LONDON AND CAPITAL WEALTH ADVISERS LTD
Adviser information for LONDON AND CAPITAL WEALTH ADVISERS LTD last updated from Form ADV on September 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 42 |
|---|---|
| Investment Advisory/Research | 15 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 17 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,270 | $2.4B |
| Non-Discretionary | 0 | $0 |
| Total | 2,270 | $2.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 671 | $1.3B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 113 | $262.8M |
| Charitable organizations | <5 | $891,455 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 107 | $453.3M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 25 | $70.5M |
| Other | 54 | $272.5M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 74 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-63787 |
|---|---|
| SEC ERA File Number | 801-63787 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 132210 |
| Legal Entity Identifier | 213800PDNKK64YM9VD04 |
Principal Office
TWO FITZROY PLACE8 MORTIMER STREET
LONDON
United Kingdom
Monday - Friday, 8:00 AM - 5:00 PM
Tel: +44 207 396 3200, Fax: +44 207 396 3201
Chief Compliance Officer
DOMINIC T. E. CRABB
TWO FITZROY PLACE
8 MORTIMER STREET
LONDON
United Kingdom
Tel:
+44 207 396 3278
Fax:
+44 207 396 3201
D************@*******************M
(Full email address available in API data)
Industry Affiliates
| LONDON AND CAPITAL ASSET MANAGEMENT LTD. | Other investment adviser, including financial plannersPension consultant |
| LONDON AND CAPITAL SATELLITES FUND MANAGEMENT LTD. | Sponsor, GP, manager of pooled investment vehicles |
| LONDON AND CAPITAL WEALTH MANAGEMENT EUROPE A.V. SOCIEDAD ANONIMA | Other investment adviser, including financial plannersPension consultant |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LONDON AND CAPITAL GROUP LTD | Foreign Entity | – | SOLE SHAREHOLDER | 10/1988 | > 75% |
| MCGLASHAN, GUY, ANDREW | Individual | – | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 06/2017 | < 5% |
| CRABB, DOMINIC, TIMOTHY EDWARD | Individual | – | CHIEF COMPLIANCE OFFICER AND DIRECTOR | 08/2018 | < 5% |
| HAMPER, JAMES, ANDREW | Individual | – | CHIEF FINANCE OFFICER AND DIRECTOR | 06/2019 | < 5% |
| MORILLA-GINER, PAU | Individual | – | CHIEF INVESTMENT OFFICER AND DIRECTOR | 06/2019 | < 5% |
| TAIT, IAIN, RICHARD | Individual | – | DIRECTOR | 06/2019 | < 5% |
| PAUL, ROBERT, CHARLES | Individual | – | DIRECTOR | 03/2020 | < 5% |
| MURPHY, STEPHEN THOMAS, MATTHEW | Individual | – | NON-EXECUTIVE CHAIRMAN | 03/2020 | < 5% |
| SABRINA BIDCO LIMITED | Foreign Entity | LONDON AND CAPITAL GROUP LTD | SOLE SHAREHOLDER | 03/2023 | > 75% |
| SABRINA MIDCO LIMITED | Foreign Entity | SABRINA BIDCO LIMITED | SOLE SHAREHOLDER | 05/2022 | > 75% |
| SABRINA TOPCO LIMITED | Foreign Entity | SABRINA MIDCO LIMITED | SOLE SHAREHOLDER | 05/2022 | > 75% |
| SABRINA HOLDCO LIMITED | Foreign Entity | SABRINA TOPCO LIMITED | SHAREHOLDER | 01/2023 | 50-75% |
| LM SABRINA HOLDINGS LP | Foreign Entity | SABRINA HOLDCO LIMITED | SOLE SHAREHOLDER | 01/2023 | > 75% |
| LM SABRINA INVESTMENT HOLDINGS INC | Foreign Entity | LM SABRINA HOLDINGS LP | SHAREHOLDER | 12/2022 | 25-50% |
| LM EQUITY PARTNERS V LP | Foreign Entity | LM SABRINA HOLDINGS LP | SHAREHOLDER | 05/2022 | 50-75% |
| LM EQUITY PARTNERS V-A LP | Foreign Entity | LM SABRINA INVESTMENT HOLDINGS INC | SHAREHOLDER | 12/2022 | > 75% |
| LM EQUITY ADVISORS V LP | Foreign Entity | LM EQUITY PARTNERS V LP | GENERAL PARTNER | 12/2022 | |
| LM EQUITY ADVISORS V LP | Foreign Entity | LM SABRINA HOLDINGS LP | GENERAL PARTNER | 12/2022 | |
| LM EQUITY ADVISORS V LP | Foreign Entity | LM EQUITY PARTNERS V-A LP | GENERAL PARTNER | 12/2022 | |
| FUND V UGP LLC | Foreign Entity | LM EQUITY ADVISORS V LP | SOLE SHAREHOLDER | 01/2018 | > 75% |
| LOVELL MINNICK PARTNERS LLC | Foreign Entity | FUND V UGP LLC | SOLE SHAREHOLDER | 01/2018 | > 75% |
| LOVELL MINNICK HOLDINGS LLC | Foreign Entity | LOVELL MINNICK PARTNERS LLC | SOLE SHAREHOLDER | 01/2018 | > 75% |