ARVEST WEALTH MANAGEMENT

ARVEST INVESTMENTS, INC. Legal Name

Adviser information for ARVEST WEALTH MANAGEMENT last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Arkansas, United States

Employees

Total Number of Employees	252
Investment Advisory/Research	227
Registered Broker-Dealer Representatives	242
Registered State Investment Advisers	227
Licensed Agents of an Insurance Company	228
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	2,401	$858.0M
Non-Discretionary	5,273	$1.7B
Total	7,674	$2.6B

Clients

Type	Number	RAUM
Individuals	5,783	$1.4B
HNW Individuals	376	$802.4M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	27	$21.5M
Charitable organizations	31	$115.9M
State or municipal gov entities	<5	$123.3M
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	53	$161.6M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	168
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	1000

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops
Compensation	% of AUMFixed fees
Other Business Activities	Broker-dealer

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	1.7B
Portfolio Manager	0
Both for Same	858.0M

Portfolio Manager to Program	Sponsor
IMG STRATEGIC ETF MODELS	ARVEST WEALTH MANAGEMENT
IMG MANAGED CORE EQUITY PORTFOLIO	ARVEST WEALTH MANAGEMENT
IMG MANAGED CREDIT FIXED INCOME PORTFOLIO	ARVEST WEALTH MANAGEMENT
IMG MANAGED SHORT-TERM CREDIT FIXED INCOME PORTFOLIO	ARVEST WEALTH MANAGEMENT
IMG MANAGED MUNICIPAL BOND PORTFOLIO	ARVEST WEALTH MANAGEMENT
IMG MANAGED STRATEGIC EQUITY PORTFOLIO	ARVEST WEALTH MANAGEMENT
IMG CORE FIXED INCOME PORTFOLIO	ARVEST WEALTH MANAGEMENT
ADVISOR DIRECTED-DISCRETIONARY	ARVEST WEALTH MANAGEMENT
IMG DIVIDEND INCOME AND GROWTH (DIG) PORTFOLIO	ARVEST WEALTH MANAGEMENT
IMG BLENDED STRATEGIES PORTFOLIOS	ARVEST WEALTH MANAGEMENT

Identifiers

SEC RIA File Number	801-63738
SEC ERA File Number	801-63738
SEC CIK Numbers	1025038, 1974974
SEC CRD Numbers	42057
Legal Entity Identifier	None

Principal Office

5201 VILLAGE PARKWAY
ROGERS
AR
United States

Monday - Friday, 8:00 AM - 5:00 PM

Tel: 888-916-2121, Fax: None

Websites

Chief Compliance Officer

KENDRA CAIN

CHIEF COMPLIANCE OFFICER

1810 NORTH 1ST STREET

JACKSONVILLE

United States

Tel: 501 988 6951

Fax: 501 379 7558

K****@*********M

(Full email address available in API data)

Regulatory Contact

MICHAEL W. HAZELWOOD

COMPLIANCE SPECIALIST

1810 NORTH 1ST STREET

JACKSONVILLE

United States

Tel: 501-379-7820

Fax: 501-379-7558

M*********@*********M

(Full email address available in API data)

Industry Affiliates

ARVEST BANK	Banking or thrift institution
ARVEST WEALTH MANAGEMENT	Insurance company or agency

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners

None

Control Persons

Name	Type	Entity	Title	Since	Ownership
ARVEST BANK	Domestic Entity	–	OWNER	07/1996	> 75%
ARVEST BANK GROUP, INC.	Domestic Entity	ARVEST HOLDINGS, INC.	SHAREHOLDER	01/2000	> 75%
WALTON, SAMUEL ROBSON	Individual	ARVEST BANK GROUP, INC.	SHAREHOLDER	12/1988	25-50%
PAYNE, KARLA	Individual	–	DIRECTOR	07/2003	< 5%
PERRON, JOHN ARLEIGH	Individual	–	REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL (ROSFP)	08/2005	< 5%
SABIN, KENNETH KEVIN	Individual	–	DIRECTOR	06/2011	< 5%
WALTON, JIM C.	Individual	ARVEST BANK GROUP, INC.	SHAREHOLDER	12/1988	25-50%
BREWER, GRETCHEN DAPHYNE	Individual	–	FINANCIAL AND OPERATIONS PRINCIPAL, PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATING OFFICER	02/2014	< 5%
DERRYBERRY, DEE GARRISON	Individual	–	COO	03/2016	< 5%
PERRON, JOHN ARLEIGH	Individual	–	ARVEST1 MANAGER / MANAGER OF CLIENT SERVICES, MUNICIPAL PRINCIPAL	06/2016	< 5%
ARVEST HOLDINGS, INC.	Domestic Entity	ARVEST BANK	SHAREHOLDER	10/2001	> 75%
PERRON, JOHN ARLEIGH	Individual	–	PRIVATE SECURITIES OFFERINGS PRINCIPAL	09/2017	< 5%
MACHEN, JAMES MATTHEW	Individual	–	DIRECTOR	12/2018	< 5%
RIVALDO, CRAIG ALAN	Individual	–	DIRECTOR	03/2020	< 5%
JAMES, CARA CLUGSTON	Individual	–	DIRECTOR	03/2020	< 5%
ROOKER, BARRY CHRISTOPHER	Individual	–	SENIOR DIRECTOR OF SALES/DIRECTOR	01/2021	< 5%
SMITH, BRIAN ANDREW	Individual	–	DIRECTOR, EXECUTIVE VICE PRESIDENT, SENIOR DIRECTOR OF SALES, DIRECTOR OF RETIREMENT PLAN CONSULTING	06/2021	< 5%
ANDRESS, LAURA JEAN	Individual	–	DIRECTOR	12/2019	< 5%
CAIN, KENDRA BRADFORD	Individual	–	CHIEF COMPLIANCE OFFICER	04/2023	< 5%
LIPSCOMB, TABITHA HUBBS	Individual	–	DIRECTOR	05/2023	< 5%
COTTRELL, ASA ANDERSON	Individual	–	CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR	06/2022	< 5%
ROGERS, DONNY RAY JR	Individual	–	PRESIDENT INVESTMENT SERVICES, SECRETARY OF BOARD, DIRECTOR	01/2023	< 5%
CAIN, KENDRA BRADFORD	Individual	–	DIRECTOR	05/2023	< 5%
SHEPARD, RODNEY LEMAN	Individual	–	DIRECTOR	02/2024	< 5%
DERRYBERRY, DEE GARRISON	Individual	–	DIRECTOR	11/2023	< 5%

No. Employees, Historic

RAUM, Historic

No. Clients, Historic

Holdings

From latest 13F, filed August 8th, 2024 for period ending June 30th, 2024

Name	Class	Value $USD	# Shares	Private Fund
APPLIED MATLS INC	COM	2M	7K	–
BRISTOL-MYERS SQUIBB CO	COM	1M	31K	–
CAPITAL GRP FIXED INCM ETF T	CORE BOND ETF	25K	976	–
CAPITAL ONE FINL CORP	COM	891K	6K	–
CARNIVAL CORP	UNIT 99/99/9999	2K	102	–
ECOLAB INC	COM	930K	4K	–
ELI LILLY & CO	COM	750K	828	–
FIRST TR EXCHANGE TRADED FD	ENERGY ALPHADX	6K	309	–
FIRST TR EXCHANGE TRADED FD	INDXX NEXTG ETF	22K	265	–
FIRST TR EXCHANGE-TRADED FD	NO AMER ENERGY	9M	302K	–
FIRST TR EXCHANGE-TRADED FD	SMID RISNG ETF	6M	165K	–
GILEAD SCIENCES INC	COM	764K	11K	–
HONEYWELL INTL INC	COM	1M	6K	–
HUNTINGTON BANCSHARES INC	COM	2M	151K	–
INVESCO INDIA EXCHANGE-TRADE	INDIA ETF	2M	71K	–
ISHARES SILVER TR	ISHARES	2M	70K	–
ISHARES TR	1 3 YR TREAS BD	6M	77K	–
ISHARES TR	3 7 YR TREAS BD	5M	41K	–
ISHARES TR	AGENCY BOND ETF	11M	103K	–
ISHARES TR	RUS 1000 GRW ETF	374K	1K	–
ISHARES TR	RUSSELL 2000 ETF	700K	3K	–
LYONDELLBASELL INDUSTRIES N	SHS - A -	2M	17K	–
MCDONALDS CORP	COM	2M	6K	–
MICRON TECHNOLOGY INC	COM	3M	21K	–
MICROSOFT CORP	COM	2M	5K	–
MYMD PHARMACEUTICALS INC	COM NEW	62	34	–
NORFOLK SOUTHN CORP	COM	11K	50	–
PRUDENTIAL FINL INC	COM	2M	17K	–
SCHWAB STRATEGIC TR	INTL EQTY ETF	2M	57K	–
SCHWAB STRATEGIC TR	US TIPS ETF	5M	92K	–
SELECT SECTOR SPDR TR	SBI CONS STPLS	4K	51	–
SELECT SECTOR SPDR TR	TECHNOLOGY	13K	56	–
SPDR S&P 500 ETF TR	TR UNIT	959K	2K	–
SPDR SER TR	PORTFOLIO LN TSR	4M	140K	–
SSGA ACTIVE TR	SPDR DBLELN EMRG	2M	57K	–
TRAVELERS COMPANIES INC	COM	3M	16K	–
CAPITAL GROUP CORE EQUITY ET	SHS CREATION UNI	13K	409	–
CAPITAL GROUP GBL GROWTH EQT	SHS CREATION UNI	13K	442	–
CAPITAL GRP FIXED INCM ETF T	CORE PLUS INCM	25K	1K	–
DTE ENERGY CO	COM	2M	20K	–
EBAY INC.	COM	807K	15K	–
FORTUNE BRANDS INNOVATIONS I	COM	1M	20K	–
GENERAL DYNAMICS CORP	COM	5M	16K	–
GLOBAL X FDS	US INFR DEV ETF	2M	47K	–
GOLDMAN SACHS ETF TR	ACCESS INVT GR	32M	700K	–
GOLDMAN SACHS ETF TR	ACTIVEBETA US LG	17M	159K	–
INTERPUBLIC GROUP COS INC	COM	2M	72K	–
INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT	40M	244K	–
ISHARES TR	10-20 YR TRS ETF	9M	92K	–
ISHARES TR	MBS ETF	22M	241K	–
ISHARES TR	RUS 1000 VAL ETF	2M	14K	–
JANUS DETROIT STR TR	HENDERSON MTG	29M	639K	–
KINDER MORGAN INC DEL	COM	20K	1K	–
LISTED FD TR	CORE ALT FD	30K	1K	–
MONDELEZ INTL INC	CL A	1M	20K	–
PROCTER AND GAMBLE CO	COM	2M	9K	–
SCHWAB STRATEGIC TR	FUNDAMENTAL US L	5K	81	–
SELECT SECTOR SPDR TR	INDL	8K	63	–
SPDR DOW JONES INDL AVERAGE	UT SER 1	2M	6K	–
SPDR S&P MIDCAP 400 ETF TR	UTSER1 S&PDCRP	9M	18K	–
SPDR SER TR	PORTFLI HIGH YLD	3M	131K	–
T-MOBILE US INC	COM	874K	5K	–
VANGUARD INDEX FDS	REAL ESTATE ETF	13K	151	–
VANGUARD INDEX FDS	SMALL CP ETF	5K	22	–
VANGUARD INTL EQUITY INDEX F	FTSE EMR MKT ETF	18M	420K	–
VANGUARD SCOTTSDALE FDS	SHORT TERM TREAS	3M	59K	–
VERIZON COMMUNICATIONS INC	COM	26K	638	–
ABRDN PALLADIUM ETF TRUST	PHYSICAL PALLADM	2M	18K	–
ABRDN PLATINUM ETF TRUST	PHYSCL PLATM SHS	2M	19K	–
ALLIANT ENERGY CORP	COM	2M	31K	–
CAMBRIA ETF TR	GLB MOMENT ETF	3M	107K	–
CAPITAL GROUP DIVIDEND GROWE	SHS ETF	38K	1K	–
CAPITAL GROUP DIVIDEND VALUE	SHS CREATION UNI	51K	2K	–
CHEVRON CORP NEW	COM	2M	15K	–
CISCO SYS INC	COM	3M	61K	–
COMCAST CORP NEW	CL A	1M	27K	–
COSTCO WHSL CORP NEW	COM	225K	265	–
CULLEN FROST BANKERS INC	COM	34K	331	–
DISNEY WALT CO	COM	862K	9K	–
EXXON MOBIL CORP	COM	2M	19K	–
FIRST TR EXCHANGE-TRADED FD	RISNG DIVD ACHIV	3M	46K	–
FISERV INC	COM	2M	16K	–
FRANKLIN TEMPLETON ETF TR	FTSE JAPAN ETF	6M	208K	–
GLOBAL X FDS	ARTIFICIAL ETF	849K	24K	–
GOLDMAN SACHS ETF TR	ACCES TREASURY	5M	47K	–
HP INC	COM	1M	34K	–
INTERNATIONAL BUSINESS MACHS	COM	2M	10K	–
INVESCO EXCH TRADED FD TR II	SHORT TERM TREAS	6M	53K	–
INVESCO QQQ TR	UNIT SER 1	2M	4K	–
ISHARES TR	7-10 YR TRSY BD	3M	33K	–
ISHARES TR	CORE S&P500 ETF	21M	39K	–
ISHARES TR	EAFE SML CP ETF	6M	101K	–
ISHARES TR	GRWT ALLOCAT ETF	50K	883	–
ISHARES TR	MSCI EAFE ETF	9M	119K	–
JOHNSON & JOHNSON	COM	3M	21K	–
KEURIG DR PEPPER INC	COM	1M	40K	–
LAM RESEARCH CORP	COM	3M	3K	–
LOWES COS INC	COM	2M	10K	–
MANAGED PORTFOLIO SERIES	TORTOISE NRAM PI	19M	669K	–
MERCK & CO INC	COM	5M	37K	–
MOLINA HEALTHCARE INC	COM	687K	2K	–
NOVARTIS AG	SPONSORED ADR	2M	20K	–
SALESFORCE INC	COM	210K	818	–
SELECT SECTOR SPDR TR	SBI HEALTHCARE	8M	55K	–
VANGUARD BD INDEX FDS	TOTAL BND MRKT	8K	112	–
VANGUARD INDEX FDS	MID CAP ETF	3K	12	–
VANGUARD INDEX FDS	SM CP VAL ETF	13M	72K	–
VANGUARD INDEX FDS	SML CP GRW ETF	8M	32K	–
WISDOMTREE TR	INDIA ERNGS FD	165K	3K	–
SPDR INDEX SHS FDS	S&P INTL ETF	148K	4K	–
TEXAS INSTRS INC	COM	2M	10K	–
TRUIST FINL CORP	COM	2M	42K	–
UNILEVER PLC	SPON ADR NEW	2M	38K	–
UNION PAC CORP	COM	2M	7K	–
VANGUARD INDEX FDS	VALUE ETF	22K	135	–
VANGUARD SCOTTSDALE FDS	INT-TERM CORP	4M	54K	–
WALMART INC	COM	3M	50K	–
ABBVIE INC	COM	2M	11K	–
ACCENTURE PLC IRELAND	SHS CLASS A	2M	5K	–
ALPHABET INC	CAP STK CL A	1M	6K	–
APPLE INC	COM	4M	18K	–
BANK AMERICA CORP	COM	2M	47K	–
CAPITAL GROUP CORE BALANCED	SHS	52K	2K	–
CONOCOPHILLIPS	COM	1M	9K	–
CORNING INC	COM	2M	49K	–
DEERE & CO	COM	331K	887	–
EOG RES INC	COM	1M	11K	–
FIRST TR EXCHANGE TRAD FD VI	FST TR GLB FD	2K	74	–
FIRST TR EXCHANGE-TRADED FD	RBA INDL ETF	2M	26K	–
GOLDMAN SACHS ETF TR	ACTIVEBETA EME	15M	458K	–
IQVIA HLDGS INC	COM	2M	10K	–
ISHARES TR	20 YR TR BD ETF	8M	85K	–
ISHARES TR	CMBS ETF	21M	438K	–
ISHARES TR	CORE US AGGBD ET	10K	101	–
ISHARES TR	S&P 500 GRWT ETF	6M	67K	–
J P MORGAN EXCHANGE TRADED F	ULTRA SHRT INC	31K	612	–
JPMORGAN CHASE & CO.	COM	8M	40K	–
LOCKHEED MARTIN CORP	COM	2M	5K	–
OMNICOM GROUP INC	COM	2M	22K	–
PEPSICO INC	COM	747K	5K	–
PFIZER INC	COM	3M	95K	–
PHILLIPS 66	COM	1M	7K	–
PIMCO ETF TR	ENHAN SHRT MA AC	22K	219	–
PUBLIC SVC ENTERPRISE GRP IN	COM	2M	28K	–
RESTAURANT BRANDS INTL INC	COM	1M	18K	–
SELECT SECTOR SPDR TR	SBI CONS DISCR	8K	44	–
SKYWORKS SOLUTIONS INC	COM	1M	13K	–
SPDR SER TR	S&P REGL BKG	2M	47K	–
TARGET CORP	COM	1M	10K	–
UNITED PARCEL SERVICE INC	CL B	2M	12K	–
VALERO ENERGY CORP	COM	2M	12K	–
VANGUARD INDEX FDS	GROWTH ETF	37K	98	–
VANGUARD INDEX FDS	MCAP GR IDXVIP	11M	49K	–
VANGUARD INDEX FDS	MCAP VL IDXVIP	17M	111K	–
VANGUARD INTL EQUITY INDEX F	GLB EX US ETF	4M	99K	–
VANGUARD TAX-MANAGED FDS	VAN FTSE DEV MKT	43M	868K	–
WHEATON PRECIOUS METALS CORP	COM	3K	50	–
WISDOMTREE TR	US TOTAL DIVIDND	2M	30K	–