GALLERIA FINANCIAL ADVISORS, LLC
Adviser information for GALLERIA FINANCIAL ADVISORS, LLC last updated from Form ADV on February 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 124 | $181.6M |
| Total | 124 | $181.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 58 | $9.0M |
| HNW Individuals | 58 | $158.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $7.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $7.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-63967 |
|---|---|
| SEC ERA File Number | 801-63967 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 133673 |
| Legal Entity Identifier | None |
Principal Office
3300 RIVERWOOD PARKWAYSUITE 700
ATLANTA
GA
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 770-790-3714, Fax: 770-390-0394
Chief Compliance Officer
GARY E. WELD
MEMBER
3300 RIVERWOOD PARKWAY
SUITE 700
ATLANTA
GA
United States
Tel:
770-329-8262
Fax:
770-390-0394
G****@********T
(Full email address available in API data)
Regulatory Contact
JEFF EISCHEID
MEMBER
3300 RIVERWOOD PARKWAY
SUITE 700
ATLANTA
GA
United States
Tel:
770-790-3714
Fax:
770-390-0394
J********@********T
(Full email address available in API data)
Industry Affiliates
| BENNETT THRASHER LLP | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WELD, GARY, EDWIN | Individual | – | MEMBER AND CHIEF COMPLIANCE OFFICER | 11/2004 | 50-75% |
| EISCHEID, JEFFREY, ALAN | Individual | – | MEMBER | 10/2010 | 25-50% |