MORGAN STANLEY PRIVATE EQUITY ASIA, INC.
Adviser information for MORGAN STANLEY PRIVATE EQUITY ASIA, INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 96 |
|---|---|
| Investment Advisory/Research | 52 |
| Registered Broker-Dealer Representatives | 33 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 12 | $3.0B |
| Non-Discretionary | 0 | $0 |
| Total | 12 | $3.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 12 | $3.0B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 92 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-63987 |
|---|---|
| SEC ERA File Number | 801-63987 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 134366 |
| Legal Entity Identifier | 5493006YBH9Z1VHYNT79 |
Principal Office
1585 BROADWAY39TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 A.M. TO 6:00 P.M.
Tel: 212 761-7160, Fax: 212 507-8474
Chief Compliance Officer
GAURANGA PAL
EXECUTIVE DIRECTOR
MORGAN STANLEY
1633 BROADWAY, 27TH FLOOR
NEW YORK
NY
United States
Tel:
2125371331
G***********@****************M
(Full email address available in API data)
Regulatory Contact
ARLENE MORRIS
EXECUTIVE DIRECTOR
MORGAN STANLEY
1633 BROADWAY, 29TH FLOOR
NEW YORK
NY
United States
Tel:
212-537-2029
A************@****************M
(Full email address available in API data)
Industry Affiliates
| CP INFRASTRUCTURE III SLP LP | Sponsor, GP, manager of pooled investment vehicles |
| CP INFRASTRUCTURE IV SLP LP | Sponsor, GP, manager of pooled investment vehicles |
| MESA WEST CAPITAL | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| MESA WEST CORE LENDING FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MESA WEST DSA, LLC | Other investment adviser, including financial planners |
| MESA WEST LV SA GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MESA WEST REAL ESTATE INCOME FUND IV GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| MORGAN STANLEY (THAILAND) LIMITED | Other investment adviser, including financial planners |
| MORGAN STANLEY & CO. LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerRegistered municipal advisorFutures commission merchant |
| MORGAN STANLEY ASIA LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| MORGAN STANLEY CAPITAL PARTNERS VI GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY CAPITAL PARTNERS VII GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY CAPITAL PARTNERS VIII GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY CREDIT PARTNERS GP INC. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY CREDIT PARTNERS HOLDINGS INC. | Sponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY CREDIT PARTNERS IV GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY CREDIT PARTNERS IV GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY CREDIT PARTNERS IV GP L.P. | Sponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY EXPANSION EQUITY IX GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY EXPANSION EQUITY IX GP LP | Sponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY INDIA FINANCIAL SERVICES PRIVATE LIMITED | Other investment adviser, including financial planners |
| MORGAN STANLEY INFRASTRUCTURE GP LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY INFRASTRUCTURE HOLDINGS INC. | Sponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY INFRASTRUCTURE II GP LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY INFRASTRUCTURE II INC. | Sponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY INFRASTRUCTURE III GP L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY INFRASTRUCTURE III INC. | Sponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY INFRASTRUCTURE III INVESTORS GP S.A R.L. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY INFRASTRUCTURE INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| MORGAN STANLEY INFRASTRUCTURE IV GP LP | Sponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY INFRASTRUCTURE IV INC. | Sponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY INFRASTRUCTURE IV INVESTORS GP S.A R.L. | Sponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY INFRASTRUCTURE PARTNERS II INVESTORS C GP | Sponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY INVESTMENT MANAGEMENT (JAPAN) CO., LTD. | Other investment adviser, including financial planners |
| MORGAN STANLEY INVESTMENT MANAGEMENT INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY MUFG SECURITIES CO., LTD. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MORGAN STANLEY NEXT LEVEL FUND GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY PRIVATE EQUITY ASIA III, INC. | Sponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY PRIVATE EQUITY ASIA III, L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY PRIVATE EQUITY ASIA IV, INC. | Sponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY PRIVATE EQUITY ASIA IV, L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY PRIVATE EQUITY ASIA V GP ONT, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY PRIVATE EQUITY ASIA V, INC. | Sponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY PRIVATE EQUITY ASIA, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY PRIVATE EQUITY MANAGEMENT KOREA LTD. | Other investment adviser, including financial planners |
| MORGAN STANLEY REAL ESTATE SPECIAL SITUATIONS III-GP, L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY TACTICAL VALUE FUND II CO-INVEST EXCELSIOR GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY TACTICAL VALUE FUND II GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY TACTICAL VALUE FUND II GP LP | Sponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY TACTICAL VALUE FUND II LUX GP S.A R.L. | Sponsor, GP, manager of pooled investment vehicles |
| MORSTAN DEVELOPMENT COMPANY, INC. | Sponsor, GP, manager of pooled investment vehicles |
| MS CAPITAL PARTNERS ADVISER INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| MS CAPITAL PARTNERS CV GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MS CAPITAL PARTNERS V GP L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MS CAPITAL PARTNERS V LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MS CAPITAL PARTNERS VI GP LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MS CAPITAL PARTNERS VII GP LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MS CAPITAL PARTNERS VIII GP LP | Sponsor, GP, manager of pooled investment vehicles |
| MS CREDIT PARTNERS II GP INC. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MS CREDIT PARTNERS II GP L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MS CREDIT PARTNERS III GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| MS CREDIT PARTNERS III GP L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MS CREDIT PARTNERS III S.A R.L. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MS DIRECT LENDING GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| MS ENERGY PARTNERS GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| MS ENERGY PARTNERS GP LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MS EXPANSION CAPITAL GP INC. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MS EXPANSION CAPITAL GP LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MS EXPANSION CREDIT GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| MS EXPANSION CREDIT GP L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MS EXPANSION CREDIT II GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| MS EXPANSION CREDIT II GP LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MS EXPANSION EQUITY GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| MS EXPANSION EQUITY GP LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MS SENIOR LOAN PARTNERS GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| MS SENIOR LOAN PARTNERS GP L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MS TACTICAL VALUE FUND GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| MS TACTICAL VALUE FUND GP LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MSCP V GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| MSCP V OFFSHORE INVESTORS GP LTD. | Sponsor, GP, manager of pooled investment vehicles |
| MSREF REAL ESTATE ADVISOR, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| MSREF V INTERNATIONAL-GP, L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MSREF VI INTERNATIONAL-GP, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| MSREF VII GLOBAL (CAYMAN) II, LTD. | Sponsor, GP, manager of pooled investment vehicles |
| MSREF VII GLOBAL-GP (CAYMAN), L.P. | Sponsor, GP, manager of pooled investment vehicles |
| MSREF VII GLOBAL-GP (U.S.), L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| MSREF VII GLOBAL-GP GREENWICH, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| MSREF VII GLOBAL-GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MSREF VII GP L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| MSREF VII, INC. | Sponsor, GP, manager of pooled investment vehicles |
| MSREF VIII GLOBAL CO-INVESTMENT GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| MSREF VIII GLOBAL CO-INVESTMENT NO. 1 GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| MSREF VIII GLOBAL-GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MSREF VIII GP, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| MSREF VIII, INC. | Sponsor, GP, manager of pooled investment vehicles |
| MSREI IX GLOBAL-GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MSREI IX GP, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| MSREI X GLOBAL-GP, LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MSREI X GP, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| MSRESS III MANAGER, L.L.C. | Other investment adviser, including financial planners |
| MSRESS III, INC. | Sponsor, GP, manager of pooled investment vehicles |
| MSVP 2002 FUND, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MSVP 2002, INC. | Sponsor, GP, manager of pooled investment vehicles |
| MW NORTH CAROLINA DEBT FUND MEMBER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MWREIF IV HOLDINGS MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NHDL-F1 GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| NORTH HAVEN REAL ESTATE FUND VIII GLOBAL CO-INVESTMENT, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MORGAN STANLEY PRIVATE EQUITY ASIA, L.P. | Private Equity Fund | $0.0M | $10.0M | 0 |
| NORTH HAVEN ASIA ALPHA SMA, L.P. | Private Equity Fund | $71.1M | $0.0M | 6 |
| NORTH HAVEN ASIA ALPHA SPV, L.P. | Private Equity Fund | $231.0M | $0.0M | 6 |
| NORTH HAVEN PRIVATE EQUITY ASIA III, L.P. | Private Equity Fund | $359.5M | $10.0M | 217 |
| NORTH HAVEN PRIVATE EQUITY ASIA IV VISION INVESTORS L.P. | Private Equity Fund | $13.0M | $1.0M | 11 |
| NORTH HAVEN PRIVATE EQUITY ASIA IV, L.P. | Private Equity Fund | $1,324.3M | $2.0M | 213 |
| NORTH HAVEN PRIVATE EQUITY ASIA SPECIALTY CHEMICALS, L.P. | Private Equity Fund | $3.0M | $0.2M | 17 |
| NORTH HAVEN PRIVATE EQUITY ASIA V OFFSHORE, L.P. | Private Equity Fund | $315.6M | $10.0M | 107 |
| NORTH HAVEN PRIVATE EQUITY ASIA V, L.P. | Private Equity Fund | $510.4M | $10.0M | 737 |
| NORTH HAVEN THAI PRIVATE EQUITY, L.P. | Private Equity Fund | $381.8M | $5.0M | 122 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MORGAN STANLEY | Domestic Entity | – | SOLE SHAREHOLDER | 02/2005 | > 75% |
| CHOU, H, CHIN | Individual | – | CHIEF EXECUTIVE OFFICER OF PRIVATE EQUITY ASIA AND DIRECTOR | 02/2005 | < 5% |
| MOON, JOHN, JOOHAHN | Individual | – | DIRECTOR | 07/2010 | < 5% |
| Miller, David, Nathan | Individual | – | PRESIDENT, DIRECTOR AND HEAD OF PRIVATE CREDIT AND EQUITY | 08/2016 | < 5% |
| FRICKE, KARA, SCHIFFMAN | Individual | – | CHIEF LEGAL OFFICER | 12/2016 | < 5% |
| YEUNG, AMY, MEISIU | Individual | – | VICE PRESIDENT | 06/2017 | < 5% |
| Pal, Gauranga | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2023 | < 5% |
| CHAPPUIS, JACQUES, PHILPPE | Individual | – | CO-HEAD OF MORGAN STANLEY INVESTMENT MANAGEMENT | 01/2024 | < 5% |
| HUNEKE, BENJAMIN, CORDT | Individual | – | CO-HEAD OF MORGAN STANLEY INVESTMENT MANAGEMENT | 01/2024 | < 5% |