1620 INVESTMENT ADVISORS, INC.
Adviser information for 1620 INVESTMENT ADVISORS, INC. last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 524 | $177.2M |
| Non-Discretionary | 6 | $4.3M |
| Total | 530 | $181.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 147 | $48.7M |
| HNW Individuals | 56 | $131.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $1.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
36 CORDAGE PARK CIRCLESUITE 217
PLYMOUTH
MA
United States
Monday - Friday, 8:45AM-5:00PM
Tel: 508-830-4778, Fax: 508-830-0524
Chief Compliance Officer
TODD A. JOHNSTON
PRESIDENT
36 CORDAGE PARK CIRCLE
SUITE 217
PLYMOUTH
MA
United States
Tel:
5088304778
T********@*********M
(Full email address available in API data)
Regulatory Contact
MICHELLE R. JOHNSTON
TREASURER
36 CORDAGE PARK CIRCLE
SUITE 217
PLYMOUTH
MA
United States
Tel:
(508)830-4778
Fax:
(508) 830-0524
M********@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROURKE, SUSAN, MARY | Individual | – | PORTFOLIO MANAGER/ANALYST | 05/2003 | 5-10% |
| JOHNSTON, TODD, ADAMS | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 03/1999 | 50-75% |
| WILDY, MARTIN, ANTHONY | Individual | – | SHAREHOLDER | 05/2003 | 5-10% |
| JOHNSTON, MICHELLE, RENEE | Individual | – | TREASURER | 05/2003 | 10-25% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 23rd, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| A T & T Inc | COM | 502K | 26K | – |
| AFLAC Inc | COM | 3K | 38 | – |
| AZZ Inc | COM | 72K | 932 | – |
| Abbott Laboratories | COM | 480K | 5K | – |
| Abbvie, Inc. | COM | 1M | 8K | – |
| Accenture Plc Cl A | COM | 4K | 13 | – |
| Adial Pharmaceuticals, Inc. | COM | 4K | 4K | – |
| Adobe Systems Inc | COM | 7K | 12 | – |
| Adv Micro Dev | COM | 77K | 473 | – |
| Affiliated Managers | COM | 5K | 30 | – |
| Agree Realty Corp REIT | COM | 535K | 9K | – |
| Air Prods & Che | COM | 292K | 1K | – |
| Akamai Technology | COM | 23K | 250 | – |
| Alaska Air Grp | COM | 19K | 478 | – |
| Albemarle Corp | COM | 19K | 203 | – |
| Alcoa Inc | COM | 82K | 2K | – |
| Alexander & Baldwin | COM | 339K | 20K | – |
| Allegiant Travel Co | COM | 19K | 378 | – |
| Allstate Corp | COM | 6K | 35 | – |
| Alphabet Inc. Class A | COM | 543K | 3K | – |
| Alphabet Inc. Class C | COM | 37K | 204 | – |
| Amazon Com Inc | COM | 633K | 3K | – |
| Amer Elec Pwr | COM | 171K | 2K | – |
| Amer Express Co | COM | 282K | 1K | – |
| Amer Tower Corp Reit | COM | 4K | 20 | – |
| Ameriprise Financial Inc. | COM | 205K | 480 | – |
| Ameris Bancorp | COM | 33K | 649 | – |
| Amgen Inc | COM | 107K | 341 | – |
| Amkor Tech Inc | COM | 31K | 764 | – |
| Amphastar Pharma Inc | COM | 93K | 2K | – |
| Analog Devices | COM | 160K | 703 | – |
| Anheuser-Busch Sponsored ADR | COM | 872 | 15 | – |
| Apa Corp | COM | 2K | 80 | – |
| Appld Matls Inc | COM | 191K | 808 | – |
| Apple Inc | COM | 2M | 10K | – |
| Arcadium Lithium PLC | COM | 4K | 1K | – |
| Ares Capital Corp | COM | 822K | 39K | – |
| Aris Water Solutions Inc | COM | 46K | 3K | – |
| Arthur J Gallagher & Co | COM | 210K | 808 | – |
| Aspen Tech Inc | COM | 90K | 454 | – |
| AstraZeneca Plc | COM | 755K | 10K | – |
| Automatic Data Processing | COM | 382K | 2K | – |
| Avadel Pharmaceuticals PLC ADR | COM | 14K | 1K | – |
| Avery Dennison | COM | 51K | 235 | – |
| Axon Enterprise Inc | COM | 1K | 5 | – |
| Axos Financial Inc. | COM | 49K | 855 | – |
| B & G Foods Inc | COM | 668 | 19 | – |
| Baker Hughes, a GE Company | COM | 22K | 259 | – |
| Bank Of Montreal | COM | 72K | 1K | – |
| Bank Of Ny Mellon Corp | COM | 227K | 5K | – |
| Bank of Nova Scotia | COM | 7K | 270 | – |
| Barrick Gold Corp | COM | 5K | 300 | – |
| Bassett Furniture Industries, Inc. | COM | 182K | 13K | – |
| Baytex Energy Corp. | COM | 16K | 5K | – |
| Berkley (Wr) Cp | COM | 70K | 300 | – |
| Berkshire Hathaway | COM | 986K | 2K | – |
| Berry Global Group | COM | 87K | 1K | – |
| Best Buy Inc | COM | 513K | 6K | – |
| Beyond Meat Inc. | COM | 67 | 10 | – |
| Biolife Solutions, Inc. | COM | 35K | 2K | – |
| Biomarin Pharma | COM | 109K | 1K | – |
| Bj'S Restaurants Inc. | COM | 57K | 2K | – |
| Blackline Inc. | COM | 64K | 1K | – |
| Blackstone Mortgage Trust, Inc. | COM | 1K | 60 | – |
| Blade Air Mobility Inc | COM | 50K | 14K | – |
| Block H & R | COM | 457K | 8K | – |
| Boeing Co | COM | 39K | 213 | – |
| Boot Barn Holdings Inc. | COM | 84K | 654 | – |
| Boston Beer Co Inc A | COM | 145K | 476 | – |
| Boston Pptys | COM | 91K | 1K | – |
| Bristol-Myers Squibb | COM | 448K | 11K | – |
| Broadcom Inc. | COM | 915K | 570 | – |
| Burlington Stores Inc. | COM | 7K | 30 | – |
| CNO Financial Group | COM | 28 | 1 | – |
| CVS Health Corp | COM | 180K | 3K | – |
| Cabot Corp | COM | 49K | 531 | – |
| Cadiz Inc | COM | 108 | 35 | – |
| Canadian Natl Railway | COM | 266K | 2K | – |
| Cardinal Health Inc. | COM | 289K | 3K | – |
| Carnival Corp | COM | 32K | 2K | – |
| Carrier Global Corporation | COM | 52K | 824 | – |
| Caterpillar Inc | COM | 309K | 927 | – |
| Centene Corporation | COM | 7K | 110 | – |
| Cf Industries Inc. | COM | 9K | 117 | – |
| Charter Communications Inc. | COM | 73K | 243 | – |
| Chemours Company | COM | 903 | 40 | – |
| Cheniere Energy Inc | COM | 392K | 2K | – |
| Chevron Corporation | COM | 1M | 9K | – |
| Chewy Inc. | COM | 33K | 1K | – |
| Chubb Ltd | COM | 5K | 21 | – |
| Ciena Corp | COM | 146K | 3K | – |
| Cinemark Holdings | COM | 79K | 4K | – |
| Cirrus Logic | COM | 77K | 604 | – |
| Cisco Systems Inc | COM | 375K | 8K | – |
| Citigroup Inc | COM | 9K | 141 | – |
| Citizens Finl Group | COM | 303K | 8K | – |
| Clean Harbors, Inc. | COM | 5K | 20 | – |
| Cleveland Cliffs Inc. | COM | 20K | 1K | – |
| Coca Cola Co | COM | 99K | 2K | – |
| Cognizant Tech Solutions Class A | COM | 25K | 363 | – |
| Coherent Inc. | COM | 168K | 2K | – |
| Cohu Inc | COM | 97K | 3K | – |
| Colgate Palmolive Co | COM | 138K | 1K | – |
| Columbia Banking System, Inc. | COM | 19K | 958 | – |
| Comcast Corporation Class A | COM | 13K | 321 | – |
| Commercial Metl | COM | 16K | 288 | – |
| Compass Diversified LP | COM | 309K | 14K | – |
| Compass Inc. | COM | 77K | 21K | – |
| Conmed Corp | COM | 39K | 560 | – |
| Constellation Brands, Inc. | COM | 617K | 2K | – |
| Constellation Energy Corp. | COM | 5K | 25 | – |
| Copart Inc | COM | 158K | 3K | – |
| Core Molding Technologies Inc. | COM | 5K | 293 | – |
| Corning Inc | COM | 964K | 25K | – |
| Costco Whole Cp | COM | 24K | 28 | – |
| Cousins Properties | COM | 304K | 13K | – |
| Crowdstrike Holdings Inc. | COM | 2K | 6 | – |
| Cullen Frost Bankers | COM | 158K | 2K | – |
| CyberArk Software Ltd. | COM | 39K | 142 | – |
| DMC Global, Inc. | COM | 18K | 1K | – |
| DT Midstream Inc. | COM | 5K | 65 | – |
| Danaher Corp | COM | 109K | 434 | – |
| Darden Restaurants | COM | 266K | 2K | – |
| Datadog Inc. | COM | 519 | 4 | – |
| Delta Air Lines | COM | 854 | 18 | – |
| Devon Energy Cp New | COM | 34K | 711 | – |
| Diageo Plc-Adr | COM | 25K | 196 | – |
| Diamondback Energy | COM | 191K | 956 | – |
| Diamondrock Hospitality Tr REIT | COM | 595K | 70K | – |
| Dicks Sporting Goods | COM | 277K | 1K | – |
| DigitalOcean Holdings, Inc. | COM | 347 | 10 | – |
| Dole, PLC | COM | 8K | 630 | – |
| Dominion Energy Inc | COM | 407K | 8K | – |
| Dover Corporation | COM | 145K | 803 | – |
| DraftKings Inc. | COM | 382 | 10 | – |
| Dril-Quip Inc | COM | 13K | 681 | – |
| Dte Energy Co | COM | 4K | 38 | – |
| Du Pont EI De Nemour | COM | 446K | 6K | – |
| Duke Energy Corp | COM | 47K | 466 | – |
| E L F Beauty | COM | 5K | 25 | – |
| EPR Properties REIT | COM | 609K | 15K | – |
| Eastern Bankshares Inc. | COM | 23K | 2K | – |
| Eaton Corp PLC | COM | 2M | 5K | – |
| Eli Lilly & Company | COM | 215K | 237 | – |
| Elme Communities | COM | 184K | 12K | – |
| Emerson Elec Co | COM | 274K | 2K | – |
| Enbridge Inc | COM | 114K | 3K | – |
| Energy Transfer LP | COM | 2K | 95 | – |
| Entegris Inc. | COM | 84K | 620 | – |
| Entergy Corp | COM | 128K | 1K | – |
| Enterprise Products LP | COM | 371K | 13K | – |
| Epam Systems Inc. | COM | 69K | 366 | – |
| Equinix Inc REIT | COM | 65K | 86 | – |
| Equity Commonwealth | COM | 52K | 3K | – |
| Essex Ppty Tr | COM | 109K | 400 | – |
| Etsy Inc. | COM | 42K | 708 | – |
| Euronet Worldwide Inc. | COM | 80K | 777 | – |
| EverCommerce Inc. | COM | 2K | 187 | – |
| Everest Re Hldg | COM | 2K | 5 | – |
| Expedia Inc. | COM | 109K | 865 | – |
| ExxonMobil Corp | COM | 976K | 8K | – |
| FS KKR Capital Corp. | COM | 382K | 19K | – |
| Fastenal | COM | 75K | 1K | – |
| Federated Hermes Inc., Class B | COM | 563K | 17K | – |
| Fedex Corporation | COM | 188K | 627 | – |
| Fidelity National Information Services Inc | COM | 69K | 912 | – |
| Firstenergy Cp | COM | 9K | 238 | – |
| Flex LNG LTD | COM | 441K | 16K | – |
| Fluor Corp | COM | 55K | 1K | – |
| Foot Locker Inc. | COM | 259K | 10K | – |
| Ford Motor Company | COM | 14K | 1K | – |
| Fortis Inc | COM | 80K | 2K | – |
| Four Corners Property Trust | COM | 216K | 9K | – |
| Freeport-McMoRan Inc. | COM | 18K | 380 | – |
| FuelCell Energy Inc. | COM | 958 | 2K | – |
| GE Healthcare Technologies, Inc. | COM | 13K | 163 | – |
| GE Vernova LLC | COM | 21K | 123 | – |
| GXO Logistics, Inc. | COM | 112K | 2K | – |
| Garmin Ltd Ord | COM | 349K | 2K | – |
| General Electric Co | COM | 78K | 491 | – |
| General Mills Inc | COM | 47K | 745 | – |
| General Motors Company | COM | 19K | 400 | – |
| Genl Dynamics | COM | 362K | 1K | – |
| Gilead Science Inc | COM | 403K | 6K | – |
| Global Medical REIT | COM | 2K | 175 | – |
| Global Payments Inc. | COM | 101K | 1K | – |
| Goosehead Insurance Inc. Cl A | COM | 16K | 275 | – |
| Grainger W W | COM | 18K | 20 | – |
| Graphic Packaging | COM | 284K | 11K | – |
| Grove Collaborative Holdings | COM | 1K | 700 | – |
| Guess Inc | COM | 439K | 22K | – |
| Halliburton Co Hldg | COM | 247K | 7K | – |
| Hamilton Beach Brands Holding Co. | COM | 24K | 1K | – |
| Hannon Armstrong Sustainable Infrastructur | COM | 160K | 5K | – |
| Hartford Finl Svc Grp | COM | 73K | 730 | – |
| Healthpeak Properties, Inc. | COM | 41K | 2K | – |
| Heidrick & Struggles Int'l Inc. | COM | 21K | 676 | – |
| Hercules Capital Inc | COM | 649K | 32K | – |
| Hershey Foods | COM | 19K | 104 | – |
| Hess Corporation | COM | 7K | 46 | – |
| Hexcel Corp | COM | 128K | 2K | – |
| Hilltop Holdings Inc. | COM | 28K | 909 | – |
| Home Depot Inc | COM | 764K | 2K | – |
| Honeywell Intl Inc | COM | 51K | 238 | – |
| Horizon Tech Finance | COM | 2K | 155 | – |
| Host Hotels & Resorts REIT | COM | 51K | 3K | – |
| Hudson Technologies | COM | 105K | 12K | – |
| Huntington Ingalls Industries Inc. | COM | 302K | 1K | – |
| IAC Inc. | COM | 60K | 1K | – |
| IBM Corp | COM | 956K | 6K | – |
| IRadimed Corp. | COM | 25K | 565 | – |
| Idacorp Inc. | COM | 71K | 758 | – |
| Illinois Tool Works | COM | 13K | 53 | – |
| Independent Bank Co | COM | 5K | 98 | – |
| Ingersoll Rand Inc. | COM | 67K | 737 | – |
| Innovative Industrial Properties, Inc. | COM | 639K | 6K | – |
| Insulet Corp | COM | 52K | 258 | – |
| Intel Corp | COM | 329K | 11K | – |
| InterDigital Inc. | COM | 29K | 249 | – |
| Intl Flavors & Fragrances Inc. | COM | 633K | 7K | – |
| Intuitive Surgical, Inc. | COM | 24K | 55 | – |
| Invesco Wilderhill Clean Energy ETF | COM | 4K | 211 | – |
| Invitation Homes Inc. | COM | 658K | 18K | – |
| Iron Mountain | COM | 2K | 17 | – |
| JBG Smith Properties | COM | 14K | 900 | – |
| JPMorgan Chase & CO | COM | 3M | 12K | – |
| Jacobs Solutions Inc. | COM | 6K | 46 | – |
| Janus Henderson | COM | 1K | 30 | – |
| Jetblue Airways Corp | COM | 13K | 2K | – |
| Johnson & Johnson | COM | 390K | 3K | – |
| Johnson Controls Intl Inc | COM | 528K | 8K | – |
| KLA Corp. | COM | 44K | 53 | – |
| KalVista Pharmaceuticals Inc. | COM | 19K | 2K | – |
| Karat Packaging | COM | 4K | 150 | – |
| Kellanova | COM | 6K | 100 | – |
| Keurig Dr Pepper Inc. | COM | 84K | 3K | – |
| Kimberly Clark Corp | COM | 491K | 4K | – |
| Kinder Morgan | COM | 550K | 28K | – |
| Kontoor Brands, Inc. | COM | 13K | 192 | – |
| Kroger Co | COM | 211K | 4K | – |
| Kyndryl Holdings, Inc. | COM | 7K | 260 | – |
| LKQ Corp | COM | 60K | 1K | – |
| Lantheus Holdings Inc. | COM | 117K | 1K | – |
| Lear Corp | COM | 102K | 891 | – |
| Lennar Corp Class A | COM | 181K | 1K | – |
| Lincoln Natl-In | COM | 597K | 19K | – |
| Linde PLC | COM | 22K | 51 | – |
| Lockheed Martin Corp | COM | 396K | 847 | – |
| Lowes Cos | COM | 6K | 29 | – |
| M&T Bank Corp | COM | 121K | 800 | – |
| Magna Intl Cl A | COM | 308K | 7K | – |
| Marathon Pete Corp | COM | 1M | 6K | – |
| Marinus Pharmaceuticals | COM | 1K | 1K | – |
| Match Group Inc. | COM | 7K | 228 | – |
| Mccormick & Co | COM | 35K | 500 | – |
| Mcdonalds Corp | COM | 80K | 313 | – |
| Medtronic | COM | 484K | 6K | – |
| Mercadolibre Inc | COM | 314K | 191 | – |
| Merck & Co Inc | COM | 107K | 863 | – |
| Metlife Inc. | COM | 20K | 292 | – |
| Microchip Technology | COM | 1M | 13K | – |
| Micron Tech | COM | 139K | 1K | – |
| Microsoft Corp | COM | 2M | 6K | – |
| Mid-America Apt | COM | 2K | 12 | – |
| Miller Industries | COM | 394K | 7K | – |
| Mimedex Group Inc | COM | 19K | 3K | – |
| Minerals Tech Inc | COM | 160K | 2K | – |
| Mks Instruments | COM | 127K | 969 | – |
| Moderna Inc. | COM | 4K | 30 | – |
| Mondelez Intl Class A | COM | 747K | 11K | – |
| Morgan Stanley | COM | 34K | 349 | – |
| National Grid Ord | COM | 8K | 693 | – |
| National Storage Affiliates | COM | 550K | 13K | – |
| Natl Fuel Gas | COM | 9K | 166 | – |
| Nestle Sa Reg Shares | COM | 134K | 1K | – |
| Netapp Inc | COM | 920K | 7K | – |
| Netflix Inc. | COM | 11K | 16 | – |
| Neurocrine Biosciences, Inc. | COM | 118K | 857 | – |
| Newell Brands | COM | 2 | 0 | – |
| Newtek Business Services Corp. | COM | 2K | 155 | – |
| Nextera Energy Inc. | COM | 15K | 206 | – |
| Nike Inc-B | COM | 678 | 9 | – |
| Norfolk Southrn | COM | 27K | 125 | – |
| Northrop Grummn | COM | 456K | 1K | – |
| Novartis AG Sponsored ADR | COM | 938K | 9K | – |
| Novo-Nordisk As | COM | 25K | 176 | – |
| Nucor Corp | COM | 12K | 76 | – |
| Nutanix Inc. | COM | 16K | 279 | – |
| Nvidia Corp | COM | 21K | 170 | – |
| OFG Bancorp | COM | 90K | 2K | – |
| Omnicell Inc | COM | 18K | 670 | – |
| Omnicom Grp | COM | 3K | 30 | – |
| One Gas Inc | COM | 64K | 998 | – |
| Oneok Inc | COM | 470K | 6K | – |
| Oracle Corporation | COM | 303K | 2K | – |
| Organon & Co. | COM | 2K | 75 | – |
| Otis Worldwide Corporation | COM | 2K | 17 | – |
| Oxford Industries, Inc. | COM | 28K | 283 | – |
| PRA Group Inc | COM | 46K | 450 | – |
| Pacira Pharmaceuticals | COM | 17K | 588 | – |
| Palo Alto Networks Inc. | COM | 568K | 2K | – |
| Paramount Group, Inc. | COM | 52K | 11K | – |
| Patterson Companies Inc. | COM | 341K | 14K | – |
| Paypal Holdings Inc | COM | 151K | 3K | – |
| Pepsico Inc | COM | 1M | 8K | – |
| Permian Resources Corporation | COM | 80K | 5K | – |
| PetIQ, Inc. | COM | 100K | 5K | – |
| Pfizer Incorporated | COM | 541K | 19K | – |
| Phillips Edison & Co. Inc. | COM | 26K | 785 | – |
| Pinnacle West Cap | COM | 342K | 4K | – |
| Pinterest Inc Cl A | COM | 92K | 2K | – |
| Powell Industries, Inc. | COM | 776K | 5K | – |
| Powershs QQQ Trust Ser 1 | COM | 67K | 822 | – |
| Pricesmart Inc | COM | 72K | 1K | – |
| Procter & Gamble | COM | 138K | 838 | – |
| Progyny, Inc. | COM | 97K | 3K | – |
| Prudential Financial | COM | 2K | 20 | – |
| Pub Svc Enterprise Grp | COM | 436K | 6K | – |
| Public Storage REIT | COM | 9K | 31 | – |
| Pure Storage Inc. | COM | 134K | 2K | – |
| Q2 Holdings | COM | 74K | 1K | – |
| Qualcomm Inc | COM | 15K | 75 | – |
| RPM International | COM | 663K | 6K | – |
| RTX Corporation | COM | 1M | 13K | – |
| Ralph Lauren Corporation | COM | 446K | 3K | – |
| Rapid7, Inc. | COM | 105K | 2K | – |
| Realty Income Corp Reit | COM | 42K | 800 | – |
| Regal Rexnord Corp. | COM | 52K | 385 | – |
| RenaissanceRe Hldgs | COM | 172K | 770 | – |
| Republic Srvcs | COM | 15K | 79 | – |
| Ritchie Bros.Auctioneers Inc. | COM | 6K | 76 | – |
| Rithm Capital Corp. | COM | 493K | 45K | – |
| Rockwell Automt | COM | 180K | 654 | – |
| Roper Inds Inc | COM | 184K | 326 | – |
| Ryder Systems Inc. | COM | 333K | 3K | – |
| SS&C Technologies Hldg | COM | 47K | 742 | – |
| STAAR Surgical Company | COM | 23K | 479 | – |
| Salesforce.Com | COM | 41K | 159 | – |
| Samsung Electronics Co. | COM | 148K | 3K | – |
| Sandoz Group Ag Adr | COM | 53K | 1K | – |
| Sapiens Int'l Corp N.V. | COM | 392K | 12K | – |
| Schlumberger LTD | COM | 470K | 10K | – |
| Schwab(Chas) | COM | 78K | 1K | – |
| Seagate Technology Holdings PLC | COM | 497K | 5K | – |
| Sempra Energy | COM | 12K | 156 | – |
| Seritage Growth Pptys Cl A | COM | 20K | 4K | – |
| Shake Shack Inc. | COM | 3K | 30 | – |
| Shift 4 Payments, Inc. | COM | 167K | 2K | – |
| Shoals Technologies Group Inc. | COM | 54K | 9K | – |
| Shopify Inc. | COM | 96K | 1K | – |
| Shutterstock Inc. | COM | 41K | 1K | – |
| Simon Property | COM | 298K | 2K | – |
| Sirius Xm Radio Inc | COM | 65 | 23 | – |
| Skechers U S A Inc | COM | 69K | 1K | – |
| Smartsheet Inc | COM | 74K | 2K | – |
| Snap Inc Class A | COM | 432 | 26 | – |
| Snap-On Inc | COM | 6K | 22 | – |
| Snowflake Inc. | COM | 270 | 2 | – |
| Southern Company | COM | 864K | 11K | – |
| Starbucks Corp | COM | 47K | 600 | – |
| Starwood Ppty Tr REIT | COM | 642K | 34K | – |
| State St Corp | COM | 108K | 1K | – |
| Steel Dynamics Inc | COM | 20K | 152 | – |
| Stepan Co. | COM | 123K | 1K | – |
| Sun Communities REIT | COM | 62K | 513 | – |
| Sunstone Hotel | COM | 52K | 5K | – |
| Sylvamo Corp | COM | 1K | 19 | – |
| Synaptics Inc | COM | 23K | 256 | – |
| Synchrony Financial | COM | 62K | 1K | – |
| Synergy Pharmaceuticals Inc. | COM | 0 | 25 | – |
| Sysco Corp | COM | 294K | 4K | – |
| TC Energy Corporation | COM | 30K | 800 | – |
| TJX Companies Inc | COM | 2M | 19K | – |
| Taiwan Semiconductor Manufacturing Co Ltd | COM | 1M | 7K | – |
| Tanger Factory Outlet Centers, Inc. | COM | 278K | 10K | – |
| Tapestry Inc. | COM | 305K | 7K | – |
| Target Corp | COM | 4K | 28 | – |
| TechnipFMC PLC | COM | 21K | 806 | – |
| Teradata Corporation | COM | 72K | 2K | – |
| Teradyne Inc | COM | 168K | 1K | – |
| Terex Corp | COM | 111K | 2K | – |
| Tesla Motors, Inc. | COM | 42K | 212 | – |
| Teva Pharm Inds LTD Sponsored ADR | COM | 2K | 100 | – |
| Texas Instruments | COM | 292K | 2K | – |
| The Azek Company, Inc. | COM | 90K | 2K | – |
| The Blackstone Group Inc. | COM | 602K | 5K | – |
| The Hanover Insurance Group | COM | 42K | 334 | – |
| The Trade Desk Inc. | COM | 92K | 944 | – |
| The Travelers Cos Inc. | COM | 495K | 2K | – |
| Thermo Fisher Scientific | COM | 447K | 808 | – |
| Toast Inc. | COM | 34K | 1K | – |
| Toll Brothers | COM | 59K | 516 | – |
| Topgolf Callaway Brands Corp. | COM | 26K | 2K | – |
| Tortoise Energy Infrastructure | COM | 713K | 20K | – |
| TotalEnergies SE | COM | 354K | 5K | – |
| Trane Technologies PLC F | COM | 17K | 53 | – |
| Tripadvisor | COM | 23K | 1K | – |
| Truist Financial Corp. | COM | 240K | 6K | – |
| Twilio Inc. | COM | 57K | 1K | – |
| U M B Financial Corp | COM | 128K | 2K | – |
| U S Bancorp Del New | COM | 30K | 746 | – |
| Ual Corp | COM | 8K | 157 | – |
| Uber Technolgies Corp | COM | 4K | 60 | – |
| UiPath, Inc. | COM | 25 | 2 | – |
| Ultra Clean Holdings | COM | 148K | 3K | – |
| Unilever Plc | COM | 30K | 545 | – |
| Union Bankshares Inc | COM | 3K | 120 | – |
| Union Pac Corp | COM | 50K | 222 | – |
| United Parcel Svc Class B | COM | 4K | 30 | – |
| United Therapeutics | COM | 123K | 386 | – |
| Unitil Corp | COM | 370K | 7K | – |
| Universal Display Co | COM | 142K | 675 | – |
| Unum Group | COM | 29K | 573 | – |
| Utd Healthcare | COM | 212K | 417 | – |
| VF Corp | COM | 103K | 8K | – |
| Vail Resorts | COM | 2K | 10 | – |
| Valero Energy Corp New | COM | 212K | 1K | – |
| Valvoline Inc. | COM | 23K | 532 | – |
| Veralto Corporation | COM | 10K | 105 | – |
| Verizon Communications | COM | 1M | 29K | – |
| Vertex Pharmaceuticals | COM | 79K | 169 | – |
| Viatris Inc. | COM | 234K | 22K | – |
| Visa Inc Class A | COM | 74K | 281 | – |
| Vishay Precision Group, Inc. | COM | 23K | 741 | – |
| Vita Coco Co Inc. | COM | 150K | 5K | – |
| Vital Farms, Inc. | COM | 42K | 888 | – |
| Vodafone Group Sponsored ADR | COM | 2K | 190 | – |
| Vornado Realty Tr REIT | COM | 3K | 110 | – |
| WEC Energy Cp | COM | 5K | 67 | – |
| WEX Inc. | COM | 80K | 451 | – |
| WK Kellogg Co | COM | 411 | 25 | – |
| Wabtec Corp. | COM | 1K | 8 | – |
| Wal-Mart Stores Inc | COM | 491K | 7K | – |
| Walt Disney Co | COM | 598K | 6K | – |
| Warner Bros. Discovery, Inc. | COM | 67K | 9K | – |
| Wells Fargo & Co New | COM | 3K | 58 | – |
| Werner Entrprs | COM | 29K | 805 | – |
| Western Digital | COM | 34K | 445 | – |
| Where Food Comes From | COM | 3K | 225 | – |
| White Mtn Ins | COM | 11K | 6 | – |
| Williams Cos | COM | 642K | 15K | – |
| Workday Inc. | COM | 8K | 36 | – |
| X4 Pharmaceuticals, Inc. | COM | 6K | 10K | – |
| YUM Brands Inc | COM | 44K | 330 | – |
| YUM China Holdings I | COM | 9K | 300 | – |
| ZimVie Inc. | COM | 164 | 9 | – |
| Zimmer Biomet Hldgs | COM | 11K | 98 | – |
| Bank of America Pfd Ser NN | PFD | 32K | 2K | – |
| Brunswick Corp Sr Notes | PFD | 17K | 700 | – |
| Compass Diversified Pfd A | PFD | 202K | 8K | – |
| DTE Energy Series G Co 2020 | PFD | 6K | 330 | – |
| Diamond Rock Hospitality Pfd A | PFD | 329K | 13K | – |
| Digital Realty Pfd K | PFD | 6K | 240 | – |
| Equity Commonwealth Pfd D | PFD | 121K | 5K | – |
| Fannie Mae Pfd S | PFD | 6K | 1K | – |
| Global X U.S. Preferred ETF | ETF | 142K | 7K | – |
| Invesco Preferred ETF | ETF | 730K | 63K | – |
| JP Morgan Chase Pfd Ser LL | PFD | 30K | 1K | – |
| JPMorgan Chase & Co. Pfd | PFD | 25K | 1K | – |
| John Hancock Preferred Income ETF | ETF | 1M | 48K | – |
| Morgan Stanley Pfd Ser A | PFD | 326K | 14K | – |
| Public Storage Pfd N | PFD | 98K | 6K | – |
| Public Storage Pfd M | PFD | 597K | 32K | – |
| Public Storage Pfd I | PFD | 1K | 65 | – |
| Public Storage Cumul Pfd Stk | PFD | 4K | 200 | – |
| Public Storage Pfd O | PFD | 7K | 380 | – |
| RenaissanceRe Holdings Ltd Pfd F | PFD | 689K | 30K | – |
| RenaissanceRe Pfd G | PFD | 53K | 3K | – |
| The Allstate Corp Pfd H | PFD | 3K | 120 | – |
| The Allstate Corporation Pfd I | PFD | 532K | 26K | – |
| The Allstate Corporation Pfd J | PFD | 44K | 2K | – |
| The Charles Schwab Corporation Pfd D | PFD | 17K | 680 | – |
| Truist Financial Corp Pfd Ser R | PFD | 7K | 330 | – |
| Wells Fargo Pfd Ser AA | PFD | 1 | 0 | – |
| Alps Alerian Mlp Etf | ETF | 38K | 791 | – |
| Charles Schwab US REIT ETF | ETF | 9K | 456 | – |
| Dimensional International Value ETF | ETF | 19K | 520 | – |
| Energy Select Sector Spdr | ETF | 4K | 39 | – |
| FT Cboe Vest U.S. Equity Buffer EFT - Feb | ETF | 14K | 289 | – |
| Fidelity MSCI Consumer Staples Index ETF | ETF | 7K | 142 | – |
| Fidelity MSCI Utilities Index ETF | ETF | 18K | 400 | – |
| First Tr NASDAQ Tech Div Idx ETF IV | ETF | 47K | 616 | – |
| Freedom 100 Emerging Markets ETF | ETF | 2M | 55K | – |
| Global X Autonomous & Electric Vhicles | ETF | 235 | 10 | – |
| Grayscale Ethereum Trust | ETF | 29K | 925 | – |
| IShares Russell 3000 ETF | ETF | 90K | 293 | – |
| Invesco Cef Inc Composite ETF | ETF | 13K | 664 | – |
| Invesco Etf Active Us Real Estate | ETF | 1K | 13 | – |
| Invesco Galaxy Bitcoin ETF | ETF | 17K | 285 | – |
| Invesco QQQ Trust Series I | ETF | 10K | 20 | – |
| Ishares International Sel Div ETF | ETF | 7K | 245 | – |
| Ishares S&P 500 Growth ETF | ETF | 34K | 369 | – |
| Ishares Tr Msci Eafe Index Fd. | ETF | 8K | 100 | – |
| Ishares Trust Msci Emerging Markets | ETF | 116K | 3K | – |
| Ishares Trust S&P Smallcap 600 Idx Fd. | ETF | 16K | 148 | – |
| Ishares US Basic Materials ETF | ETF | 18K | 130 | – |
| Pacer Benchmark Industrial Real Estate ETF | ETF | 915 | 24 | – |
| SPDR MSCI EAFE StrategicFactors ETF | ETF | 3M | 42K | – |
| SPDR MSCI USA StrategicFactors ETF | ETF | 818K | 6K | – |
| SPDR S&P 600 Small Cap ETF | ETF | 1K | 31 | – |
| SPDR Ptf S&P 1500 Composite Stk Mkt ETF | ETF | 33K | 492 | – |
| SPDR S&P 500 ETF | ETF | 16K | 30 | – |
| SPDR S&P Global Natural Resources ETF | ETF | 19K | 342 | – |
| Schwab Fundamental Emrg Mkts Lg Co Idx | ETF | 11K | 379 | – |
| Schwab Fundamental Intl Large Co Idx ETF | ETF | 11K | 317 | – |
| Schwab Fundamental U.S. Small Company Idx | ETF | 3K | 57 | – |
| Schwab U.S. Large-Cap ETF | ETF | 10K | 148 | – |
| Schwab U.S. Small-Cap ETF | ETF | 15K | 319 | – |
| Schwab US Dividend Equity ETF | ETF | 175K | 2K | – |
| Select Sector Util Select SPDR ETF | ETF | 10K | 140 | – |
| Spdr Gold Shares | ETF | 172K | 798 | – |
| Spdr S&P Dividend Etf | ETF | 3K | 26 | – |
| Sprott Physical Gold Trust | ETF | 55K | 3K | – |
| Sprott Physical Gold and Silver Tr | ETF | 8K | 375 | – |
| Tandy Corp | ETF | 4K | 110 | – |
| Tri Continental Corporation | ETF | 3M | 90K | – |
| VanEck Morningstar Wide Moat ETF | ETF | 435K | 5K | – |
| VanEck Vectors Agribusiness Etf | ETF | 3K | 45 | – |
| Vanguard Dividend Appreciation ETF | ETF | 26K | 140 | – |
| Vanguard High Dividend Yield ETF | ETF | 17K | 147 | – |
| Vanguard Int'l Dividend Appreciation ETF | ETF | 5K | 22 | – |
| Vanguard Total Stock Market Index Fund ETF | ETF | 46K | 173 | – |
| Wisdomtree Dividend Ex Finan ETF | ETF | 47K | 475 | – |
| Wisdomtree Japan Smallcap Dividend ETF | ETF | 15K | 200 | – |
| Xtrackers International Real Estate ETF | ETF | 14K | 681 | – |
| iShares Core S&P 500 ETF | ETF | 36K | 66 | – |
| iShares Edge MSCI Int'l Value Factor ETF | ETF | 18K | 649 | – |
| iShares Emerging Markets ex China ETF | ETF | 6K | 100 | – |
| iShares Global Clean Energy ETF | ETF | 1K | 100 | – |
| iShares Gold Trust | ETF | 31K | 708 | – |
| iShares MSCI EAFE Value ETF | ETF | 3K | 50 | – |
| iShares MSCI India ETF | ETF | 5K | 81 | – |
| iShares Russell 1000 Growth ETF | ETF | 7K | 18 | – |
| iShares Russell 2500 ETF | ETF | 146K | 2K | – |
| iShares Select Dividend ETF | ETF | 30K | 246 | – |
| iShares Semiconductor ETF | ETF | 2K | 9 | – |
| Blackrock Muniyield NY | ETF | 13K | 1K | – |
| First Trust Senior Loan ETF | ETF | 8K | 179 | – |
| Global X Fds Emerging Markets ETF | ETF | 344K | 15K | – |
| Invesco BulletShares 2024 Corp Bond ETF | ETF | 179K | 8K | – |
| Invesco BulletShares 2025 Corp Bond ETF | ETF | 9K | 456 | – |
| Invesco Senior Loan ETF | ETF | 241K | 11K | – |
| Invesco Taxable Municipal Bd ETF | ETF | 41K | 2K | – |
| Ishares S&P National Interm Muni Bd Etf | ETF | 4K | 38 | – |
| Janus Henderson Short Duration Income ETF | ETF | 12K | 255 | – |
| Nuveen Amt Free Mncpl Cr | ETF | 3K | 270 | – |
| Nuveen California Amt-Free Muni Inc Fd | ETF | 7K | 536 | – |
| Nuveen Massachusetts Qlty Muni Inc Fd | ETF | 46K | 4K | – |
| PIMCO Active Bond ETF | ETF | 1M | 13K | – |
| PIMCO Enhanced Short Maturity Active ETF | ETF | 12K | 124 | – |
| Pioneer Municipal High Inc Adv Tr | ETF | 7K | 820 | – |
| SPDR Blmbg Barclays Convertible Sec ETF | ETF | 7K | 97 | – |
| SPDR Blmbrg Barclays Short Term Hgh ETF | ETF | 11K | 450 | – |
| SPDR Blmbrg Brcly Inv Gr Flt Rate ETF | ETF | 26K | 838 | – |
| SPDR Bloomberg 3-12 Month T-Bill ETF | ETF | 13K | 135 | – |
| SPDR Bloomberg Barclays Hgh Yld Bd ETF | ETF | 48K | 505 | – |
| SPDR Bloomberg Barclays TIPS ETF | ETF | 26K | 1K | – |
| SPDR Bloomberg Emerging Mkts Local Bd ETF | ETF | 12K | 620 | – |
| SPDR Doubleline Emerging Mkts Fxd Inc ETF | ETF | 1M | 27K | – |
| SPDR Doubleline Total Return Tactical ETF | ETF | 2M | 41K | – |
| SPDR Nuveen Blmbrg Barclays Mun Bd ETF | ETF | 279K | 6K | – |
| SPDR Nuveen Blmbrg Barclays Short Term Mun | ETF | 28K | 600 | – |
| SPDR Portfolio Aggregate Bond ETF | ETF | 29K | 1K | – |
| SPDR Portfolio Intrmdt Term Corp Bd ETF | ETF | 4M | 124K | – |
| SPDR Ptf Intermediate Term Treasury ETF | ETF | 6K | 226 | – |
| SPDR Ptf Short-Term Corporate Bond Fd ETF | ETF | 4K | 150 | – |
| SPDR Ptf Short-Term Treasury ETF | ETF | 3M | 99K | – |
| Schwab 5-10 Year Corporate Bond ETF | ETF | 105K | 2K | – |
| Schwab Intermediate Term US Treasury ETF | ETF | 91K | 2K | – |
| Schwab Strategic Tr Short-Term US | ETF | 19K | 385 | – |
| Schwab U.S. TIPS ETF | ETF | 2M | 36K | – |
| T Rowe Price Ultra Short-Tem Bd ETF | ETF | 40K | 812 | – |
| VanEck Vectors Fallen Angel HiYld Bd ETF | ETF | 1M | 48K | – |
| VanEck Vectors High-Yield Muni Etf | ETF | 85K | 2K | – |
| VanEck Vectors Short High Yld Muni ETF | ETF | 278K | 12K | – |
| Vaneck Vectors Amt-Free Intermediate Mun I | ETF | 1M | 31K | – |
| Vanguard Intermediate-Term Corp Bond ETF | ETF | 8K | 100 | – |
| Vanguard Mortgage-Backed Securities Index | ETF | 90K | 2K | – |
| Vanguard Muni Bond Tax Exempt ETF | ETF | 20K | 400 | – |
| Vanguard Reit | ETF | 46K | 544 | – |
| Vanguard Short Term Corp Bd ETF | ETF | 67K | 866 | – |
| Vanguard Short-Term Treasury Idx Fd ETF | ETF | 30K | 525 | – |
| WisdomTree Floating Rate Treasury Fund | ETF | 15K | 302 | – |
| Xtrackers USD High Yield Corporate Bnd ETF | ETF | 7K | 206 | – |
| iShares 3-7 Year Treasury Bond ETF | ETF | 45K | 391 | – |
| iShares 7-10 Year Treasury Bond ETF | ETF | 3M | 35K | – |
| iShares Core US Aggregate Bond ETF | ETF | 194 | 2 | – |
| iShares Iboxx Invt Grade Bond ETF | ETF | 46K | 427 | – |
| iShares Interm-Term Corporate Bond ETF | ETF | 35K | 686 | – |
| iShares Investment Grade Bond Factor ETF | ETF | 513K | 12K | – |
| iShares JPMorgan USD Emerg Mkts Bond ETF | ETF | 389K | 4K | – |
| iShares MBS ETF | ETF | 6K | 60 | – |
| iShares Short Term Ntnl Muni Bond ETF | ETF | 2M | 22K | – |
| iShares Short-Term Corporate Bond ETF | ETF | 2M | 38K | – |
| iShares Tr Barclays Treasury Bd 1-3 Year | ETF | 483K | 6K | – |
| New York REIT Liquidating LLC | COM | 0 | 8K | – |
| iShares TIPS Bond ETF | ETF | 574 | 5 | – |