NATURAL INVESTMENTS
NATURAL INVESTMENTS PBLLC Legal Name
Adviser information for NATURAL INVESTMENTS last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 22 |
|---|---|
| Investment Advisory/Research | 22 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 20 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4,755 | $1.8B |
| Non-Discretionary | 9 | $4.3M |
| Total | 4,764 | $1.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 966 | $319.5M |
| HNW Individuals | 277 | $1.4B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 18 | $24.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 7 | $12.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 22 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFINANCL PLNG FEES EITHER ON A PROJECT, HOURLY OR RETAINER BASIS |
Identifiers
| SEC RIA File Number | 801-63874 |
|---|---|
| SEC ERA File Number | 801-63874 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 113348 |
| Legal Entity Identifier | None |
Principal Office
1330 GUMVIEW ROADWINDSOR
CA
United States
BY APPOINTMENT, BY APPOINTMENT
Tel: 707-758-0171, Fax: None
Chief Compliance Officer
CHRISTOPHER PECK
MANAGER
PO BOX 7775, #43366
SAN FRANCISCO
CA
United States
Tel:
707-758-0171
C**********@*********************M
(Full email address available in API data)
Regulatory Contact
MICHAEL KRAMER
MANAGER
PO BOX 390595
KEAUHOU
HI
United States
Tel:
808-331-0910
M******@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PECK, CHRISTOPHER, JAMES | Individual | – | CHIEF COMPLIANCE OFFICER AND MANAGER | 04/2007 | < 5% |
| KRAMER, MICHAEL, A | Individual | – | MANAGER | 04/2007 | < 5% |
| PECK, CHRISTOPHER, JAMES | Individual | NATURAL INVESTMENTS PURPOSE TRUST | TRUSTEE | 12/2023 | |
| KRAMER, MICHAEL, A | Individual | NATURAL INVESTMENTS PURPOSE TRUST | TRUSTEE | 12/2023 | |
| MAPHALALA, MALAIKA, THANDI | Individual | NATURAL INVESTMENTS PURPOSE TRUST | TRUSTEE | 12/2023 | |
| FRAZIER, JAMES, RICE | Individual | NATURAL INVESTMENTS PURPOSE TRUST | TRUSTEE | 12/2023 | |
| JONES-CASEY, RYAN, MEYERS | Individual | NATURAL INVESTMENTS PURPOSE TRUST | TRUSTEE | 12/2023 | |
| VANWINKLE, CARRIE, BURCHAM | Individual | NATURAL INVESTMENTS PURPOSE TRUST | TRUSTEE | 12/2023 | |
| HOLLOWAY, NICOLE, MIDDLETON | Individual | NATURAL INVESTMENTS PURPOSE TRUST | TRUSTEE | 12/2023 | |
| NATURAL INVESTMENTS PURPOSE TRUST | Domestic Entity | – | OWNER | 12/2023 | > 75% |