SKY INVESTMENT GROUP LLC

Adviser information for SKY INVESTMENT GROUP LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Connecticut, United States

Employees

Total Number of Employees 10
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 8
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 876 $765.3M
Non-Discretionary 0 $0
Total 876 $765.3M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 355 $732.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $9.0M
Charitable organizations 13 $23.7M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPension consulting services
Compensation % of AUM

Identifiers

SEC RIA File Number 801-63875
SEC ERA File Number 801-63875
SEC CIK Numbers 1333792
SEC CRD Numbers 134001
Legal Entity Identifier None

Principal Office

ONE FINANCIAL PLAZA
SUITE 1210
HARTFORD
CT
United States
Monday - Friday, BY APPOINTMENT
Tel: 860-761-9700, Fax: 860-761-9797

Chief Compliance Officer

WILLIAM NEWMAN
CFO/CCO
ONE FINANCIAL PLAZA
SUITE 1210
HARTFORD
CT
United States
Tel: 860.761.9700
(Full email address available in API data)

Regulatory Contact

DAWN PETTIGLIO
CONSULTANT
81 SUNSET HILL ROAD
BRADFORD
NH
United States
Tel: 603-938-5192
Fax: 603-938-2427
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
NEWMAN, WILLIAM, HENRY Individual CHIEF COMPLIANCE OFFICER/CFO 01/2005 10-25%
BINGHAM, ROBERT, JAMES Individual PRESIDENT 03/2005 > 75%
WRIGHT, JOHN, PARDEE Individual MEMBER 01/2009 10-25%

No. Employees, Historic

10502020202120222023202420259 on 4/20/20209 on 6/15/20209 on 3/29/20219 on 3/30/20229 on 3/30/20239 on 5/15/202310 on 3/26/2024

RAUM, Historic

800M400M0202020212022202320242025502403125 on 4/20/2020502403125 on 6/15/2020644924678 on 3/29/2021763615727 on 3/30/2022682647948 on 3/30/2023682647948 on 5/15/2023765257886 on 3/26/2024

No. Clients, Historic

4002000202020212022202320242025262 on 4/20/2020262 on 6/15/2020319 on 3/29/2021357 on 3/30/2022367 on 3/30/2023367 on 5/15/2023371 on 3/26/2024

Holdings

From latest 13F, filed July 16th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
APPLE INC. COM 8M 39K 0
ABBVIE INC. COM 7M 39K 0
ABBOTT LABORATORIES COM 11M 108K 0
ADOBE SYSTEMS INC. COM 2M 4K 0
AUTOMATIC DATA PROCESSING, INC. COM 6M 24K 0
AUTODESK INC COM 2M 8K 0
AMERICAN ELECTRIC POWER COM 392K 4K 0
AMGEN INC. COM 707K 2K 0
AMAZON.COM, INC. COM 5M 26K 0
AIR PRODUCTS & CHEMICALS INC COM 2M 6K 0
BROADCOM INC. COM 636K 396 0
AVERY DENNISON CORP COM 3M 15K 0
AMERICAN EXPRESS COMPANY COM 11M 49K 0
BANK OF AMERICA CORP. COM 623K 16K 0
BALL CORP COM 850K 14K 0
BECTON, DICKINSON & COMPANY COM 6M 26K 0
BRISTOL-MYERS SQUIBB COMPANY COM 889K 21K 0
BERKSHIRE HATHAWAY INC. - CL B COM 6M 14K 0
CAMDEN NATIONAL CORP. COM 254K 8K 0
CARRIER GLOBAL CORP. COM 576K 9K 0
CHUBB LTD. COM 588K 2K 0
CHURCH & DWIGHT COMPANY, INC. COM 3M 33K 0
CIGNA GROUP COM 410K 1K 0
CLEAN HARBORS, INC. COM 204K 900 0
COMCAST CORP. - CL A COM 3M 76K 0
CUMMINS INC. COM 325K 1K 0
CANADIAN NATL RAILWAY COMPANY COM 232K 2K 0
CAPITAL ONE FINANCIAL CORP. COM 622K 4K 0
COSTCO WHOLESALE CORP. COM 2M 3K 0
SALESFORCE.COM, INC. COM 912K 4K 0
CISCO SYSTEMS INC COM 689K 15K 0
COTERRA ENERGY INC. COM 331K 12K 0
CVS HEALTH CORP. COM 512K 9K 0
CHEVRON CORP. COM 9M 55K 0
DASSAULT SYSTEMES SA ADR COM 2M 43K 0
DIAGEO PLC - ADR COM 3M 26K 0
DANAHER CORP. COM 10M 42K 0
WALT DISNEY COMPANY COM 3M 27K 0
DUKE ENERGY CORPORATION COM 4M 40K 0
ECOLAB INC COM 6M 26K 0
EMERSON ELECTRIC COMPANY COM 7M 59K 0
EMERA INC. COM 2M 67K 0
EARTH SEARCH SCIENCES INC. COM 1 10K 0
FORTUNE BRANDS INNOVATIONS, INC. COM 631K 10K 0
FIRST GRAPHENE LTD COM 340 10K 0
FISERV, INC. COM 290K 2K 0
FORTIVE CORP. COM 3M 42K 0
GENERAL DYNAMICS CORP. COM 4M 13K 0
GE HEALTHCARE TECHNOLOGIES INC. COM 4M 52K 0
GENERAL MILLS, INC. COM 4M 63K 0
ALPHABET INC. - CL C (Non-Voting) COM 9M 47K 0
ALPHABET INC. - CL A (Voting) COM 18M 96K 0
GOLDMAN SACHS GROUP, INC. COM 470K 1K 0
HOME DEPOT, INC. COM 8M 22K 0
HONEYWELL INTERNATIONAL INC COM 4M 21K 0
INTERNATIONAL BUSINESS MACHINES CORPORATION COM 3M 17K 0
ISHARES CORE S&P MID-CAP ETF CONV BONDS 4M 0
INTEL CORP COM 650K 21K 0
ILLINOIS TOOL WORKS COM 9M 36K 0
JOHNSON & JOHNSON COM 10M 71K 0
JPMORGAN CHASE & COMPANY COM 2M 10K 0
KYNDRYL HOLDINGS, INC. COM 1M 51K 0
KIMBERLY-CLARK CORP. COM 6M 43K 0
COCA-COLA COMPANY COM 9M 137K 0
L3 HARRIS TECHNOLOGIES, INC. COM 330K 1K 0
LINDE PLC COM 12M 27K 0
ELI LILLY & COMPANY COM 1M 2K 0
MASTERCARD INC. - CL A COM 11M 24K 0
MASCO CORP COM 2M 35K 0
MCDONALD`S CORP. COM 8M 33K 0
BARINGS CORPORATE INVESTORS CONV BONDS 3M 0
MONDELEZ INTERNATIONAL, INC. - CL A COM 3M 41K 0
META PLATFORMS, INC. COM 8M 16K 0
MCCORMICK & COMPANY, INC. COM 411K 6K 0
MERCK & COMPANY, INC. COM 10M 77K 0
MICROSOFT CORP COM 40M 90K 0
MOTOROLA SOLUTIONS INC. COM 326K 844 0
M & T BANK CORP. COM 5M 33K 0
NIKE, INC. - CL B COM 527K 7K 0
NESTLE SA - ADR COM 8M 82K 0
NETAPP, INC. COM 345K 3K 0
NUCOR CORP COM 264K 2K 0
NVIDIA CORP COM 36M 288K 0
ORACLE CORP COM 1M 10K 0
OTIS WORLDWIDE CORP COM 244K 3K 0
PALO ALTO NETWORKS, INC. COM 2M 5K 0
PEPSICO, INC. COM 12M 74K 0
PROCTER & GAMBLE COMPANY COM 11M 67K 0
PROGRESSIVE CORP. COM 669K 3K 0
PHILIP MORRIS INTERNATIONAL INC. COM 9M 84K 0
PNC FINANCIAL SERVICES GROUP, INC. COM 5M 35K 0
PAYPAL HOLDINGS, INC. COM 235K 4K 0
QUALCOMM INC COM 235K 1K 0
ROCHE HOLDINGS AG - ADR COM 1M 35K 0
INVESCO S&P 500 EQUAL WEIGHT ETF CONV BONDS 377K 0
RTX CORPORATION COM 8M 82K 0
STARBUCKS CORP. COM 2M 20K 0
CHARLES SCHWAB CORP. COM 375K 5K 0
SHELL PLC - ADR COM 2M 22K 0
SOUTHERN COMPANY COM 6M 80K 0
SPDR S&P 500 ETF TRUST CONV BONDS 3M 0
STANLEY BLACK & DECKER INC COM 2M 27K 0
STRYKER CORP. COM 5M 15K 0
SYSCO CORP. COM 6M 82K 0
TORONTO-DOMINION BANK COM 813K 15K 0
THERMO FISHER SCIENTIFIC INC. COM 10M 18K 0
T. ROWE PRICE GROUP, INC. COM 7M 56K 0
TRAVELERS COMPANIES, INC. COM 532K 3K 0
TAIWAN SEMICONDUCTOR MFG CO. LTD. - ADR COM 365K 2K 0
TRANE TECHNOLOGIES PLC COM 324K 985 0
TEXAS INSTRUMENTS INC COM 9M 47K 0
TEXTRON INC COM 348K 4K 0
UNILEVER PLC - ADR COM 501K 9K 0
UNITEDHEALTH GROUP INC. COM 7M 13K 0
UNION PACIFIC CORP COM 1M 5K 0
UNITED PARCEL SERVICE - CL B COM 5M 40K 0
U.S. BANCORP COM 2M 39K 0
VISA INC. COM 2M 7K 0
VERALTO CORP. COM 457K 5K 0
VERISK ANALYTICS COM 470K 2K 0
VERIZON COMMUNICATIONS INC. COM 3M 69K 0
WEBSTER FINANCIAL CORP. COM 226K 5K 0
WELLS FARGO & COMPANY COM 462K 8K 0
WALMART INC. COM 1M 21K 0
TECHNOLOGY SELECT SECTOR SPDR ETF CONV BONDS 393K 0
EXXON MOBIL CORP. COM 9M 81K 0
ZOETIS INC. COM 4M 21K 0