Hedge Fund Database

C & J WEALTH ADVISORS

COULTER & JUSTUS FINANCIAL SERVICES, LLC Legal Name

Adviser information for C & J WEALTH ADVISORS last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Tennessee, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 6
Licensed Agents of an Insurance Company 3
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 985 $264.1M
Non-Discretionary 11 $5.8M
Total 996 $269.9M

Clients

Type Number RAUM
Individuals 225 $48.3M
HNW Individuals 159 $214.3M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $4.4M
Charitable organizations 5 $1.4M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $1.4M
Other 0 $0
Type Number
No. of Non-RAUM Clients 8
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesEducational seminars/workshops
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-63783
SEC ERA File Number 801-63783
SEC CIK Numbers 1841767
SEC CRD Numbers 133293
Legal Entity Identifier None

Principal Office

9717 COGDILL ROAD
SUITE 202
KNOXVILLE
TN
United States
Monday - Friday, 8:30 A.M. - 5:00 P.M.
Tel: 865-481-0385, Fax: 865-483-7930

Websites

www.cjwealth.com twitter.com/"at"cj_wealth www.linkedin.com/company/c&j-wealth-advisors www.youtube.com/user/cjwealthadvisors www.facebook.com/cjwealthadvisors/

Chief Compliance Officer

JENNIFER HUSKEY
CHIEF OPERATING OFFICER
9717 COGDILL ROAD
SUITE 202
KNOXVILLE
TN
United States
Tel: 865-481-0385
Fax: 865-483-7930
(Full email address available in API data)

Regulatory Contact

J. MARK KING
PRESIDENT
9717 COGDILL ROAD
SUITE 202
KNOXVILLE
TN
United States
Tel: 865-481-0385
Fax: 865-483-7930
(Full email address available in API data)

Industry Affiliates

CJIS, LLC Insurance company or agency
COULTER & JUSTUS, PC Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
KING, JEFFREY, MARK Individual – CHIEF MANAGER 03/2008 5-10%
PARTON, MICHAEL, SCOTT Individual – MEMBER 11/2004 5-10%
WILDI, ROBERT, JOHN Individual – MEMBER 07/2011 5-10%
HARMS, TODD, JOEL Individual – MEMBER 07/2012 5-10%
MCCOLLUM, KEVIN, LEE Individual – MEMBER 07/2013 5-10%
SMITH, ROBERT, SCOTT Individual – MEMBER 01/2016 5-10%
HILL, WENDY, PIERCE Individual – EQUITY MEMBER 01/2018 5-10%
HUSKEY, JENNIFER, CLARK Individual – CHIEF COMPLIANCE OFFICER AND CHIEF OPERATIONS OFFICER 03/2021 < 5%
BEAVERS, SUSAN, RAE Individual – MEMBER 01/2021 5-10%
Neace, Jill Individual – MEMBER 01/2022 5-10%
Doucette, Dawn, Meggan Individual – MEMBER 01/2023 5-10%
Burgess, Christy Individual – MEMBER 01/2024 5-10%

No. Employees, Historic

10502020202120222023202420255 on 3/19/20205 on 3/31/20205 on 6/3/20205 on 6/29/20205 on 6/29/20204 on 3/16/20214 on 3/25/20214 on 4/23/20214 on 9/2/20214 on 9/9/20214 on 9/24/20215 on 3/10/20225 on 6/10/20225 on 8/19/20226 on 3/16/20236 on 3/23/20236 on 11/1/20236 on 3/13/2024

RAUM, Historic

300M150M0202020212022202320242025218798705 on 3/19/2020218798705 on 3/31/2020218798705 on 6/3/2020218798705 on 6/29/2020218798705 on 6/29/2020223177510 on 3/16/2021223177510 on 3/25/2021223177510 on 4/23/2021223177510 on 9/2/2021223177510 on 9/9/2021223177510 on 9/24/2021251707742 on 3/10/2022251707742 on 6/10/2022251707742 on 8/19/2022233502775 on 3/16/2023233502775 on 3/23/2023233502775 on 11/1/2023269854719 on 3/13/2024

No. Clients, Historic

4002000202020212022202320242025364 on 3/19/2020364 on 3/31/2020364 on 6/3/2020364 on 6/29/2020364 on 6/29/2020364 on 3/16/2021364 on 3/25/2021364 on 4/23/2021364 on 9/2/2021364 on 9/9/2021364 on 9/24/2021377 on 3/10/2022377 on 6/10/2022377 on 8/19/2022382 on 3/16/2023382 on 3/23/2023382 on 11/1/2023394 on 3/13/2024

Holdings

From latest 13F, filed May 3rd, 2024 for period ending March 31st, 2024
Name Class Value $USD # Shares Private Fund
Abbott Laboratories COMMON STOCKS 208K 2K –
Advanced Micro Devices COMMON STOCKS 361K 2K –
Aecom Technology Corp COMMON STOCKS 392K 4K –
Agilent Technologies COMMON STOCKS 16M 108K –
Alphabet Inc - Class A COMMON STOCKS 4M 27K –
Alphabet Inc - Class C COMMON STOCKS 25M 161K –
Amazon.com COMMON STOCKS 1M 7K –
American Express Company COMMON STOCKS 23M 99K –
Ametek Inc. COMMON STOCKS 1M 6K –
AMJ/AMJB Exchange Offer EXCHANGE TRADED FUNDS 5M 177K –
Amphenol Corp Cl A COMMON STOCKS 19M 166K –
Amplify CWP Dvd Income ETF EXCHANGE TRADED FUNDS 3M 81K –
Apple Inc COMMON STOCKS 5M 29K –
AstraZeneca ADS COMMON STOCKS 339K 5K –
Automatic Data Processing COMMON STOCKS 216K 866 –
Banco Bilbao Vizcaya COMMON STOCKS 548K 46K –
Banco Santander COMMON STOCKS 557K 115K –
Berkshire Hathaway Cl B COMMON STOCKS 754K 2K –
Biontech SE COMMON STOCKS 231K 3K –
Blackrock Inc COMMON STOCKS 1M 1K –
BP PLC COMMON STOCKS 230K 6K –
Caterpillar Inc. COMMON STOCKS 14M 39K –
CDW Corp COMMON STOCKS 234K 915 –
Charles Schwab Corp COMMON STOCKS 344K 5K –
Cummins Inc COMMON STOCKS 11M 36K –
Ecolab Inc. COMMON STOCKS 11M 48K –
Eli Lilly & Co COMMON STOCKS 246K 316 –
Energy Transfer Equity COMMON STOCKS 467K 30K –
Exxon Mobil Corp. COMMON STOCKS 765K 7K –
Gilead Sciences Inc COMMON STOCKS 8M 112K –
Home Depot COMMON STOCKS 681K 2K –
Invesco Preferred EXCHANGE TRADED FUNDS 5M 435K –
Invesco QQQ Trust EXCHANGE TRADED FUNDS 640K 1K –
Ishares Broad USD Investment EXCHANGE TRADED FUNDS 251K 5K –
iShares Core MSCI EAFE EXCHANGE TRADED FUNDS 749K 10K –
iShares Core MSCI Emerging ETF EXCHANGE TRADED FUNDS 317K 6K –
iShares Core S&P 500 EXCHANGE TRADED FUNDS 204K 388 –
iShares Core S&P MidCap EXCHANGE TRADED FUNDS 282K 5K –
iShares Core S&P Small Cap EXCHANGE TRADED FUNDS 7M 66K –
iShares Core US Aggregate Bond EXCHANGE TRADED FUNDS 301K 3K –
iShares High Yield Corp Bd Index EXCHANGE TRADED FUNDS 544K 7K –
Ishares Morningstar EXCHANGE TRADED FUNDS 391K 5K –
iShares MSCI Emerging Market Ind EXCHANGE TRADED FUNDS 835K 20K –
Ishares Nat'l Muni Bond EXCHANGE TRADED FUNDS 873K 8K –
iShares North Amer Tech EXCHANGE TRADED FUNDS 12M 137K –
iShares Russell 1000 Value EXCHANGE TRADED FUNDS 335K 2K –
iShares U.S. Pfd Stock EXCHANGE TRADED FUNDS 2M 56K –
Johnson & Johnson COMMON STOCKS 1M 8K –
JP Morgan Chase & Company COMMON STOCKS 25M 125K –
JP Morgan Chase Alerian ETN EXCHANGE TRADED FUNDS 2M 73K –
JPMorgan Short Duration Core Plu EXCHANGE TRADED FUNDS 3M 72K –
Jpmorgan Ultra Short EXCHANGE TRADED FUNDS 7M 135K –
Lam Research Corporation COMMON STOCKS 2M 2K –
Linde plc COMMON STOCKS 14M 29K –
Lowes Companies Inc. COMMON STOCKS 16M 61K –
Marsh & McLennan Co Inc COMMON STOCKS 721K 4K –
Mastercard Inc COMMON STOCKS 331K 688 –
Medtronic PLC COMMON STOCKS 8M 95K –
Merck & Co Inc COMMON STOCKS 13M 101K –
Microsoft Corporation COMMON STOCKS 6M 15K –
Nextera Energy Inc COMMON STOCKS 10M 154K –
Nike Inc. COMMON STOCKS 12M 125K –
Nvidia Corp COMMON STOCKS 517K 572 –
Oracle Corporation COMMON STOCKS 396K 3K –
PepsiCo Inc. COMMON STOCKS 14M 78K –
Pfizer Inc COMMON STOCKS 416K 15K –
Qualcomm Inc. COMMON STOCKS 18M 108K –
Royal Caribbean Cruises COMMON STOCKS 11M 82K –
Schlumberger Ltd COMMON STOCKS 4M 70K –
Schwab US Broad Mkt ETF EXCHANGE TRADED FUNDS 205K 3K –
Sea Ltd COMMON STOCKS 5M 90K –
Select Sector Health Care SPDR EXCHANGE TRADED FUNDS 675K 5K –
Select Sector Industrial SPDR EXCHANGE TRADED FUNDS 200K 2K –
Select Sector Utilities SPDR EXCHANGE TRADED FUNDS 803K 12K –
SPDR Blmbrg Brcly High Yield EXCHANGE TRADED FUNDS 720K 8K –
SPDR Dow Jones Industrial ETF EXCHANGE TRADED FUNDS 434K 1K –
SPDR S&P 500 EXCHANGE TRADED FUNDS 2M 5K –
SPDR S&P Dividend ETF EXCHANGE TRADED FUNDS 821K 6K –
Spdr Small Cap Etf EXCHANGE TRADED FUNDS 258K 6K –
Stericycle Inc. COMMON STOCKS 11M 203K –
Stryker Corporation COMMON STOCKS 21M 60K –
Taitron Components Inc. COMMON STOCKS 851K 264K –
Taiwan Semiconductor ADR COMMON STOCKS 14M 105K –
Technology Select Sector SPDR EXCHANGE TRADED FUNDS 1M 5K –
Tesla Motors COMMON STOCKS 6M 33K –
United Parcel Service COMMON STOCKS 9M 62K –
Vanguard Growth EXCHANGE TRADED FUNDS 917K 3K –
Vanguard Total EXCHANGE TRADED FUNDS 216K 4K –
Vanguard Value ETF EXCHANGE TRADED FUNDS 2M 12K –
Visa Inc COMMON STOCKS 8M 29K –
Wal-Mart Stores Inc. COMMON STOCKS 213K 4K –
Walt Disney Company COMMON STOCKS 9M 74K –
Wisdomtree US Largecap EXCHANGE TRADED FUNDS 722K 10K –
Zoetis Inc COMMON STOCKS 243K 1K –