Hedge Fund Database

SHAH CAPITAL MANAGEMENT

SHAH CAPITAL MANAGEMENT, INC Legal Name

Adviser information for SHAH CAPITAL MANAGEMENT last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location North Carolina, United States

Employees

Total Number of Employees 5
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 89 $514.6M
Non-Discretionary 0 $0
Total 89 $514.6M

Clients

Type Number RAUM
Individuals 30 $21.9M
HNW Individuals 22 $33.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 1 $444.4M
Pension and profit sharing plans <5 $3.2M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 7 $11.8M
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 70.2M
Portfolio Manager to Program Sponsor
SHAH CAPITAL MANAGEMENT PROGRAM SHAH CAPITAL MANAGEMENT

Identifiers

SEC RIA File Number 801-63881
SEC ERA File Number 801-63881
SEC CIK Numbers 1383838, 1738336, 1392302, 1433285
SEC CRD Numbers 133941
Legal Entity Identifier None

Principal Office

2301 SUGAR BUSH ROAD
SUITE 510
RALEIGH
NC
United States
Monday - Friday, 9:00 AM - 5:30 PM
Tel: 919-719-6360, Fax: 919-719-6370

Websites

www.linkedin.com/company/shah-capital/ www.shahcapital.com

Chief Compliance Officer

CHAYA RAO
DIRECTOR, COMPLIANCE & RISK MANAGEMENT, CHIEF COMPLIANCE OFFICER
2301 SUGAR BUSH ROAD
SUITE 510
RALEIGH
NC
United States
Tel: 919-719-6361
Fax: 919-719-6370
(Full email address available in API data)

Regulatory Contact

HIMANSHU H. SHAH
PRESIDENT & CHIEF INVESTMENT OFFICER
2301 SUGAR BUSH ROAD
SUITE 510
RALEIGH
NC
United States
Tel: 919-719-6360
Fax: 919-719-6370
(Full email address available in API data)

Industry Affiliates

SHAH CAPITAL LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
SHAH CAPITAL OPPORTUNITY FUND LP Hedge Fund $444.5M $1.0M 80

Control Persons

Name Type Entity Title Since Ownership
SHAH, HIMANSHU, HARSHAD Individual – PRESIDENT AND CHIEF INVESTMENT OFFICER 01/2005 > 75%
RAO, CHAYA, NMN Individual – DIRECTOR, COMPLIANCE & RISK MANAGEMENT, CHIEF COMPLIANCE OFFICER 10/2007 < 5%

No. Employees, Historic

105020192020202120222023202420257 on 4/1/20197 on 8/26/20196 on 2/17/20206 on 3/18/20206 on 6/25/20206 on 7/1/20206 on 1/27/20216 on 3/12/20216 on 3/8/20226 on 3/11/20226 on 4/12/20225 on 2/28/20235 on 4/24/20235 on 4/25/20235 on 3/25/20245 on 3/25/2024

RAUM, Historic

600M300M02019202020212022202320242025281515534 on 4/1/2019281515534 on 8/26/2019287578042 on 2/17/2020287578042 on 3/18/2020287578042 on 6/25/2020287578042 on 7/1/2020422110428 on 1/27/2021422110428 on 3/12/2021442817981 on 3/8/2022442817981 on 3/11/2022466109220 on 4/12/2022545879221 on 2/28/2023545879221 on 4/24/2023545879221 on 4/25/2023514574098 on 3/25/2024514574098 on 3/25/2024

No. Clients, Historic

70350201920202021202220232024202565 on 4/1/201965 on 8/26/201965 on 2/17/202065 on 3/18/202065 on 6/25/202065 on 7/1/202062 on 1/27/202162 on 3/12/202157 on 3/8/202257 on 3/11/202260 on 4/12/202261 on 2/28/202361 on 4/24/202361 on 4/25/202361 on 3/25/202461 on 3/25/2024

Holdings

From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALIBABA GROUP HLDG LTD SPONSORED ADS 2M 29K –
ANTERO MIDSTREAM CORP COM 12M 795K –
BAIDU INC SPON ADR REP A 14M 165K –
CHEER HLDG INC SHS NEW 3M 1M –
CHINA YUCHAI INTL LTD COM 38M 4M –
DOLE PLC ORD SHS 4M 304K –
EMEREN GROUP LTD SPONSORED ADS 28M 19M –
GANNETT CO INC COM 8M 2M –
GENWORTH FINL INC COM SHS 18M 3M –
ISHARES TR CHINA LG-CAP ETF 2M 80K –
NEW ORIENTAL ED & TECHNOLOGY SPON ADR 37M 474K –
NOVAVAX INC COM NEW 122M 10M –
PARAMOUNT GLOBAL CLASS B COM 12M 1M –
VALARIS LTD CL A 19M 257K –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 14M 242K –
VEON LTD SPONSORED ADS 128M 5M –
YANDEX N V SHS CLASS A 0 17K –