THE MOORINGS GROUP, LLC
Adviser information for THE MOORINGS GROUP, LLC last updated from Form ADV on March 9th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 242 | $478.1M |
| Non-Discretionary | 0 | $0 |
| Total | 242 | $478.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 31 | $11.5M |
| HNW Individuals | 130 | $448.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $8.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $3.3M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 8 | $6.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 8.2M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| ADVISOR'S CHOICE SEPARATELY MANAGED ACCOUNT PROGRAM | CONCOURSE FINANCIAL GROUP ADVISORS |
Identifiers
| SEC RIA File Number | 801-63917 |
|---|---|
| SEC ERA File Number | 801-63917 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 129403 |
| Legal Entity Identifier | 254900I6LCJ0QYRUCZ70 |
Principal Office
ONE PREMIER PLAZA, 5605 GLENRIDGE DRIVESUITE 1080
ATLANTA
GA
United States
Monday - Friday, 8AM-4:30PM
Tel: 770-395-3366, Fax: 770-395-3360
Chief Compliance Officer
CONNIE F. PARTRIDGE
PARTNER / COO
ONE PREMIER PLAZA, 5605 GLENRIDGE DRIVE
SUITE 1080
ATLANTA
GA
United States
Tel:
770-395-3362
Fax:
770-395-3360
C*****@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| POIRIER, MICHELE, MARIE | Individual | – | PARTNER/CIO/LLC MEMBER | 09/2003 | 50-75% |
| PARTRIDGE, CONNIE, FREEMAN | Individual | – | PARTNER/CHIEF COMPLIANCE OFFICER/COO/LLC MEMBER | 09/2003 | 50-75% |