NESTEGGS, INC.
NESTEGGS RETIREMENT PLAN SERVICES, INC. Legal Name
Adviser information for NESTEGGS, INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 18 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 422 | $433.5M |
| Non-Discretionary | 19 | $50.7M |
| Total | 441 | $484.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 173 | $9.3M |
| HNW Individuals | 30 | $39.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 237 | $435.7M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPension consulting servicesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-63869 |
|---|---|
| SEC ERA File Number | 801-63869 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 133507 |
| Legal Entity Identifier | None |
Principal Office
10407 CENTURION PARKWAY NORTHSUITE 126
JACKSONVILLE
FL
United States
Monday - Friday, 7:00 AM - 4:00 PM
Tel: 904-348-3131, Fax: 904-348-3136
Websites
Chief Compliance Officer
KEVIN B. CHEEZUM
PRESIDENT
10407 CENTURION PARKWAY NORTH
SUITE 126
JACKSONVILLE
FL
United States
Tel:
904-348-3131
Fax:
904-348-3136
K****@***************M
(Full email address available in API data)
Regulatory Contact
BLAKE MACKLIN
CHIEF FINANCIAL OFFICER
10407 CENTURION PARKWAY NORTH
SUITE 126
JACKSONVILLE
FL
United States
Tel:
904-348-3131
Fax:
904-348-3136
B****@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CHEEZUM, KEVIN, BROOKS | Individual | – | CHIEF COMPLIANCE OFFICER AND PRESIDENT | 08/2018 | 25-50% |
| Macklin, Blake, Austine | Individual | – | CHIEF FINANCIAL OFFICER | 11/2016 | 25-50% |
| Jenkins, Alexander, Bullock | Individual | – | CHIEF REVENUE OFFICER | 01/2024 | 25-50% |