Hedge Fund Database

INVESTCORP INVESTMENT ADVISERS LIMITED

Adviser information for INVESTCORP INVESTMENT ADVISERS LIMITED last updated from Form ADV on July 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End JUNE
Legal Location Cayman Islands

Employees

Total Number of Employees 9
Investment Advisory/Research 9
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 6 $221.5M
Non-Discretionary 0 $0
Total 6 $221.5M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 6 $221.5M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 6
No. of Non-U.S. Clients 83

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-64003
SEC ERA File Number 801-64003
SEC CIK Numbers None
SEC CRD Numbers 134430
Legal Entity Identifier None

Principal Office

INVESTCORP HOUSE, BLDG 499
ROAD 1706, BLOCK 317
MANAMA
Bahrain
Monday - Friday, 8:30 A.M. - 5:30 P.M.
Tel: 011-973-1753-2000, Fax: 011-973-1753-0816

Chief Compliance Officer

BRIAN MURPHY
CHIEF COMPLIANCE OFFICER
C/O INVESTCORP INVESTMENT ADVISERS LLC
280 PARK AVENUE, 36TH FLOOR
NEW YORK
NY
United States
Tel: 1-917-332-5719
(Full email address available in API data)

Industry Affiliates

CM INVESTMENT PARTNERS, LLC Other investment adviser, including financial planners
ICM NOMINEES HOLDING LIMITED Broker-dealer, municipal securities dealer, or gov securities broker or dealer
ICM SENIOR LOAN FUND CORPORATION Sponsor, GP, manager of pooled investment vehicles
INVESTCORP (ABU DHABI) LIMITED Other investment adviser, including financial planners
INVESTCORP ABSOLUTE RETURN INVESTMENTS LLC Other investment adviser, including financial planners
INVESTCORP ASIA FINANCIAL SERVICES PRIVATE LIMITED Broker-dealer, municipal securities dealer, or gov securities broker or dealer
INVESTCORP ASPEN FUND GP LIMITED Sponsor, GP, manager of pooled investment vehicles
INVESTCORP CREDIT MANAGEMENT EU LIMITED Other investment adviser, including financial planners
INVESTCORP CREDIT MANAGEMENT US LLC Other investment adviser, including financial planners
INVESTCORP EUROPEAN BUYOUT FUND 2019 GP, LP Sponsor, GP, manager of pooled investment vehicles
INVESTCORP EUROPEAN PRIVATE EQUITY FUND III GP LIMITED Sponsor, GP, manager of pooled investment vehicles
INVESTCORP EUROPEAN PRIVATE EQUITY FUND III GP S.A R.L. Sponsor, GP, manager of pooled investment vehicles
INVESTCORP FINANCIAL SERVICES B.S.C. Other investment adviser, including financial planners
INVESTCORP FORTUNE AS GP LIMITED Sponsor, GP, manager of pooled investment vehicles
INVESTCORP GULF INVESTMENTS BSC Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners
INVESTCORP INDIA ASSET MANAGERS PRIVATE LIMITED Other investment adviser, including financial planners
INVESTCORP INVESTMENT ADVISERS LLC Other investment adviser, including financial planners
INVESTCORP INVESTMENT SOLUTIONS LLC Other investment adviser, including financial planners
INVESTCORP INVESTMENTS LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners
INVESTCORP MANAGEMENT HOLDINGS, L.P. Other investment adviser, including financial planners
INVESTCORP MANAGEMENT SERVICES LIMITED Other investment adviser, including financial planners
INVESTCORP NOMINEE HOLDER LIMITED Broker-dealer, municipal securities dealer, or gov securities broker or dealer
INVESTCORP NORTH AMERICAN PRIVATE EQUITY FUND I GP S.A R.L. Sponsor, GP, manager of pooled investment vehicles
INVESTCORP NORTH AMERICAN PRIVATE EQUITY FUND I GP, L.P. Sponsor, GP, manager of pooled investment vehicles
INVESTCORP PRIVATE CREDIT ADVISER II LLC Other investment adviser, including financial planners
INVESTCORP PRIVATE EQUITY 2007 FUND GP LP Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
INVESTCORP SAUDI ARABIA FINANCIAL SERVICES CO. Broker-dealer, municipal securities dealer, or gov securities broker or dealer
INVESTCORP SECURITIES LIMITED Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners
INVESTCORP STRATEGIC CAPITAL PARTNERS GP, L.P. Sponsor, GP, manager of pooled investment vehicles
INVESTCORP SUISSE AG Other investment adviser, including financial planners
INVESTCORP TECHNOLOGY FUND IV GP LIMITED PARTNERSHIP Other investment adviser, including financial planners
INVESTCORP TECHNOLOGY FUND V GP LIMITED PARTNERSHIP Sponsor, GP, manager of pooled investment vehicles
INVESTCORP TECHNOLOGY FUND V GP S.A R.L. Sponsor, GP, manager of pooled investment vehicles
INVESTCORP TECHNOLOGY SECONDARY FUND 2018 GP, LP Sponsor, GP, manager of pooled investment vehicles
INVESTCORP UTA ZENITH G.P. Sponsor, GP, manager of pooled investment vehicles
INVESTCORP UTA ZENITH II G.P. Sponsor, GP, manager of pooled investment vehicles
INVESTCORP UTA ZENITH III G.P. Sponsor, GP, manager of pooled investment vehicles
INVESTCORP UTA ZENITH IV G.P. Sponsor, GP, manager of pooled investment vehicles
INVESTCORP UTA ZENITH V G.P. Sponsor, GP, manager of pooled investment vehicles
INVESTCORP UTA ZENITH VI G.P. Sponsor, GP, manager of pooled investment vehicles
INVESTCORP WOLVERINE COINVEST GP Sponsor, GP, manager of pooled investment vehicles
MERCURY CAPITAL ADVISORS ASIA, LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer
MERCURY CAPITAL ADVISORS, LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer
MERCURY CAPITAL ADVISORS, LLP Other investment adviser, including financial planners
N.A. INVESTCORP LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer
TAGES CAPITAL LLP Other investment adviser, including financial planners
TAGES CAPITAL SGR S.P.A. Other investment adviser, including financial planners
UTA INVESTCORP FUND GP 1 LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
INVESTCORP UTA ZENITH VI L.P. Private Equity Fund $24.9M $0.0M 4

Control Persons

Name Type Entity Title Since Ownership
INVESTCORP HOLDINGS LTD Foreign Entity INVESTCORP S.A. SHAREHOLDER 02/2005 > 75%
OWNERSHIP HOLDINGS LTD Foreign Entity CP HOLDINGS LTD SHAREHOLDER 02/2005 50-75%
CP HOLDINGS LTD Foreign Entity INVESTCORP HOLDINGS LTD SHAREHOLDER 02/2005 50-75%
SIPCO LTD Foreign Entity OWNERSHIP HOLDINGS LTD SHAREHOLDER 02/2005 25-50%
MURPHY, BRIAN, JOSEPH Individual – CHIEF COMPLIANCE OFFICER 02/2006 < 5%
RIZVI, ABBAS, MARGHOOB Individual – DIRECTOR 03/2013 < 5%
Ebrahim, Ebrahim, H Individual – DIRECTOR 11/2018 < 5%
Al-Arrayed, Ayman Individual – DIRECTOR 11/2018 < 5%
IESIP INVESTMENTS SPC LTD Foreign Entity SIPCO LTD SHAREHOLDER 12/2020 50-75%
IESIP HOLDINGS LTD Foreign Entity IESIP INVESTMENTS SPC LTD SHAREHOLDER 12/2020 > 75%
EQUITY KAB LIMITED Foreign Entity – SHAREHOLDER 08/2021 > 75%
INVESTCORP S.A. Foreign Entity EQUITY KAB LIMITED SHAREHOLDER 08/2021 > 75%
clinton, Dean Individual – DIRECTOR 08/2021 < 5%
SIPCO HOLDINGS LTD Foreign Entity IESIP INVESTMENTS SPC LTD SHAREHOLDER 06/2023 > 75%

No. Employees, Historic

201002019202020212022202320248 on 9/30/201911 on 9/28/202011 on 10/28/202011 on 4/30/20219 on 9/28/20219 on 12/2/20219 on 5/25/20229 on 9/27/20229 on 7/28/2023

RAUM, Historic

2B1B02019202020212022202320241475349639 on 9/30/2019289055110 on 9/28/2020289055110 on 10/28/2020289055110 on 4/30/2021193160696 on 9/28/2021193160696 on 12/2/2021193160696 on 5/25/2022221543782 on 9/27/2022221543782 on 7/28/2023

No. Clients, Historic

3015020192020202120222023202427 on 9/30/201910 on 9/28/202010 on 10/28/202010 on 4/30/20217 on 9/28/20217 on 12/2/20217 on 5/25/20226 on 9/27/20226 on 7/28/2023