESS STATEMENTS |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-63719 |
|---|---|
| SEC ERA File Number | 801-63719 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 133357 |
| Legal Entity Identifier | None |
Principal Office
130 E RANDOLPH STSUITE 2825
CHICAGO
IL
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 312-456-0665, Fax: 312-726-3097
Chief Compliance Officer
BARBARA J. AUERBACH
130 E RANDOLPH ST
SUITE 2825
CHICAGO
IL
United States
Tel:
312-456-0665
Fax:
312-726-3097
B********@****************M
(Full email address available in API data)
Regulatory Contact
MICHAEL M. CHARD
PRESIDENT
130 E RANDOLPH ST
SUITE 2825
CHICAGO
IL
United States
Tel:
312-456-0665
Fax:
312-726-3097
M*****@****************M
(Full email address available in API data)
Industry Affiliates
| STADION MONEY MANAGEMENT, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SABOS, ANTHONY | Individual | – | CEO & MANAGER | 07/2018 | < 5% |
| CHARD, MICHAEL, MCCLELLAND | Individual | – | PRESIDENT & MANAGER | 07/2018 | < 5% |
| MILLS, WILLIAM, WAYNE | Individual | – | EXECUTIVE VP | 10/2010 | < 5% |
| Cohen, Robert, Louis | Individual | – | CIO | 05/2017 | < 5% |
| HILTON, ANNETTE, JEAN | Individual | – | EXECUTIVE VICE PRESIDENT | 07/2018 | < 5% |
| AUERBACH, BARBARA, JEAN | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2020 | < 5% |
| SMART MANAGED SOLUTIONS, INC. | Domestic Entity | – | PARENT COMPANY | 05/2023 | > 75% |
| SMART USA CO. | Domestic Entity | SMART MANAGED SOLUTIONS, INC. | PARENT COMPANY | 05/2023 | > 75% |
| SMART PENSION LIMITED | Foreign Entity | SMART USA CO. | PARENT COMPANY | 10/2020 | > 75% |
| BERNT, DUANE, LEO | Individual | – | MEMBER - BOARD OF MANAGERS | 05/2023 | < 5% |