Hedge Fund Database

SOWELL MANAGEMENT

SOWELL FINANCIAL SERVICES, LLC Legal Name

Adviser information for SOWELL MANAGEMENT last updated from Form ADV on March 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Arkansas, United States

Employees

Total Number of Employees 157
Investment Advisory/Research 84
Registered Broker-Dealer Representatives 13
Registered State Investment Advisers 92
Licensed Agents of an Insurance Company 58
No. of Firms/People that Solicit Clients 38

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 13,251 $3.3B
Non-Discretionary 6 $411,508
Total 13,257 $3.3B

Clients

Type Number RAUM
Individuals 5,343 $2.2B
HNW Individuals 61 $701.3M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 264 $92.1M
Charitable organizations 18 $11.4M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 187 $338.6M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 26-50

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-63991
SEC ERA File Number 801-63991
SEC CIK Numbers 1633697
SEC CRD Numbers 127145
Legal Entity Identifier None

Principal Office

5320 NORTHSHORE DRIVE
NORTH LITTLE ROCK
AR
United States
Monday - Friday, 8:00AM TO 5:00PM
Tel: 501-219-2434, Fax: 501-812-6380

Websites

www.linkedin.com/company/solera-asset-managers twitter.com/solera_am twitter.com/wcareadvisors www.chartedcapital.com www.sowellmanagement.com www.facebook.com/strategic-financial-planning-2410627075619966 www.facebook.com/strategicplanningcorporation www.facebook.com/sowellmanagement/ www.instagram.com/sowell_mgmt/?hl=en www.harvestmoonwealthadvisors.com retireteton.com/ twitter.com/sowell_mgmt www.poyntercapital.com/ www.fontiswm.com www.advfid.com/ www.soleraam.com/ www.philbodine.com/ www.cooperativefinancialllc.com/ www.linkedin.com/company/triumphant-portfolio-management-llc/ www.wayfinder-capital.com www.lighthousegigharbor.com www.linkedin.com/company/claruswealthmanagement/about/ www.kumquatwealth.com www.lampefinancial.com www.linkedin.com/company/apex-asset-advisors/ www.linkedin.com/company/sowell-management-services/mycompany/ www.facebook.com/poynterwealthmanagement/ www.facebook.com/soleraassetmanagers bellweatherag.com/ www.firstfinservices.com/ www.linkedin.com/company/wealthcare-advisors-llc/ www.linkedin.com/company/cooperative-financial-llc/ www.barclaybreland.com www.linkedin.com/company/strategic-financial-planning/ www.linkedin.com/company/verdeo-financial/about/ www.reaganholloway.com www.ait-wm.com www.linkedin.com/company/compensation-designs-llc/ www.linkedin.com/company/teton-wealth-group/ www.wealthcareadvisorsllc.cm www.linkedin.com/company/sowell-management-services www.northstaradvisory.com/ www.facebook.com/verdeo.financial www.facebook.com/kumquat-llc-the-alternative-in-wealth-management-101296721983457 paragonwc.com/ www.claruswm.com www.goamicus.com eagleeye.is/ www.linkedin.com/in/stephen-carter-b6359758/ apexassetadvisors.com/ www.instagram.com/wealthcare_advisors/?hl=en www.facebook.com/ait-wealth-management-curtis-wethington-109023994077943 www.facebook.com/tetonwealthgroup www.triumphantpm.com www.linkedin.com/company/integra-private-wealth-management/about/ www.linkedin.com/company/midwest-investment-and-business-advisors-pllc/ www.linkedin.com/in/curtis-wethington-b5384656 soundwealth.us/ www.epersonalfinancial.com www.facebook.com/claruswealthmanagement wattswealthmanagement.com/ www.cdsplans.com/ www.mtbakercapital.com strategicfinancialaz.com/ twitter.com/claruswealth

Chief Compliance Officer

ROD KRESGE
CHIEF COMPLIANCE OFFICER
5320 NORTHSHORE DRIVE
NORTH LITTLE ROCK
AR
United States
Tel: 501.219.2335
(Full email address available in API data)

Regulatory Contact

DARYL SEATON
PRESIDENT
5320 NORTHSHORE DRIVE
NORTH LITTLE ROCK
AR
United States
Tel: 501-219-2434
Fax: 501-812-6380
(Full email address available in API data)

Industry Affiliates

LIGHTHOUSE WEALTH STRATEGIES, LLC Other investment adviser, including financial planners
M. S. HOWELLS & CO. Broker-dealer, municipal securities dealer, or gov securities broker or dealer
PURSHE KAPLAN STERLING INVESTMENTS Broker-dealer, municipal securities dealer, or gov securities broker or dealer
TETON WEALTH GROUP LLC Other investment adviser, including financial planners
TRUTORO Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SOWELL MANAGEMENT, INC Domestic Entity – MEMBER 03/2009 50-75%
SOWELL, WILLIAM, CHESLEY Individual – MANAGING MEMBER/CEO 12/2001 < 5%
SOWELL, WILLIAM, CHESLEY Individual SOWELL MANAGEMENT, INC CHIEF EXECUTIVE OFFICER 12/2001 50-75%
SOWELL, CYNTHIA Individual – MEMBER 03/2009 50-75%
HICKS, CHARLES, CLIFFORD Individual – CHIEF CUSTOMER OFFICER 04/2015 < 5%
KRESGE, RODNEY Individual – CHIEF COMPLIANCE OFFICER 10/2019 < 5%
SEATON, DARYL, T Individual – PRESIDENT 01/2020 < 5%
THEODORE AND NANCY FAMILY REVOCABLE TRUST DATED AUGUST 2, 2016 Domestic Entity – OWNER 11/2019 < 5%
INGLIS, JASON, FAIRBANKS Individual – CHIEF REVENUE OFFICER 08/2022 < 5%
Norman, Theodore, Paul Individual THEODORE AND NANCY FAMILY REVOCABLE TRUST DATED AUGUST 2, 2016 TRUSTEE 08/2016 50-75%
Norman, Nancy Individual THEODORE AND NANCY FAMILY REVOCABLE TRUST DATED AUGUST 2, 2016 TRUSTEE 08/2016 50-75%

No. Employees, Historic

2001000201920202021202220232024202595 on 5/16/201995 on 5/17/201995 on 5/22/201995 on 6/25/201995 on 9/26/201995 on 10/14/201995 on 10/22/201995 on 1/10/202095 on 1/13/202095 on 1/22/202095 on 1/27/202095 on 2/26/2020161 on 3/27/2020161 on 4/15/2020161 on 4/16/2020161 on 4/17/2020161 on 5/14/2020161 on 5/15/2020161 on 5/19/2020161 on 6/11/2020161 on 6/30/2020161 on 8/31/2020161 on 1/18/2021160 on 3/19/2021160 on 8/3/2021160 on 8/3/2021160 on 11/11/2021160 on 11/16/2021160 on 3/10/2022160 on 3/10/2022124 on 3/30/2022124 on 3/31/2022124 on 4/6/2022124 on 5/10/2022124 on 6/21/2022124 on 6/27/2022124 on 7/5/2022124 on 8/12/2022124 on 11/4/2022124 on 12/13/2022124 on 1/23/2023124 on 2/24/2023122 on 3/23/2023122 on 5/1/2023122 on 5/19/2023122 on 6/20/2023122 on 7/14/2023122 on 7/19/2023122 on 9/18/2023122 on 11/3/2023122 on 11/7/2023122 on 11/29/2023157 on 3/1/2024

RAUM, Historic

4B2B020192020202120222023202420251960636861 on 5/16/20191960636861 on 5/17/20191960636861 on 5/22/20191960636861 on 6/25/20191960636861 on 9/26/20191960636861 on 10/14/20191960636861 on 10/22/20191960636861 on 1/10/20201960636861 on 1/13/20201960636861 on 1/22/20201960636861 on 1/27/20201960636861 on 2/26/20202175877943 on 3/27/20202175877943 on 4/15/20202175877943 on 4/16/20202175877943 on 4/17/20202175877943 on 5/14/20202175877943 on 5/15/20202175877943 on 5/19/20202175877943 on 6/11/20202175877943 on 6/30/20202175877943 on 8/31/20202175877943 on 1/18/20213171562491 on 3/19/20213171562491 on 8/3/20213171562491 on 8/3/20213171562491 on 11/11/20213171562491 on 11/16/20213171562491 on 3/10/20223171562491 on 3/10/20222777768242 on 3/30/20222777768242 on 3/31/20222777768242 on 4/6/20222777768242 on 5/10/20222777768242 on 6/21/20222777768242 on 6/27/20222777768242 on 7/5/20222777768242 on 8/12/20222777768242 on 11/4/20222777768242 on 12/13/20222777768242 on 1/23/20232777768242 on 2/24/20232809119381 on 3/23/20232809119381 on 5/1/20232809119381 on 5/19/20232809119381 on 6/20/20232809119381 on 7/14/20232809119381 on 7/19/20232809119381 on 9/18/20232809119381 on 11/3/20232809119381 on 11/7/20232809119381 on 11/29/20233329402135 on 3/1/2024

No. Clients, Historic

8,0004,000020192020202120222023202420254319 on 5/16/20194319 on 5/17/20194319 on 5/22/20194319 on 6/25/20194319 on 9/26/20194319 on 10/14/20194319 on 10/22/20194319 on 1/10/20204319 on 1/13/20204319 on 1/22/20204319 on 1/27/20204319 on 2/26/20205192 on 3/27/20205192 on 4/15/20205192 on 4/16/20205192 on 4/17/20205192 on 5/14/20205192 on 5/15/20205192 on 5/19/20205192 on 6/11/20205192 on 6/30/20205192 on 8/31/20205192 on 1/18/20217619 on 3/19/20217619 on 8/3/20217619 on 8/3/20217619 on 11/11/20217619 on 11/16/20217619 on 3/10/20227619 on 3/10/20225606 on 3/30/20225606 on 3/31/20225606 on 4/6/20225606 on 5/10/20225606 on 6/21/20225606 on 6/27/20225606 on 7/5/20225606 on 8/12/20225606 on 11/4/20225606 on 12/13/20225606 on 1/23/20235606 on 2/24/20235998 on 3/23/20235998 on 5/1/20235998 on 5/19/20235998 on 6/20/20235998 on 7/14/20235998 on 7/19/20235998 on 9/18/20235998 on 11/3/20235998 on 11/7/20235998 on 11/29/20235873 on 3/1/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 4M 44K –
ABBOTT LABS COM 3M 28K –
ABBVIE INC COM 11M 62K –
ABRDN SILVER ETF TRUST PHYSCL SILVR SHS 4M 151K –
ACCENTURE PLC IRELAND SHS CLASS A 3M 11K –
ADVANCED MICRO DEVICES INC COM 5M 30K –
AGNC INVT CORP COM 442K 46K –
AIRBNB INC COM CL A 2M 11K –
ALAMOS GOLD INC NEW COM CL A 527K 34K –
ALLIANCEBERNSTEIN GLOBAL HIG COM 408K 39K –
ALLSPRING MULTI SECTOR INCOM Stock 2M 170K –
ALPHABET INC CAP STK CL A 19M 105K –
ALPHABET INC CAP STK CL C 16M 88K –
ALPS ETF TR ALERIAN MLP 715K 15K –
ALTRIA GROUP INC COM 5M 102K –
AMAZON COM INC Stock 49M 255K –
AMERICAN AXLE & MFG HLDGS IN COM 357K 51K –
AMERICAN CENTY ETF TR DIVERSIFID CRP 955K 21K –
AMERICAN CENTY ETF TR INTL SMCP VLU 1M 19K –
AMERICAN COASTAL INS CORP COM 211K 20K –
AMERICAN SUPERCONDUCTOR CORP SHS NEW 246K 11K –
AMGEN INC COM 4M 11K –
AMN HEALTHCARE SVCS INC COM 540K 11K –
AMPHENOL CORP NEW CL A 3M 51K –
AMPLIFY ETF TR AMPLIFY CYBERSEC 1M 19K –
AMPLIFY ETF TR CWP ENHANCED DIV 2M 43K –
ANNALY CAPITAL MANAGEMENT IN COM NEW 587K 30K –
APPLE INC COM 85M 403K –
ARBOR REALTY TRUST INC COM 232K 16K –
ARCH CAP GROUP LTD ORD 1M 13K –
ARCHER DANIELS MIDLAND CO COM 792K 13K –
ARES CAPITAL CORP COM 742K 36K –
AT&T INC COM 5M 249K –
BANK AMERICA CORP COM 11M 280K –
BANK NEW YORK MELLON CORP COM 723K 12K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 26M 65K –
BLACK STONE MINERALS L P COM UNIT 868K 55K –
BLACKROCK CORE BD TR SHS BEN INT 671K 63K –
BLACKROCK CORPOR HI YLD FD I COM 774K 80K –
BLACKROCK CR ALLOCATION INCO COM 7M 651K –
BLACKROCK DEBT STRATEGIES FD COM NEW 443K 41K –
BLACKROCK ETF TRUST US CARBON TRANS 891K 15K –
BLACKROCK ETF TRUST US EQT FACTOR 4M 76K –
BLACKROCK MUNIHOLDINGS QUALI COM 256K 25K –
BLACKROCK MUNIYIELD QUALITY COM 240K 23K –
BLACKROCK SCIENCE & TECHNOLO SHS 1M 39K –
BLACKSTONE INC COM 2M 14K –
BLACKSTONE MTG TR INC COM CL A 775K 43K –
BLACKSTONE SECD LENDING FD COMMON STOCK 2M 50K –
BLUE OWL CAPITAL CORPORATION COM 353K 22K –
BOEING CO COM 6M 31K –
BONDBLOXX ETF TRUST BLOOMBERG SIX MN 613K 12K –
BONDBLOXX ETF TRUST USD HIGH YIELD B 258K 17K –
BOSTON SCIENTIFIC CORP COM 1M 16K –
BP PLC SPONSORED ADR 1M 29K –
BRISTOL-MYERS SQUIBB CO COM 3M 61K –
BRITISH AMERN TOB PLC SPONSORED ADR 1M 43K –
BROOKFIELD CORP CL A LTD VT SH 972K 23K –
CAPITAL GROUP CORE EQUITY ET SHS CREATION UNI 1M 46K –
CAPITAL GROUP GBL GROWTH EQT SHS CREATION UNI 790K 27K –
CAPITAL GRP FIXED INCM ETF T SHORT DURATION 658K 26K –
CARNIVAL CORP UNIT 99/99/9999 213K 11K –
CATERPILLAR INC COM 4M 13K –
CENOVUS ENERGY INC COM 564K 29K –
CENTERPOINT ENERGY INC COM 391K 13K –
CHENIERE ENERGY INC COM NEW 2M 12K –
CHEVRON CORP NEW COM 12M 77K –
CHIPOTLE MEXICAN GRILL INC COM 933K 15K –
CISCO SYS INC COM 5M 100K –
CITIGROUP INC COM NEW 1M 20K –
CLEVELAND-CLIFFS INC NEW COM 353K 23K –
CLOROX CO DEL COM 3M 20K –
COCA COLA CO COM 9M 140K –
COEUR MNG INC COM NEW 282K 50K –
COHEN & STEERS QUALITY INCOM Stock 718K 61K –
COLGATE PALMOLIVE CO COM 4M 36K –
COLLABORATIVE INVESTMNT SER RAREVIEW SYS EQT 388K 13K –
COLUMBIA BKG SYS INC COM 1M 69K –
COLUMBIA ETF TR I US EQUITY INCOME 5M 124K –
COMCAST CORP NEW Stock 777K 20K –
COMPANHIA DE SANEAMENTO BASI Stock 460K 34K –
CONOCOPHILLIPS COM 3M 29K –
COSTCO WHSL CORP NEW COM 15M 17K –
CSX CORP COM 426K 13K –
CVS HEALTH CORP COM 2M 28K –
DARDEN RESTAURANTS INC COM 2M 10K –
DAVITA INC COM 2M 13K –
DBX ETF TR XTRACK MSCI EAFE 516K 12K –
DBX ETF TR XTRACK USD HIGH 435K 12K –
DELTA AIR LINES INC DEL COM NEW 2M 37K –
DEVON ENERGY CORP NEW COM 2M 43K –
DIMENSIONAL ETF TRUST CORE FIXED INCOM 7M 180K –
DIMENSIONAL ETF TRUST EMERGING MKTS CO 2M 91K –
DIMENSIONAL ETF TRUST INTL CORE EQUITY 3M 121K –
DIMENSIONAL ETF TRUST US CORE EQT MKT 12M 320K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 37M 1M –
DIMENSIONAL ETF TRUST US EQUITY ETF 19M 316K –
DIMENSIONAL ETF TRUST US REAL ESTATE E 1M 67K –
DIMENSIONAL ETF TRUST WORLD EX US CORE 17M 688K –
DIREXION SHS ETF TR DLY TECH BULL 3X 1M 15K –
DISNEY WALT CO COM 6M 58K –
DNP SELECT INCOME FD INC Stock 2M 249K –
DOUBLELINE INCOME SOLUTIONS Stock 406K 32K –
DOUGLAS EMMETT INC COM 2M 138K –
DOW INC COM 4M 76K –
DUKE ENERGY CORP NEW COM NEW 3M 33K –
EASTMAN CHEM CO COM 1M 12K –
EATON VANCE LTD DURATION INC COM 407K 42K –
EATON VANCE TAX ADVT DIV INC COM 696K 30K –
ECOPETROL S A SPONSORED ADS 205K 18K –
ELI LILLY & CO COM 16M 18K –
ENBRIDGE INC COM 825K 23K –
ENERGY TRANSFER L P COM UT LTD PTN 7M 427K –
ENOVIX CORPORATION COM 419K 27K –
ENTERPRISE PRODS PARTNERS L COM 2M 66K –
ETFS GOLD TR PHYSCL GOLD SHS 2M 97K –
EXELON CORP COM 665K 19K –
EXXON MOBIL CORP COM 15M 128K –
FIDELITY COVINGTON TRUST FIDELITY US MLTF 5M 152K –
FIDELITY COVINGTON TRUST HIGH DIVID ETF 586K 13K –
FIDELITY MERRIMACK STR TR TOTAL BD ETF 5M 108K –
FIDELITY WISE ORIGIN BITCOIN SHS 3M 56K –
FIRST TR EXCH TRADED FD III LNG/SHT EQUITY 5M 78K –
FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 2M 36K –
FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 5M 91K –
FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 1M 28K –
FIRST TR EXCHANGE-TRADED FD FT VEST S&P 500 866K 17K –
FIRST TR EXCHANGE-TRADED FD NASDAQ BUYWRITE 2M 85K –
FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 2M 37K –
FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 3M 63K –
FIRST TR EXCHNG TRADED FD VI FT ENERGY INCOME 3M 153K –
FIRST TR EXCHNG TRADED FD VI FT VEST LADDERED 2M 74K –
FIRST TR EXCHNG TRADED FD VI FT VEST NAS 784K 29K –
FIRST TR EXCHNG TRADED FD VI FT VEST U.S. 4M 102K –
FIRST TR EXCHNG TRADED FD VI FT VEST UQ EQT 4M 94K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 5M 108K –
FIRST TR EXCHNG TRADED FD VI VEST US EQUITY M 367K 12K –
FIRST TR HIGH INCOME LONG / Stock 876K 71K –
FIRST TR INTER DURATN PFD & COM 668K 36K –
FIRST TR NAS100 EQ WEIGHTED SHS 2M 18K –
FIRST TR NASDAQ 100 TECH IND SHS 4M 23K –
FIRST TR VALUE LINE DIVID IN SHS 2M 44K –
FIRSTENERGY CORP COM 2M 53K –
FLAHERTY & CRUMRINE PFD INCO COM 331K 39K –
FLAHERTY & CRUMRINE PFD SECS COM 2M 127K –
FLAHERTY & CRUMRINE TOTAL RE COM 3M 208K –
FLEX LNG LTD SHS 342K 13K –
FLEXSHARES TR CRE SLCT BD FD 973K 44K –
FORD MTR CO DEL COM 3M 278K –
FRANKLIN ETF TR SHRT DUR US GOVT 1M 15K –
FRANKLIN RESOURCES INC COM 229K 10K –
FRANKLIN TEMPLETON ETF TR INCOME FOCUS ETF 7M 253K –
FRANKLIN TEMPLETON ETF TR INTL COR DIV TIL 364K 12K –
FREEPORT-MCMORAN INC CL B 903K 19K –
FS KKR CAP CORP COM 545K 27K –
GAMING & LEISURE PPTYS INC COM 561K 12K –
GAP INC COM 1M 42K –
GENERAL MLS INC COM 3M 54K –
GENESIS ENERGY L P UNIT LTD PARTN 1M 82K –
GILEAD SCIENCES INC COM 848K 12K –
GLOBAL X FDS ARTIFICIAL ETF 485K 14K –
GLOBAL X FDS GLOBAL X URANIUM 2M 59K –
GLOBAL X FDS NASDAQ 100 COVER 5M 289K –
GLOBAL X FDS RUSSELL 2000 2M 110K –
GLOBAL X FDS S&P 500 COVERED 2M 37K –
GLOBAL X FDS US PFD ETF 338K 17K –
GOLDMAN SACHS ETF TR ACCES TREASURY 17M 170K –
GOLDMAN SACHS ETF TR ACTIVEBETA INT 2M 55K –
GRAYSCALE BITCOIN TR BTC SHS REP COM UT 3M 52K –
GSK PLC SPONSORED ADR 510K 13K –
GUGGENHEIM STRATEGIC OPPORTU COM SBI 1M 98K –
HALLIBURTON CO COM 606K 18K –
HANCOCK JOHN PFD INCOME FD I Stock 751K 47K –
HANCOCK JOHN PREM DIVID FD COM SH BEN INT 226K 19K –
HANCOCK JOHN TAX-ADVANTAGED COM 292K 14K –
HEALTHPEAK PROPERTIES INC COM 234K 12K –
HERCULES CAPITAL INC COM 561K 27K –
HOME BANCSHARES INC COM 745K 31K –
HOME DEPOT INC COM 5M 16K –
HOST HOTELS & RESORTS INC COM 556K 31K –
HP INC COM 926K 26K –
HUNTINGTON BANCSHARES INC COM 455K 34K –
INMODE LTD SHS 201K 11K –
INTEL CORP COM 2M 72K –
INTERNATIONAL BUSINESS MACHS COM 5M 32K –
INVESCO DB US DLR INDEX TR BEARISH FD 2M 102K –
INVESCO EXCH TRADED FD TR II CEF INM COMPSI 510K 27K –
INVESCO EXCH TRADED FD TR II EMRNG MKT SVRG 591K 30K –
INVESCO EXCH TRADED FD TR II FNDMNTL HY CRP 236K 13K –
INVESCO EXCH TRADED FD TR II GLOBAL EX US HGH 12M 637K –
INVESCO EXCH TRADED FD TR II NATL AMT MUNI 501K 21K –
INVESCO EXCH TRADED FD TR II PFD ETF 2M 196K –
INVESCO EXCH TRADED FD TR II PURBTA 0 5 YR 1M 59K –
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 9M 142K –
INVESCO EXCH TRADED FD TR II SR LN ETF 419K 20K –
INVESCO EXCH TRADED FD TR II VAR RATE PFD 870K 36K –
INVESCO EXCHANGE TRADED FD T DORSEY WRIGHT MO 1M 11K –
INVESCO EXCHANGE TRADED FD T FINL PFD ETF 560K 38K –
INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 254K 13K –
INVESCO EXCHANGE TRADED FD T NASDAQ INTERNT 705K 17K –
INVESCO EXCHANGE TRADED FD T S&P 500 GARP ETF 2M 23K –
INVESCO EXCHANGE TRADED FD T S&P MDCP QUALITY 13M 134K –
INVESCO EXCHANGE TRADED FD T S&P MDCP400 PR 756K 16K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 5M 29K –
INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 2M 33K –
INVESCO QQQ TR UNIT SER 1 58M 120K –
INVESTMENT MANAGERS SER TR I AXS ASTORIA INFL 535K 36K –
ISHARES GOLD TR ISHARES NEW 8M 188K –
ISHARES INC CORE MSCI EMKT 6M 118K –
ISHARES INC EM MKT SM-CP ETF 2M 38K –
ISHARES INC EM MKTS DIV ETF 326K 12K –
ISHARES INC MSCI EMERG MRKT 839K 15K –
ISHARES INC MSCI GBL ETF NEW 966K 24K –
ISHARES SILVER TR ISHARES 2M 90K –
ISHARES TR 0-3 MNTH TREASRY 9M 88K –
ISHARES TR 0-5 YR TIPS ETF 1M 11K –
ISHARES TR 20 YR TR BD ETF 15M 158K –
ISHARES TR 3 7 YR TREAS BD 4M 30K –
ISHARES TR 7-10 YR TRSY BD 2M 19K –
ISHARES TR BLACKROCK ULTRA 5M 90K –
ISHARES TR BROAD USD HIGH 1M 28K –
ISHARES TR CONV BD ETF 1M 13K –
ISHARES TR CORE DIV GRWTH 661K 11K –
ISHARES TR CORE HIGH DV ETF 2M 23K –
ISHARES TR CORE INTL AGGR 667K 13K –
ISHARES TR CORE MSCI EAFE 13M 181K –
ISHARES TR CORE MSCI TOTAL 12M 180K –
ISHARES TR CORE S&P MCP ETF 6M 96K –
ISHARES TR CORE S&P SCP ETF 9M 80K –
ISHARES TR CORE S&P TTL STK 15M 128K –
ISHARES TR CORE S&P US GWT 4M 32K –
ISHARES TR CORE S&P500 ETF 58M 105K –
ISHARES TR CORE TOTAL USD 10M 213K –
ISHARES TR CORE US AGGBD ET 12M 128K –
ISHARES TR EAFE GRWTH ETF 3M 26K –
ISHARES TR EAFE SML CP ETF 1M 19K –
ISHARES TR EAFE VALUE ETF 2M 35K –
ISHARES TR ESG AWR MSCI USA 3M 25K –
ISHARES TR ESG AWRE 1 5 YR 2M 78K –
ISHARES TR ESG MSCI USA ETF 676K 15K –
ISHARES TR EXPANDED TECH 2M 24K –
ISHARES TR EXPND TEC SC ETF 3M 27K –
ISHARES TR EXPONENTIAL TECH 888K 15K –
ISHARES TR FLTG RATE NT ETF 689K 13K –
ISHARES TR GLB INFRASTR ETF 624K 13K –
ISHARES TR GLOBAL TECH ETF 2M 26K –
ISHARES TR HDG MSCI EAFE 872K 25K –
ISHARES TR IBONDS 24 TRM HG 717K 31K –
ISHARES TR IBONDS 27 ETF 1M 60K –
ISHARES TR IBONDS 28 TR HI 530K 23K –
ISHARES TR IBONDS 29 TRM TS 411K 19K –
ISHARES TR IBONDS DEC 2031 635K 32K –
ISHARES TR IBONDS DEC 2032 614K 27K –
ISHARES TR IBONDS DEC 2033 495K 21K –
ISHARES TR IBONDS DEC2026 2M 95K –
ISHARES TR IBONDS DEC25 ETF 2M 75K –
ISHARES TR IBOXX HI YD ETF 2M 20K –
ISHARES TR IBOXX INV CP ETF 5M 43K –
ISHARES TR INTERNATIONAL SL 1M 39K –
ISHARES TR INTL SEL DIV ETF 1M 38K –
ISHARES TR ISHARES SEMICDTR 4M 16K –
ISHARES TR ISHS 5-10YR INVT 2M 34K –
ISHARES TR JPMORGAN USD EMG 1M 15K –
ISHARES TR MBS ETF 1M 13K –
ISHARES TR MSCI ACWI ETF 2M 21K –
ISHARES TR MSCI EAFE ETF 3M 39K –
ISHARES TR MSCI EMG MKT ETF 3M 66K –
ISHARES TR MSCI USA MIN VOL 9M 104K –
ISHARES TR MSCI USA QLT FCT 30M 177K –
ISHARES TR NATIONAL MUN ETF 4M 35K –
ISHARES TR PFD AND INCM SEC 857K 27K –
ISHARES TR RUS 1000 GRW ETF 24M 66K –
ISHARES TR RUS 1000 VAL ETF 6M 33K –
ISHARES TR RUS 2000 GRW ETF 3M 12K –
ISHARES TR RUS MD CP GR ETF 7M 59K –
ISHARES TR RUS MID CAP ETF 2M 27K –
ISHARES TR RUSSELL 2000 ETF 7M 35K –
ISHARES TR RUSSELL 3000 ETF 3M 10K –
ISHARES TR S&P 500 GRWT ETF 4M 44K –
ISHARES TR S&P 500 VAL ETF 2M 12K –
ISHARES TR SELECT DIVID ETF 2M 20K –
ISHARES TR SP SMCP600VL ETF 4M 43K –
ISHARES TR TRS FLT RT BD 935K 18K –
ISHARES TR U.S. MED DVC ETF 1M 21K –
ISHARES TR U.S. TECH ETF 3M 21K –
ISHARES TR US HLTHCARE ETF 1M 17K –
ISHARES TR US HLTHCR PR ETF 2M 31K –
ISHARES TR US INFRASTRUC 3M 62K –
ISHARES TR US OIL GS EX ETF 2M 17K –
ISHARES TR US TREAS BD ETF 5M 200K –
J & J SNACK FOODS CORP COM 3M 17K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 9M 155K –
J P MORGAN EXCHANGE TRADED F HEDGED EQUITY LA 949K 16K –
J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 2M 30K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 8M 164K –
JANUS DETROIT STR TR HENDRSN SHRT ETF 2M 36K –
JOHNSON & JOHNSON COM 8M 56K –
JPMORGAN CHASE & CO. COM 16M 78K –
KEYCORP COM 318K 22K –
KIMBELL RTY PARTNERS LP UNIT 292K 18K –
KINDER MORGAN INC DEL COM 2M 77K –
KRAFT HEINZ CO COM 4M 119K –
KROGER CO COM 2M 46K –
LISTED FD TR ALEXIS PRACTICAL 5M 173K –
LITMAN GREGORY FDS TR IMGP DBI MANAGED 2M 67K –
MAIDEN HOLDINGS LTD SHS 850K 413K –
MARATHON PETE CORP COM 2M 13K –
MARVELL TECHNOLOGY INC COM 895K 13K –
MASTERCARD INCORPORATED CL A 7M 17K –
MCDONALDS CORP COM 6M 23K –
MEDTRONIC PLC SHS 1M 15K –
MERCK & CO INC COM 8M 66K –
META PLATFORMS INC CL A 16M 31K –
METLIFE INC COM 4M 54K –
MFS MULTIMARKET INCOME TR Stock 247K 53K –
MGM RESORTS INTERNATIONAL COM 647K 15K –
MICROSOFT CORP COM 68M 153K –
MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 203K 19K –
MOLSON COORS BEVERAGE CO CL B 657K 13K –
MORGAN STANLEY COM NEW 2M 23K –
MOSAIC CO NEW COM 381K 13K –
MPLX LP COM UNIT REP LTD 457K 11K –
NETFLIX INC COM 7M 11K –
NEUROCRINE BIOSCIENCES INC COM 2M 11K –
NEXTERA ENERGY INC COM 2M 24K –
NIKE INC CL B 1M 16K –
NORDSTROM INC COM 343K 16K –
NORTHERN LIGHTS FD TR TOEWS AGLTY DNYM 683K 31K –
NORTHERN LTS FD TR IV INSPIRE 100 ETF 895K 24K –
NORTHERN LTS FD TR IV INSPIRE GBL HOPE 572K 16K –
NOVO-NORDISK A S ADR 10M 68K –
NUSHARES ETF TR NUVEEN ESG INTL 1M 47K –
NUSHARES ETF TR NUVEEN ESG MIDVL 1M 35K –
NUSHARES ETF TR NUVEEN ESG SMLCP 1M 25K –
NUVEEN AMT FREE MUN CR INC F COM 219K 17K –
NUVEEN CA QUALTY MUN INCOME Stock 385K 33K –
NUVEEN CR STRATEGIES INCOME Stock 2M 407K –
NUVEEN MORTGAGE AND INCOME F Stock 265K 15K –
NUVEEN PFD & INCOME OPPORTUN Stock 2M 329K –
NUVEEN REAL ASSET INCOME & G Stock 391K 32K –
NVIDIA CORPORATION COM 62M 501K –
OLD REP INTL CORP COM 407K 13K –
OLIN CORP COM PAR $1 1M 27K –
ONE GAS INC COM 773K 12K –
ONEOK INC NEW COM 7M 83K –
ORACLE CORP COM 3M 19K –
PACCAR INC COM 2M 21K –
PACER FDS TR GLOBL CASH ETF 2M 53K –
PALANTIR TECHNOLOGIES INC CL A 567K 22K –
PAN AMERN SILVER CORP COM 615K 31K –
PEPSICO INC COM 5M 30K –
PFIZER INC COM 5M 181K –
PGIM ETF TR PGIM ULTRA SH BD 525K 11K –
PHILIP MORRIS INTL INC COM 5M 49K –
PHILLIPS 66 COM 2M 16K –
PIMCO CALIF MUN INCOME FD II Stock 224K 34K –
PIMCO ETF TR ACTIVE BD ETF 11M 122K –
PIMCO ETF TR ENHAN SHRT MA AC 8M 77K –
PIMCO ETF TR MULTISECTOR BD 6M 217K –
PINNACLE FINL PARTNERS INC COM 861K 11K –
PINNACLE WEST CAP CORP COM 802K 10K –
POWERSHARES ACTIVELY MANAGED S&P500 DOWNSID 2M 56K –
PPL CORP COM 362K 13K –
PROCTER AND GAMBLE CO COM 5M 31K –
PROSHARES TR BITCOIN STRATE 306K 14K –
PROSHARES TR PSHS ULT S&P 500 3M 36K –
PROSHARES TR PSHS ULTRA QQQ 3M 34K –
PROSHARES TR ULTSHT REAL EST 916K 61K –
QUALCOMM INC Stock 10M 49K –
READY CAPITAL CORP COM 398K 47K –
REALTY INCOME CORP Stock 1M 21K –
REAVES UTIL INCOME FD Stock 1M 54K –
REGIONS FINANCIAL CORP NEW COM 417K 21K –
RIO TINTO PLC SPONSORED ADR 1M 20K –
RITHM CAPITAL CORP COM NEW 641K 59K –
RIVIAN AUTOMOTIVE INC COM CL A 364K 27K –
ROYAL BK CDA COM 1M 11K –
RTX CORPORATION COM 2M 23K –
RXSIGHT INC COM 2M 37K –
SALESFORCE INC COM 6M 23K –
SCHLUMBERGER LTD COM STK 867K 18K –
SCHWAB CHARLES CORP COM 1M 14K –
SCHWAB CHARLES FAMILY FD AMT TAX FREE MNY 5M 5M –
SCHWAB STRATEGIC TR FUNDAMENTAL US S 3M 50K –
SCHWAB STRATEGIC TR INTERNL DIVID 1M 57K –
SCHWAB STRATEGIC TR US AGGREGATE B 814K 18K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 7M 95K –
SCHWAB STRATEGIC TR US TIPS ETF 805K 15K –
SELECT SECTOR SPDR TR COMMUNICATION 2M 21K –
SELECT SECTOR SPDR TR ENERGY 10M 105K –
SELECT SECTOR SPDR TR FINANCIAL 4M 106K –
SELECT SECTOR SPDR TR INDL 3M 24K –
SELECT SECTOR SPDR TR RL EST SEL SEC 753K 20K –
SELECT SECTOR SPDR TR SBI CONS STPLS 2M 20K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 5M 32K –
SELECT SECTOR SPDR TR SBI INT-UTILS 947K 14K –
SELECT SECTOR SPDR TR SBI MATERIALS 1M 12K –
SELECT SECTOR SPDR TR TECHNOLOGY 11M 49K –
SEMPRA COM 1M 19K –
SHELL PLC SPON ADS 2M 22K –
SHOPIFY INC CL A 1M 20K –
SIBANYE STILLWATER LTD SPONSORED ADR 761K 175K –
SILA REALTY TRUST INC COMMON STOCK 332K 16K –
SNAP INC CL A 359K 22K –
SOUTHERN CO COM 2M 29K –
SOUTHSIDE BANCSHARES INC COM 468K 17K –
SOUTHWEST AIRLS CO COM 310K 11K –
SPDR DOW JONES INDL AVERAGE UT SER 1 6M 15K –
SPDR GOLD TR GOLD SHS 6M 28K –
SPDR INDEX SHS FDS DJ GLB RL ES ETF 416K 10K –
SPDR INDEX SHS FDS MSCI EAFE STRTGC 7M 94K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 541K 15K –
SPDR INDEX SHS FDS PORTFOLIO EMG MK 1M 35K –
SPDR INDEX SHS FDS S&P EMKTSC ETF 586K 10K –
SPDR S&P 500 ETF TR TR UNIT 35M 64K –
SPDR SER TR AEROSPACE DEF 2M 11K –
SPDR SER TR BBG CONV SEC ETF 2M 27K –
SPDR SER TR BLOOMBERG 1-3 MO 2M 19K –
SPDR SER TR BLOOMBERG EMERGI 359K 18K –
SPDR SER TR BLOOMBERG INVT 4M 123K –
SPDR SER TR BLOOMBERG SHT TE 1M 52K –
SPDR SER TR NUVEEN BLOOMBERG 264K 10K –
SPDR SER TR PORTFLI HIGH YLD 346K 15K –
SPDR SER TR PORTFLI INTRMDIT 2M 73K –
SPDR SER TR PORTFOLIO AGRGTE 4M 152K –
SPDR SER TR PORTFOLIO INTRMD 521K 16K –
SPDR SER TR PORTFOLIO LN COR 228K 10K –
SPDR SER TR PORTFOLIO LN TSR 1M 49K –
SPDR SER TR PORTFOLIO S&P500 7M 112K –
SPDR SER TR PORTFOLIO S&P600 2M 54K –
SPDR SER TR PORTFOLIO SH TSR 577K 20K –
SPDR SER TR PRTFLO S&P500 GW 3M 37K –
SPDR SER TR PRTFLO S&P500 VL 1M 25K –
SPDR SER TR S&P BIOTECH 1M 16K –
SPDR SER TR S&P REGL BKG 2M 32K –
SPECIAL OPPORTUNITIES FD INC COM 227K 17K –
SPROTT PHYSICAL GOLD TR UNIT 804K 45K –
SSGA ACTIVE ETF TR BLACKSTONE SENR 1M 29K –
STANDEX INTL CORP COM 2M 12K –
STARBUCKS CORP COM 7M 95K –
STRATEGY SHS NS 7HANDL IDX 804K 38K –
SYSCO CORP COM 766K 11K –
T-MOBILE US INC COM 2M 12K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 3M 17K –
TAPESTRY INC COM 865K 20K –
TARGET CORP COM 2M 12K –
TAYLOR DEVICES INC COM 2M 48K –
TAYLOR MORRISON HOME CORP COM 2M 28K –
TELADOC HEALTH INC COM 261K 27K –
TESLA INC COM 6M 31K –
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 732K 45K –
THE TRADE DESK INC COM CL A 1M 13K –
TIDAL ETF TR UNLIMITED HFND 249K 11K –
TIMOTHY PLAN U S SM CP CORE 1M 36K –
TRUIST FINL CORP COM 482K 12K –
TWO RDS SHARED TR AFFINITY WORLD 22M 722K –
TYSON FOODS INC CL A 3M 54K –
UBER TECHNOLOGIES INC COM 2M 34K –
UBS GROUP AG SHS 348K 12K –
UNILEVER PLC SPON ADR NEW 2M 35K –
UNITED PARCEL SERVICE INC CL B 8M 57K –
UNITED STATES STL CORP NEW COM 398K 11K –
UNITEDHEALTH GROUP INC COM 6M 11K –
UNUM GROUP COM 1M 25K –
US BANCORP DEL COM NEW 2M 41K –
VALE S A SPONSORED ADS 649K 58K –
VALLEY NATL BANCORP COM 297K 42K –
VANECK ETF TRUST GOLD MINERS ETF 519K 15K –
VANECK ETF TRUST HIGH YLD MUNIETF 723K 14K –
VANECK ETF TRUST PREFERRED SECURT 338K 20K –
VANECK ETF TRUST SEMICONDUCTR ETF 11M 42K –
VANECK ETF TRUST SHRT HGH YLD MUN 2M 94K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 3M 48K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 5M 103K –
VANGUARD INDEX FDS GROWTH ETF 18M 47K –
VANGUARD INDEX FDS MID CAP ETF 7M 29K –
VANGUARD INDEX FDS REAL ESTATE ETF 4M 46K –
VANGUARD INDEX FDS S&P 500 ETF SHS 12M 25K –
VANGUARD INDEX FDS SM CP VAL ETF 3M 17K –
VANGUARD INDEX FDS SMALL CP ETF 3M 12K –
VANGUARD INDEX FDS TOTAL STK MKT 67M 249K –
VANGUARD INDEX FDS VALUE ETF 12M 76K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 646K 11K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 1M 27K –
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 2M 15K –
VANGUARD MALVERN FDS STRM INFPROIDX 631K 13K –
VANGUARD MUN BD FDS TAX EXEMPT BD 2M 33K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 1M 18K –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 2M 29K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 18M 232K –
VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 1M 13K –
VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 5M 22K –
VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 877K 11K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 6M 31K –
VANGUARD STAR FDS VG TL INTL STK F 24M 396K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 2M 44K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 5M 43K –
VERIZON COMMUNICATIONS INC Stock 7M 174K –
VIATRIS INC COM 340K 32K –
VISA INC COM CL A 8M 31K –
WALGREENS BOOTS ALLIANCE INC COM 572K 47K –
WALMART INC COM 8M 125K –
WARNER BROS DISCOVERY INC COM SER A 442K 59K –
WASTE MGMT INC DEL COM 4M 21K –
WELLS FARGO CO NEW COM 8M 128K –
WESTERN ASSET EMERGING MKTS COM 253K 27K –
WESTERN ASSET GLOBAL CORP DE COM 794K 64K –
WEYERHAEUSER CO MTN BE COM NEW 2M 85K –
WILLIAMS COS INC COM 497K 12K –
WISDOMTREE TR EMER MKT HIGH FD 452K 10K –
WISDOMTREE TR FLOATNG RAT TREA 2M 41K –
WISDOMTREE TR GLB US QTLY DIV 495K 13K –
WISDOMTREE TR INTL QULTY DIV 443K 12K –
WISDOMTREE TR ITL HDG QTLY DIV 3M 69K –
WISDOMTREE TR US TOTAL DIVIDND 1M 15K –
WK KELLOGG CO COM SHS 294K 18K –
WOODWARD INC COM 2M 12K –
WP CAREY INC COM 2M 36K –
XCEL ENERGY INC COM 857K 16K –
YPF SOCIEDAD ANONIMA SPON ADR CL D 255K 13K –
ZOETIS INC CL A 2M 12K –