FIDUCIARYVEST, LLC
Adviser information for FIDUCIARYVEST, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 38 | $300.9M |
| Non-Discretionary | 18 | $4.3B |
| Total | 56 | $4.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 5 | $94.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $175.9M |
| Pension and profit sharing plans | 11 | $2.4B |
| Charitable organizations | 11 | $1.6B |
| State or municipal gov entities | 5 | $223.7M |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $155.7M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $24.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops(A) DISCRETIONARY ASSET ALLOC; (B) CONSULTING RE: STRATEGY, POLICY, GOVERNANCE, ASSET ALLOC PROJECTIONS, RESEARCH |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPERCENTAGE OF ASSETS UNDER ADVISEMENT |
Identifiers
| SEC RIA File Number | 801-63958 |
|---|---|
| SEC ERA File Number | 801-63958 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 134351 |
| Legal Entity Identifier | None |
Principal Office
600 GALLERIA PARKWAY SESUITE 890
ATLANTA
GA
United States
Monday - Friday, 9AM-5PM
Tel: 404-446-1270, Fax: 404-446-1271
Chief Compliance Officer
MARK ANDREW KALLIS
SENIOR CONSULTANT
600 GALLERIA PARKWAY, SE
SUITE 890
ATLANTA
GA
United States
Tel:
404-446-1252
Fax:
404-446-1271
M**********@****************M
(Full email address available in API data)
Regulatory Contact
KELLY VAN NORT
OFFICE MANAGER
600 GALLERIA PARKWAY, SE
SUITE 890
ATLANTA
GA
United States
Tel:
404-446-1257
Fax:
404-446-1271
K************@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SMALL, JASON, PHILIP | Individual | – | MANAGING PRINCIPAL, SENIOR CONSULTANT | 12/2012 | > 75% |
| KALLIS, MARK, ANDREW | Individual | – | CHIEF COMPLIANCE OFFICER, SENIOR CONSULTANT | 02/2019 | < 5% |