MAZARS WEALTH ADVISORS
MAZARS USA WEALTH ADVISORS LLC Legal Name
Adviser information for MAZARS WEALTH ADVISORS last updated from Form ADV on December 1st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | AUGUST |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 234 | $193.3M |
| Non-Discretionary | 0 | $0 |
| Total | 234 | $193.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 72 | $15.1M |
| HNW Individuals | 50 | $157.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 5 | $18.0M |
| Charitable organizations | <5 | $2.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 192.8M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| SEI MANAGED ACCOUNT PROGRAM | SEI INVESTMENTS MANAGEMENT CORP |
Identifiers
| SEC RIA File Number | 801-63968 |
|---|---|
| SEC ERA File Number | 801-63968 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 133936 |
| Legal Entity Identifier | None |
Principal Office
135 WEST 50TH STREET17TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9 A.M TO 5 P.M.
Tel: 212-375-6631, Fax: None
Chief Compliance Officer
CARIJN MICHEL
CHIEF COMPLIANCE OFFICER
135 WEST 50TH STREET
17TH FLOOR
NEW YORK
NY
United States
Tel:
212-375-6631
C******@***********M
(Full email address available in API data)
Industry Affiliates
| MAZARS USA, LLP | Accountant or accounting firm |
| WEISER RISK SOLUTIONS, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WEISER HOLDING GROUP LLC | Domestic Entity | – | SOLE MEMBER | 11/2004 | > 75% |
| MAZARS USA LLP | Domestic Entity | WEISER HOLDING GROUP LLC | SOLE MEMBER | 03/1999 | > 75% |
| MICHEL, CARIJN | Individual | – | PRINCIPAL, CHIEF COMPLIANCE OFFICER | 08/2008 | < 5% |