LEWIS CAPITAL MANAGEMENT
LEWIS CAPITAL MANAGEMENT, LLC Legal Name
Adviser information for LEWIS CAPITAL MANAGEMENT last updated from Form ADV on February 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 204 | $165.8M |
| Non-Discretionary | 0 | $0 |
| Total | 204 | $165.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 24 | $9.7M |
| HNW Individuals | 65 | $154.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly charges |
Principal Office
9454 WILSHIRE BLVD.SUITE M1
BEVERLY HILLS
CA
United States
Monday - Friday, 9:00 A.M - 5:00 P.M.
Tel: 310-276-1262, Fax: None
Websites
Chief Compliance Officer
SCOTT LEWIS
9454 WILSHIRE BLVD
SUITE M1
BEVERLY HILLS
CA
United States
Tel:
(310) 276-1262
S****@**********M
(Full email address available in API data)
Regulatory Contact
SCOTT LEWIS
PRESIDENT
9454 WILSHIRE BLVD
SUITE M1
BEVERLY HILLS
CA
United States
Tel:
(310) 276-1262
S****@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEWIS, SCOTT, CRAIG | Individual | – | SOLE MEMBER, PRESIDENT, CHIEF COMPLIANCE OFFICER & PORTFOLIO MANAGER | 12/1999 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 26th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AMAZON COM INC | COM | 231K | 1K | – |
| APPLE INC | COM | 269K | 1K | – |
| EVANS BANCORP INC | COM NEW | 1M | 37K | – |
| INVESCO EXCHANGE TRADED FD T | AI AND NEXT GEN | 1M | 24K | – |
| INVESCO QQQ TR | UNIT SER 1 | 7M | 14K | – |
| INVESTMENT MANAGERS SER TR I | AXS ESOTERICA NE | 203K | 3K | – |
| ISHARES TR | 10-20 YR TRS ETF | 17M | 164K | – |
| ISHARES TR | 20 YR TR BD ETF | 16M | 179K | – |
| ISHARES TR | CORE S&P SCP ETF | 654K | 6K | – |
| ISHARES TR | IBOXX INV CP ETF | 21M | 201K | – |
| ISHARES TR | MRGSTR SM CP GR | 3M | 68K | – |
| ISHARES TR | MSCI USA MMENTM | 350K | 2K | – |
| ISHARES TR | RUS MID CAP ETF | 2M | 22K | – |
| ISHARES TR | RUSSELL 2000 ETF | 1M | 5K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 6M | 104K | – |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 4M | 64K | – |
| MARSH & MCLENNAN COS INC | COM | 211K | 1K | – |
| PFIZER INC | COM | 2M | 82K | – |
| SCHWAB STRATEGIC TR | SHT TM US TRES | 667K | 14K | – |
| SCHWAB STRATEGIC TR | US AGGREGATE B | 10M | 221K | – |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 45M | 708K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 21M | 272K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 14M | 137K | – |
| SPDR SER TR | GLB DOW ETF | 1M | 9K | – |
| SPDR SER TR | S&P 400 MDCP GRW | 757K | 9K | – |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 326K | 1K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 4M | 8K | – |
| VANGUARD WORLD FD | CONSUM STP ETF | 249K | 1K | – |
| VICTORY PORTFOLIOS II | VCSHS US LRG CAP | 2M | 36K | – |
| WHIRLPOOL CORP | COM | 591K | 6K | – |
| WISDOMTREE TR | INDIA ERNGS FD | 646K | 13K | – |