SOUNDPATH INVESTMENT ADVISORS, LLC
Adviser information for SOUNDPATH INVESTMENT ADVISORS, LLC last updated from Form ADV on March 22nd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Mississippi, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 534 | $746.8M |
| Non-Discretionary | 0 | $0 |
| Total | 534 | $746.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 328 | $128.1M |
| HNW Individuals | 184 | $478.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $67.5M |
| Charitable organizations | 9 | $63.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 9 | $9.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-63763 |
|---|---|
| SEC ERA File Number | 801-63763 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 133587 |
| Legal Entity Identifier | None |
Principal Office
795 WOODLANDS PARKWAY SUITE 104RIDGELAND
MS
United States
Monday - Friday, 8:00AM-4:00PM MONDAY-THURSDAY; 8:00AM-3:00PM FRIDAYS
Tel: 601-982-4123, Fax: 601-366-0013
Websites
Chief Compliance Officer
EDWARD L. CARLISLE
795 WOODLANDS PARKWAY, STE. 104
RIDGELAND
MS
United States
Tel:
601-982-4123
Fax:
601-366-0013
E********@******************M
(Full email address available in API data)
Regulatory Contact
JULIUS RIDGWAY
795 WOODLANDS PARKWAY
SUITE 104
RIDGELAND
MS
United States
Tel:
601-982-4123
Fax:
601-366-0013
J*******@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JUBILEE INVESTMENTS, INC. | Domestic Entity | – | OWNER | 01/2008 | 25-50% |
| RIDGWAY, JULIUS, M | Individual | JUBILEE INVESTMENTS, INC. | PRESIDENT | 04/2005 | > 75% |
| CARLISLE, EDWARD, L. | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2010 | < 5% |
| STOCKPILE, INC. | Domestic Entity | – | OWNER | 01/2011 | 25-50% |
| MUENZENMAY, DOUGLAS, PAUL | Individual | STOCKPILE, INC. | PRESIDENT | 04/2010 | > 75% |
| EDWARD CARLISLE, INC. | Domestic Entity | – | OWNER | 12/2011 | 25-50% |
| CARLISLE, EDWARD, L. | Individual | EDWARD CARLISLE, INC. | PRESIDENT | 01/2008 | > 75% |
| RIDGWAY, JULIUS, M | Individual | – | MANAGING MEMBER | 11/2019 | < 5% |
| CARLISLE, EDWARD, L. | Individual | – | MANAGING MEMBER | 11/2019 | < 5% |
| MUENZENMAY, DOUGLAS, PAUL | Individual | – | MANAGING MEMBER | 11/2019 | < 5% |