BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
Adviser information for BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 9 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,853 | $619.2M |
| Non-Discretionary | 53 | $51.5M |
| Total | 1,906 | $670.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 541 | $141.9M |
| HNW Individuals | 193 | $526.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $1.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $1.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
BLUE BELL EXECUTIVE CAMPUS470 NORRISTOWN ROAD, SUITE 305
BLUE BELL
PA
United States
Monday - Friday, 7:30 AM - 5 PM
Tel: 610-825-3540, Fax: 610-825-9690
Websites
www.instagram.com/bluebellpwm/?hl=en
www.facebook.com/bluebellpwm/
www.linkedin.com/company/blue-bell-private-wealth-management
www.linkedin.com/in/hank-fox/
www.linkedin.com/in/scott-j-3809b414b/
twitter.com/bluebellpwm
bluebellpwm.com/
www.youtube.com/@bluebell-wealth-management
www.linkedin.com/in/justincapetola/
www.linkedin.com/in/genamontalbano/
www.linkedin.com/in/michael-weber-cfp%c2%ae-05b18872/
www.linkedin.com/in/j-scott-miller-jr-2b630249/
www.linkedin.com/in/jon-sobotkin-91557064/
www.linkedin.com/in/jim-behr-3a9b242a/
www.linkedin.com/in/alex-larosa/
Chief Compliance Officer
JUSTIN CAPETOLA
BLUE BELL EXECUTIVE CAMPUS
470 NORRISTOWN ROAD, SUITE 305
BLUE BELL
PA
United States
Tel:
610-825-3540
Fax:
610-825-9690
J********@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CAPETOLA, JUSTIN, E | Individual | – | CHIEF COMPLIANCE OFFICER & JOINT MANAGING MEMBER/PARTNER | 05/2005 | 25-50% |
| MILLER, J, SCOTT | Individual | – | CHIEF INVESTMENT OFFICER & JOINT MANAGING MEMBER/PARTNER | 05/2005 | 50-75% |
| MILLER, JONATHAN | Individual | – | CHIEF EXECUTIVE OFFICER & JOINT MANAGING MEMBER/PARTNER | 05/2005 | 25-50% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 5th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 23ANDME HOLDING CO CLASS A COM | Stock | 196 | 500 | – |
| 2U INC COM NEW | Stock | 15 | 3 | – |
| 3D PRINTING ETF | ETF | 11K | 579 | – |
| 3M CO COM | Stock | 33K | 326 | – |
| ABBOTT LABS COM | Stock | 52K | 502 | – |
| ABBVIE INC COM | Stock | 34K | 197 | – |
| ABRDN EMRG MKTS EQTY INCM FD COM | CEF | 262K | 50K | – |
| ABRDN GLOBAL DYNAMIC DIVIDEND COM | CEF | 10K | 1K | – |
| ABRDN GLOBAL INFRA INCOME FUND COM SHS BEN INT | CEF | 718K | 39K | – |
| ABRDN HEALTHCARE INVESTORS SH BEN INT | CEF | 528K | 30K | – |
| ABRDN JAPAN EQUITY FUND INC COM | CEF | 143K | 24K | – |
| ABRDN LIFE SCIENCES INVESTORS SH BEN INT | CEF | 882K | 62K | – |
| ABRDN NATL MUN INCOME FD SH BEN INT | CEF | 146K | 14K | – |
| ABRDN PHYSICAL GOLD SHARES ETF | ETF | 1M | 63K | – |
| ABRDN PHYSICAL SILVER SHARES ETF | ETF | 144K | 5K | – |
| ABRDN TOTAL DYNAMIC DIVIDEND COM SH BEN INT | CEF | 896K | 107K | – |
| ACCENTURE PLC IRELAND SHS CLASS A | Stock | 26K | 87 | – |
| ACM RESH INC COM CL A | Stock | 3K | 120 | – |
| ADAM NAT RES FD INC COM | CEF | 1M | 52K | – |
| ADAMS DIVERSIFIED EQUITY FD COM | CEF | 25M | 1M | – |
| ADOBE INC COM | Stock | 28K | 50 | – |
| ADVANCED MICRO DEVICES INC COM | Stock | 74K | 457 | – |
| ADVANSIX INC COM | Stock | 5K | 200 | – |
| ADVISORSHARES PURE CANNABIS ETF | ETF | 4K | 1K | – |
| ADVISORSHARES PURE US CANNABIS ETF | ETF | 11K | 1K | – |
| AFLAC INC COM | Stock | 4K | 42 | – |
| AIRBNB INC COM CL A | Stock | 2K | 10 | – |
| AKAMAI TECHNOLOGIES INC COM | Stock | 11K | 125 | – |
| ALASKA AIR GROUP INC COM | Stock | 5K | 130 | – |
| ALBEMARLE CORP COM | Stock | 96 | 1 | – |
| ALLEGION PLC ORD SHS | Stock | 1K | 12 | – |
| ALLIANCEBERNSTEIN NATL MUN INM COM | CEF | 366K | 33K | – |
| ALLIANZIM U.S. LARGE CAP 6 MONTH BUFFER10 APR/OCT ETF | ETF | 37K | 1K | – |
| ALLIANZIM U.S. LARGE CAP BUFFER10 AUG ETF | ETF | 58K | 2K | – |
| ALLIANZIM U.S. LARGE CAP BUFFER10 DEC ETF | ETF | 34K | 1K | – |
| ALLIANZIM U.S. LARGE CAP BUFFER10 FEB ETF | ETF | 165K | 5K | – |
| ALLIANZIM U.S. LARGE CAP BUFFER10 JAN ETF | ETF | 443K | 13K | – |
| ALLIANZIM U.S. LARGE CAP BUFFER10 JUL ETF | ETF | 260K | 7K | – |
| ALLIANZIM U.S. LARGE CAP BUFFER10 JUN ETF | ETF | 72K | 2K | – |
| ALLIANZIM U.S. LARGE CAP BUFFER10 MAR ETF | ETF | 30K | 962 | – |
| ALLIANZIM U.S. LARGE CAP BUFFER10 MAY ETF | ETF | 222K | 7K | – |
| ALLIANZIM U.S. LARGE CAP BUFFER10 NOV ETF | ETF | 62K | 2K | – |
| ALLIANZIM U.S. LARGE CAP BUFFER10 OCT ETF | ETF | 2M | 44K | – |
| ALLIANZIM U.S. LARGE CAP BUFFER20 AUG ETF | ETF | 28K | 1K | – |
| ALLIANZIM U.S. LARGE CAP BUFFER20 FEB ETF | ETF | 86K | 3K | – |
| ALLIANZIM U.S. LARGE CAP BUFFER20 JAN ETF | ETF | 763K | 24K | – |
| ALLIANZIM U.S. LARGE CAP BUFFER20 JUN ETF | ETF | 13K | 444 | – |
| ALLIANZIM U.S. LARGE CAP BUFFER20 MAY ETF | ETF | 12K | 423 | – |
| ALLIANZIM U.S. LARGE CAP BUFFER20 NOV ETF | ETF | 67K | 2K | – |
| ALLIANZIM U.S. LARGE CAP BUFFER20 OCT ETF | ETF | 4M | 123K | – |
| ALLIANZIM US LARGE CAP BUFFER10 APR ETF | ETF | 182K | 5K | – |
| ALLIANZIM US LARGE CAP BUFFER20 APR ETF | ETF | 21K | 682 | – |
| ALLSPRING GLOBAL DIVIDEND OPPO COM | CEF | 122K | 25K | – |
| ALLSPRING UTILITIES AND HIGH I WF UTILITIES INC | CEF | 5K | 471 | – |
| ALLSTATE CORP COM | Stock | 15K | 95 | – |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | ETF | 26K | 450 | – |
| ALPHA ARCHITECT US QUANTITATIVE VALUE ETF | ETF | 46K | 1K | – |
| ALPHA METALLURGICAL RESOUR INC COM | Stock | 2K | 6 | – |
| ALPHABET INC CAP STK CL A | Stock | 556K | 3K | – |
| ALPHABET INC CAP STK CL C | Stock | 794K | 4K | – |
| ALPS DISRUPTIVE TECHNOLOGIES ETF | ETF | 12K | 294 | – |
| ALTRIA GROUP INC COM | Stock | 182K | 4K | – |
| AMAZON COM INC COM | Stock | 1M | 6K | – |
| AMERICAN AIRLS GROUP INC COM | Stock | 7K | 591 | – |
| AMERICAN ELEC PWR CO INC COM | Stock | 77K | 874 | – |
| AMERICAN INTL GROUP INC COM NEW | Stock | 297 | 4 | – |
| AMGEN INC COM | Stock | 59K | 190 | – |
| AMPHENOL CORP NEW CL A | Stock | 5K | 74 | – |
| AMPLIFY ONLINE RETAIL ETF | ETF | 39K | 705 | – |
| AMPLIFY TRANSFORMATIONAL DATA SHARING ETF | ETF | 38K | 1K | – |
| APOGEE ENTERPRISES INC COM | Stock | 6K | 100 | – |
| APPLE INC COM | Stock | 4M | 20K | – |
| APTIV PLC SHS | Stock | 2K | 31 | – |
| ARES CAPITAL CORP COM | CEF | 13K | 630 | – |
| ARISTA NETWORKS INC COM | Stock | 140K | 399 | – |
| ARK AUTONOMOUS TECHNOLOGY & ROBOTICS ETF | ETF | 661 | 12 | – |
| ARK FINTECH INNOVATION ETF | ETF | 892 | 32 | – |
| ARK GENOMIC REVOLUTION ETF | ETF | 4K | 156 | – |
| ARK ISRAEL INNOVATIVE TECHNOLOGY ETF | ETF | 2K | 93 | – |
| ARK SPACE EXPLORATION & INNOVATION ETF | ETF | 761 | 51 | – |
| ASA GOLD AND PRECIOUS MTLS LMT SHS | CEF | 1M | 60K | – |
| ASHLAND INC COM | Stock | 9K | 100 | – |
| AST SPACEMOBILE INC COM CL A | Stock | 14K | 1K | – |
| AT&T INC COM | Stock | 40K | 2K | – |
| AUTOMATIC DATA PROCESSING INC COM | Stock | 10K | 41 | – |
| AXCELIS TECHNOLOGIES INC COM NEW | Stock | 2K | 11 | – |
| AXON ENTERPRISE INC COM | Stock | 36K | 122 | – |
| BADGER METER INC COM | Stock | 30K | 160 | – |
| BANCROFT FD LTD COM | CEF | 293K | 19K | – |
| BANK AMERICA CORP COM | Stock | 178K | 4K | – |
| BANK MONTREAL QUE COM | Stock | 80K | 960 | – |
| BARRICK GOLD CORP COM | Stock | 2K | 100 | – |
| BECTON DICKINSON & CO COM | Stock | 43K | 182 | – |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | Stock | 788K | 2K | – |
| BIGBEAR AI HLDGS INC COM | Stock | 755 | 500 | – |
| BLACKROCK CALIF MUN INCOME TR SH BEN INT | CEF | 14K | 1K | – |
| BLACKROCK CAP ALLOCATION TERM COM | CEF | 2M | 105K | – |
| BLACKROCK ENHANCD CAP & INM FD COM | CEF | 3K | 170 | – |
| BLACKROCK ENHANCED GLOBAL DIVI COM | CEF | 168K | 16K | – |
| BLACKROCK ENHANCED INTL DIV TR COM BENE INTER | CEF | 109K | 20K | – |
| BLACKROCK ESG CAP ALLC TERM SHS BEN INT | CEF | 2M | 120K | – |
| BLACKROCK HEALTH SCIENCES TERM COM SHS | CEF | 3M | 164K | – |
| BLACKROCK INC COM | Stock | 39K | 50 | – |
| BLACKROCK INNOVATION AND GRW SHS BEN INT | CEF | 3M | 369K | – |
| BLACKROCK MUNICIPAL INCOME COM | CEF | 23K | 2K | – |
| BLACKROCK MUNIHLDGS NY QLTY FD COM | CEF | 307K | 29K | – |
| BLACKROCK MUNIHLDNGS CALI QLTY COM | CEF | 53K | 5K | – |
| BLACKROCK MUNIVEST FD II INC COM | CEF | 27K | 2K | – |
| BLACKROCK MUNIYIELD FD INC COM | CEF | 25K | 2K | – |
| BLACKROCK MUNIYIELD MICH QU COM | CEF | 46K | 4K | – |
| BLACKROCK MUNIYIELD N Y QUALIT COM | CEF | 58K | 6K | – |
| BLACKROCK MUNIYIELD PA QLTY FD COM | CEF | 7K | 551 | – |
| BLACKROCK N Y MUN INCOME TRUST SH BEN INT | CEF | 455K | 42K | – |
| BLACKROCK RES & COMMODITIES ST SHS | CEF | 239K | 26K | – |
| BLACKROCK SCIENCE & TECHNOLOGY SHS BEN INT | CEF | 3M | 159K | – |
| BLACKROCK VA MUN BD TR COM | CEF | 10K | 900 | – |
| BLACKSTONE INC COM | Stock | 56K | 456 | – |
| BLACKSTONE STRATEGIC CRED 2027 COM SHS BEN IN | CEF | 1K | 85 | – |
| BNY MELLON MUN BD INFRASTRUCTU COM SHS | CEF | 249K | 24K | – |
| BNY MELLON MUNICIPAL INCOME | CEF | 125K | 17K | – |
| BNY MELLON STRATEGIC MUNI BOND | CEF | 246K | 41K | – |
| BNY MELLON STRATEGIC MUNICIPALS | CEF | 346K | 56K | – |
| BOEING CO COM | Stock | 28K | 152 | – |
| BOOKING HOLDINGS INC COM | Stock | 32K | 8 | – |
| BRISTOL-MYERS SQUIBB CO COM | Stock | 22K | 525 | – |
| BROADCOM INC COM | Stock | 188K | 117 | – |
| BROOKFIELD REAL ASSETS INCOME SHS BEN INT | CEF | 146K | 11K | – |
| BUNGE GLOBAL SA COM SHS | Stock | 16K | 150 | – |
| CADENCE DESIGN SYSTEM INC COM | Stock | 13K | 41 | – |
| CALAMOS LNG SHR EQT DYNAMIC TR COM | CEF | 471K | 31K | – |
| CAMBRIA CANNABIS ETF | ETF | 751 | 132 | – |
| CAMPBELL SOUP CO COM | Stock | 9K | 193 | – |
| CANADIAN NATL RY CO COM | Stock | 3K | 25 | – |
| CARDINAL HEALTH INC COM | Stock | 2K | 18 | – |
| CAVCO INDS INC DEL COM | Stock | 1K | 4 | – |
| CENTRAL SECS CORP COM | CEF | 4M | 96K | – |
| CHARTER COMMUNICATIONS INC NEW CL A | Stock | 87K | 291 | – |
| CHECK POINT SOFTWARE TECH LTD ORD | Stock | 19K | 115 | – |
| CHEVRON CORP NEW COM | Stock | 6K | 36 | – |
| CHUBB LIMITED COM | Stock | 121K | 475 | – |
| CIENA CORP COM NEW | Stock | 6K | 125 | – |
| CISCO SYS INC COM | Stock | 117K | 2K | – |
| CITIGROUP INC COM NEW | Stock | 57K | 906 | – |
| CLEAN ENERGY FUELS CORP COM | Stock | 801 | 300 | – |
| CLEARBRIDGE ENERGY MIDSTRM OPP COM | CEF | 180K | 4K | – |
| CLEARBRIDGE MLP AND MIDSTRM FD COM | CEF | 39K | 822 | – |
| CLEARBRIDGE MLP AND MIDSTRM TR COM | CEF | 67K | 2K | – |
| CLEVELAND-CLIFFS INC NEW COM | Stock | 923 | 60 | – |
| Clough Global Allocation Common | CEF | 193K | 34K | – |
| CLOUGH GLOBAL EQUITY FD COM | CEF | 96K | 14K | – |
| CLOUGH GLOBAL OPPORTUNITIES FD SH BEN INT | CEF | 215K | 40K | – |
| COCA COLA CO COM | Stock | 55K | 858 | – |
| COHU INC COM | Stock | 9K | 275 | – |
| COMCAST CORP NEW CL A | Stock | 157K | 4K | – |
| CONFLUENT INC CLASS A COM | Stock | 1K | 50 | – |
| CONOCOPHILLIPS COM | Stock | 12K | 104 | – |
| CONSTELLATION ENERGY CORP COM | Stock | 699K | 3K | – |
| CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND | ETF | 84K | 459 | – |
| COPA HOLDINGS SA CL A | Stock | 5K | 52 | – |
| CORNING INC COM | Stock | 34K | 882 | – |
| CORPORACION AMER ARPTS S A COM | Stock | 3K | 193 | – |
| CORTEVA INC COM | Stock | 37K | 684 | – |
| COSTCO WHSL CORP NEW COM | Stock | 263K | 310 | – |
| COTERRA ENERGY INC COM | Stock | 857 | 32 | – |
| CRISPR THERAPEUTICS AG NAMEN AKT | Stock | 11K | 207 | – |
| CROWDSTRIKE HLDGS INC CL A | Stock | 92K | 241 | – |
| CSX CORP COM | Stock | 731K | 22K | – |
| CVS HEALTH CORP COM | Stock | 85K | 1K | – |
| CYBERARK SOFTWARE LTD SHS | Stock | 31K | 115 | – |
| DANAHER CORPORATION COM | Stock | 21K | 84 | – |
| DANIMER SCIENTIFIC INC COM CL A | Stock | 181 | 300 | – |
| DEERE & CO COM | Stock | 2K | 5 | – |
| DEFIANCE NEXT GEN H2 ETF | ETF | 245 | 49 | – |
| DEFIANCE QUANTUM ETF | ETF | 43K | 687 | – |
| DELL TECHNOLOGIES INC CL C | Stock | 20K | 145 | – |
| DESKTOP METAL INC COM CL A | Stock | 330 | 80 | – |
| DESTRA MULTI-ALTERNATIVE FD COMMON SHARES | CEF | 575K | 71K | – |
| DIREXION HYDROGEN ETF | ETF | 423 | 40 | – |
| DIREXION NASDAQ-100 EQUAL WEIGHTED INDEX SHARES | ETF | 62K | 702 | – |
| DISCOVER FINL SVCS COM | Stock | 30K | 228 | – |
| DISNEY WALT CO COM | Stock | 172K | 2K | – |
| DOMINION ENERGY INC COM | Stock | 28K | 577 | – |
| DOW INC COM | Stock | 37K | 706 | – |
| DUFF & PHELPS UTLITY AND INFST COM | CEF | 98K | 10K | – |
| DUPONT DE NEMOURS INC COM | Stock | 11K | 132 | – |
| E L F BEAUTY INC COM | Stock | 73K | 345 | – |
| EATON CORP PLC SHS | Stock | 107K | 342 | – |
| EATON VANCE CALIF MUN BD FD COM | CEF | 16K | 2K | – |
| EATON VANCE CALIF MUN INCOM TR SH BEN INT | CEF | 136K | 12K | – |
| EATON VANCE MUN BD FD COM | CEF | 12K | 1K | – |
| EATON VANCE NEW YORK MUN BD FD COM | CEF | 48K | 5K | – |
| EATON VANCE TAX-ADVANTAGED GLO COM | CEF | 351K | 14K | – |
| EATON VANCE TAX-MANAGED GLOBAL COM | CEF | 79K | 10K | – |
| EATON VANCE TX ADV GLBL DIV FD COM | CEF | 21K | 1K | – |
| EBAY INC. COM | Stock | 20K | 381 | – |
| ECOFIN SUSTAINABLE AND SOCIAL COM SH BEN INT | CEF | 103K | 9K | – |
| EDITAS MEDICINE INC COM | Stock | 649 | 139 | – |
| ELI LILLY & CO COM | Stock | 445K | 491 | – |
| ELLSWORTH GROWTH & INCOME FD L COM | CEF | 536K | 65K | – |
| ENBRIDGE INC COM | Stock | 5K | 136 | – |
| ENTERPRISE PRODS PARTNERS L P COM | Stock | 14K | 485 | – |
| EPAM SYS INC COM | Stock | 58K | 309 | – |
| EQUUS TOTAL RETURN INC COM | CEF | 12K | 9K | – |
| ESSENTIAL UTILS INC COM | Stock | 799K | 21K | – |
| EUROPEAN EQUITY FD INC COM | CEF | 140K | 16K | – |
| EXELON CORP COM | Stock | 370K | 11K | – |
| EXXON MOBIL CORP COM | Stock | 493K | 4K | – |
| FEDERATED HERMES PREM MUNI INM COM | CEF | 104K | 9K | – |
| FIDELITY DIGITAL HEALTH ETF | ETF | 733 | 40 | – |
| FIDELITY ELECTRIC VEHICLES AND FUTURE TRANSPORTATION ETF | ETF | 1K | 79 | – |
| FINANCIAL SELECT SECTOR SPDR FUND | ETF | 129K | 3K | – |
| FIRST TR ABRDN GBL OPP INCM FD COM SHS | CEF | 1K | 233 | – |
| FIRST TR HIGH YIELD OPPRT 2027 COM | CEF | 1K | 70 | – |
| FIRST TR SPECIALTY FIN & FINL COM BEN INTR | CEF | 45K | 12K | – |
| FIRST TRUST CLOUD COMPUTING ETF | ETF | 69K | 720 | – |
| FIRST TRUST GLOBAL WIND ENERGY ETF | ETF | 18K | 1K | – |
| FIRST TRUST MID CAP CORE ALPHADEX FUND | ETF | 315K | 3K | – |
| FIRST TRUST NASDAQ ARTIFICIAL INTELLIGENCE & ROBOTICS ETF | ETF | 42 | 1 | – |
| FIRST TRUST NASDAQ CLEAN EDGE GREEN ENERGY INDEX FUND | ETF | 714 | 21 | – |
| FIRST TRUST NASDAQ CYBERSECURITY ETF | ETF | 118K | 2K | – |
| FIRST TRUST NASDAQ SEMICONDUCTOR ETF | ETF | 6K | 60 | – |
| FIRST TRUST NASDAQ TECHNOLOGY DIVIDEND INDEX FUND | ETF | 251K | 3K | – |
| FIRST TRUST NASDAQ-100 EQUAL WEIGHTED INDEX FUND | ETF | 108K | 876 | – |
| FIRST TRUST RISING DIVIDEND ACHIEVERS ETF | ETF | 112K | 2K | – |
| FLAHERTY & CRUMRINE PFD INCOME COM | CEF | 22K | 3K | – |
| FLAHERTY & CRUMRINE TOTAL RETU COM | CEF | 16K | 1K | – |
| FORD MTR CO DEL COM | Stock | 84K | 7K | – |
| FRESHPET INC COM | Stock | 36K | 282 | – |
| FS CREDIT OPPORTUNITIES CORP COMMON STOCK | CEF | 31K | 5K | – |
| FS KKR CAP CORP COM | CEF | 111K | 6K | – |
| FT VEST LADDERED BUFFER ETF | ETF | 1M | 46K | – |
| FT VEST LADDERED DEEP BUFFER ETF | ETF | 6K | 235 | – |
| FT VEST U.S. EQUITY BUFFER ETF - APRIL | ETF | 2M | 41K | – |
| FT VEST U.S. EQUITY BUFFER ETF - AUGUST | ETF | 931K | 21K | – |
| FT VEST U.S. EQUITY BUFFER ETF - JULY | ETF | 1M | 26K | – |
| FT VEST U.S. EQUITY BUFFER ETF - JUNE | ETF | 2M | 39K | – |
| FT VEST U.S. EQUITY BUFFER ETF - NOVEMBER | ETF | 83K | 2K | – |
| FT VEST U.S. EQUITY BUFFER ETF - OCTOBER | ETF | 321K | 8K | – |
| FT VEST U.S. EQUITY BUFFER ETF - SEPTEMBER | ETF | 655K | 15K | – |
| FT VEST U.S. EQUITY BUFFER FUND - FEBRUARY | ETF | 39K | 840 | – |
| FT VEST U.S. EQUITY BUFFER FUND - MAY | ETF | 653K | 15K | – |
| FT VEST U.S. EQUITY DEEP BUFFER ETF - AUGUST | ETF | 8K | 215 | – |
| FT VEST U.S. EQUITY DEEP BUFFER ETF - JUNE | ETF | 22K | 539 | – |
| FT VEST U.S. EQUITY DEEP BUFFER ETF - OCTOBER | ETF | 227K | 6K | – |
| FT VEST U.S. EQUITY ENHANCE & MODERATE BUFFER ETF - AUGUST | ETF | 134K | 4K | – |
| FT VEST U.S. EQUITY ENHANCE & MODERATE BUFFER ETF - DECEMBER | ETF | 1M | 30K | – |
| FT VEST U.S. EQUITY ENHANCE & MODERATE BUFFER ETF - JULY | ETF | 118K | 3K | – |
| FT VEST U.S. EQUITY ENHANCE & MODERATE BUFFER ETF - JUNE | ETF | 990K | 27K | – |
| FT VEST U.S. EQUITY ENHANCE & MODERATE BUFFER ETF - MARCH | ETF | 4M | 105K | – |
| FT VEST U.S. EQUITY ENHANCE & MODERATE BUFFER ETF - SEPTEMBER | ETF | 91K | 2K | – |
| FT VEST U.S. EQUITY MODERATE BUFFER ETF - AUGUST | ETF | 262K | 8K | – |
| FT VEST U.S. EQUITY MODERATE BUFFER ETF - JULY | ETF | 28K | 807 | – |
| FT VEST U.S. EQUITY MODERATE BUFFER ETF - JUNE | ETF | 41K | 1K | – |
| FT VEST U.S. EQUITY MODERATE BUFFER ETF - SEPTEMBER | ETF | 44K | 1K | – |
| FT VEST U.S. SMALL CAP MODERATE BUFFER ETF - MAY | ETF | 73K | 3K | – |
| FT VEST US EQUITY BUFFER ETF - DECEMBER | ETF | 764K | 18K | – |
| FT VEST US EQUITY BUFFER ETF - JANUARY | ETF | 512K | 12K | – |
| FT VEST US EQUITY BUFFER ETF - MARCH | ETF | 4M | 104K | – |
| FT VEST US EQUITY DEEP BUFFER ETF - DECEMBER | ETF | 51K | 1K | – |
| FT VEST US EQUITY DEEP BUFFER ETF - JANUARY | ETF | 206K | 6K | – |
| FULTON FINL CORP PA COM | Stock | 46K | 3K | – |
| FUTURE TECH ETF | ETF | 2K | 63 | – |
| GABELLI DIVID & INCOME TR COM | CEF | 2M | 81K | – |
| Gabelli Global Deal Fund | CEF | 67K | 9K | – |
| GABELLI GLOBAL SMALL & MID CAP COM | CEF | 921K | 82K | – |
| GABELLI HLTHCARE & WELLNESS TR SHS | CEF | 1M | 116K | – |
| GAMCO Nat Res Gold & Income | CEF | 97K | 18K | – |
| GE AEROSPACE COM NEW | Stock | 396K | 2K | – |
| GENERAL AMERN INVS CO INC COM | CEF | 34M | 675K | – |
| GENERAL DYNAMICS CORP COM | Stock | 89K | 308 | – |
| GENERAL MTRS CO COM | Stock | 2K | 51 | – |
| GILEAD SCIENCES INC COM | Stock | 10K | 148 | – |
| GINKGO BIOWORKS HOLDINGS INC CL A SHS | Stock | 100 | 300 | – |
| GLOBAL X CLOUD COMPUTING ETF | ETF | 6K | 301 | – |
| GLOBAL X CYBERSECURITY ETF | ETF | 177 | 6 | – |
| GLOBAL X FINTECH ETF | ETF | 633 | 25 | – |
| GLOBAL X GENOMICS & BIOTECHNOLOGY ETF | ETF | 773 | 74 | – |
| GLOBAL X LITHIUM & BATTERY TECH ETF | ETF | 26K | 659 | – |
| GLOBAL X ROBOTICS & ARTIFICIAL INTELLIGENCE ETF | ETF | 864 | 28 | – |
| GLOBAL X SILVER MINERS ETF | ETF | 9K | 301 | – |
| GLOBAL X URANIUM ETF | ETF | 5K | 175 | – |
| GOLDMAN SACHS ACTIVEBETA U.S. LARGE CAP EQUITY ETF | ETF | 1K | 14 | – |
| GOLDMAN SACHS ACTIVEBETA U.S. SMALL CAP EQUITY ETF | ETF | 1K | 16 | – |
| GOLDMAN SACHS FUTURE PLANET EQUITY ETF | ETF | 8K | 275 | – |
| GOLDMAN SACHS FUTURE TECH LEADERS EQUITY ETF | ETF | 9K | 291 | – |
| GOLDMAN SACHS GROUP INC COM | Stock | 131K | 289 | – |
| GOLDMAN SACHS HEDGE INDUSTRY VIP ETF | ETF | 1K | 12 | – |
| GOLDMAN SACHS INNOVATE EQUITY ETF | ETF | 12K | 207 | – |
| GOLDMAN SACHS MARKETBETA U.S. EQUITY ETF | ETF | 1K | 19 | – |
| GT BIOPHARMA INC COM NEW | Stock | 28 | 10 | – |
| GUGGENHEIM ACTIVE ALLOC FD COMMON STOCK | CEF | 9K | 602 | – |
| GYRODYNE LLC COM | Stock | 5K | 626 | – |
| HEALTH CARE SELECT SECTOR SPDR FUND | ETF | 398K | 3K | – |
| HERZFELD CARIBBEAN BASIN FD IN COM | CEF | 562K | 239K | – |
| HIGH INCOME SECS FD SHS BEN INT | CEF | 117K | 17K | – |
| HIGHLAND OPPORTUNITIES HIGHLAND INCOME | CEF | 26K | 4K | – |
| HOME DEPOT INC COM | Stock | 287K | 833 | – |
| HONEYWELL INTL INC COM | Stock | 345K | 2K | – |
| HORIZON KINETICS INFLATION BENEFICIARIES ETF | ETF | 67K | 2K | – |
| HP INC COM | Stock | 14K | 410 | – |
| HUMANA INC COM | Stock | 135K | 360 | – |
| INDUSTRIAL SELECT SECTOR SPDR FUND | ETF | 190K | 2K | – |
| INNOVATOR BUFFER STEP-UP STRATEGY ETF | ETF | 1K | 45 | – |
| INNOVATOR DEEPWATER FRONTIER TECH ETF | ETF | 6K | 131 | – |
| INNOVATOR GROWTH-100 POWER BUFFER ETF - APRIL | ETF | 10K | 209 | – |
| INNOVATOR GROWTH-100 POWER BUFFER ETF - JANUARY | ETF | 83K | 2K | – |
| INNOVATOR GROWTH-100 POWER BUFFER ETF- OCTOBER | ETF | 18K | 361 | – |
| INNOVATOR INTERNATIONAL DEVELOPED POWER BUFFER ETF - OCTOBER | ETF | 60K | 2K | – |
| INNOVATOR LADDERED ALLOCATION BUFFER ETF | ETF | 10K | 317 | – |
| INNOVATOR LADDERED ALLOCATION POWER BUFFER ETF | ETF | 31K | 720 | – |
| INNOVATOR PREMIUM INCOME 20 BARRIER ETF - JULY | ETF | 991 | 40 | – |
| INNOVATOR U.S. EQUITY ACCELERATED 9 BUFFER ETF - APRIL | ETF | 179K | 6K | – |
| INNOVATOR U.S. EQUITY ACCELERATED 9 BUFFER ETF - JANUARY | ETF | 3M | 93K | – |
| INNOVATOR U.S. EQUITY ACCELERATED 9 BUFFER ETF - JULY | ETF | 2M | 76K | – |
| INNOVATOR U.S. EQUITY ACCELERATED 9 BUFFER ETF - OCTOBER | ETF | 3M | 119K | – |
| INNOVATOR U.S. EQUITY ACCELERATED ETF - JANUARY | ETF | 27K | 993 | – |
| INNOVATOR U.S. EQUITY ACCELERATED ETF - OCTOBER | ETF | 86K | 3K | – |
| INNOVATOR U.S. EQUITY ACCELERATED PLUS ETF | ETF | 83K | 3K | – |
| INNOVATOR U.S. EQUITY ACCELERATED PLUS ETF - JANUARY | ETF | 235K | 9K | – |
| INNOVATOR U.S. EQUITY ACCELERATED PLUS ETF - JULY | ETF | 48K | 2K | – |
| INNOVATOR U.S. EQUITY ACCELERATED PLUS ETF - OCTOBER | ETF | 76K | 3K | – |
| INNOVATOR U.S. EQUITY BUFFER ETF - APRIL | ETF | 2M | 50K | – |
| INNOVATOR U.S. EQUITY BUFFER ETF - AUGUST | ETF | 1M | 35K | – |
| INNOVATOR U.S. EQUITY BUFFER ETF - FEBRUARY | ETF | 2M | 38K | – |
| INNOVATOR U.S. EQUITY BUFFER ETF - JANUARY | ETF | 1M | 28K | – |
| INNOVATOR U.S. EQUITY BUFFER ETF - JULY | ETF | 2M | 57K | – |
| INNOVATOR U.S. EQUITY BUFFER ETF - JUNE | ETF | 4M | 94K | – |
| INNOVATOR U.S. EQUITY BUFFER ETF - MARCH | ETF | 2M | 35K | – |
| INNOVATOR U.S. EQUITY BUFFER ETF - MAY | ETF | 2M | 65K | – |
| INNOVATOR U.S. EQUITY BUFFER ETF - NOVEMBER | ETF | 543K | 15K | – |
| INNOVATOR U.S. EQUITY BUFFER ETF - OCTOBER | ETF | 2M | 39K | – |
| INNOVATOR U.S. EQUITY BUFFER ETF - SEPTEMBER | ETF | 1M | 36K | – |
| INNOVATOR U.S. EQUITY POWER BUFFER ETF - APRIL | ETF | 932K | 27K | – |
| INNOVATOR U.S. EQUITY POWER BUFFER ETF - AUGUST | ETF | 650K | 18K | – |
| INNOVATOR U.S. EQUITY POWER BUFFER ETF - DECEMBER | ETF | 89K | 2K | – |
| INNOVATOR U.S. EQUITY POWER BUFFER ETF - FEBRUARY | ETF | 2M | 61K | – |
| INNOVATOR U.S. EQUITY POWER BUFFER ETF - JANUARY | ETF | 3M | 71K | – |
| INNOVATOR U.S. EQUITY POWER BUFFER ETF - JULY | ETF | 2M | 60K | – |
| INNOVATOR U.S. EQUITY POWER BUFFER ETF - JUNE | ETF | 421K | 12K | – |
| INNOVATOR U.S. EQUITY POWER BUFFER ETF - MARCH | ETF | 2M | 43K | – |
| INNOVATOR U.S. EQUITY POWER BUFFER ETF - MAY | ETF | 345K | 10K | – |
| INNOVATOR U.S. EQUITY POWER BUFFER ETF - NOVEMBER | ETF | 2M | 51K | – |
| INNOVATOR U.S. EQUITY POWER BUFFER ETF - OCTOBER | ETF | 4M | 97K | – |
| INNOVATOR U.S. EQUITY POWER BUFFER ETF - SEPTEMBER | ETF | 150K | 4K | – |
| INNOVATOR U.S. EQUITY ULTRA BUFFER ETF - JANUARY | ETF | 37K | 1K | – |
| INNOVATOR U.S. EQUITY ULTRA BUFFER ETF - OCTOBER | ETF | 21K | 600 | – |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - JULY | ETF | 664K | 24K | – |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - OCTOBER | ETF | 1M | 38K | – |
| INNOVATOR US EQUITY ACCELERATED ETF | ETF | 17K | 500 | – |
| INTEL CORP COM | Stock | 279K | 9K | – |
| INTERNATIONAL BUSINESS MACHS COM | Stock | 86K | 497 | – |
| INTERNATIONAL FLAVORS&FRAGRANC COM | Stock | 30K | 311 | – |
| INTERNATIONAL MNY EXPRESS INC COM | Stock | 1K | 50 | – |
| INTUITIVE SURGICAL INC COM NEW | Stock | 54K | 122 | – |
| INVESCO ADVANTAGE MUN INCOME T SH BEN INT | CEF | 22K | 2K | – |
| INVESCO BIOTECHNOLOGY & GENOME ETF | ETF | 1K | 21 | – |
| INVESCO CALIF VALUE MUN INCOME COM | CEF | 38K | 4K | – |
| INVESCO DB BASE METALS FUND | ETF | 4K | 200 | – |
| INVESCO DB COMMODITY INDEX TRACKING FUND | ETF | 236K | 10K | – |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | ETF | 19K | 990 | – |
| INVESCO MSCI SUSTAINABLE FUTURE ETF | ETF | 513 | 13 | – |
| INVESCO MUN OPPORTUNITY TR COM | CEF | 147K | 15K | – |
| INVESCO MUNICIPAL TRUST COM | CEF | 68K | 7K | – |
| INVESCO PA VALUE MUN INC TR COM | CEF | 474K | 44K | – |
| INVESCO PHLX SEMICONDUCTOR ETF | ETF | 54K | 1K | – |
| INVESCO QQQ TRUST SERIES I | ETF | 3M | 7K | – |
| INVESCO S&P 500 EQUAL WEIGHT ETF | ETF | 8M | 50K | – |
| INVESCO S&P 500 EQUAL WEIGHT TECHNOLOGY ETF | ETF | 29K | 790 | – |
| INVESCO S&P 500 LOW VOLATILITY ETF | ETF | 974 | 15 | – |
| INVESCO S&P 500 PURE VALUE ETF | ETF | 8K | 100 | – |
| INVESCO SOLAR ETF | ETF | 523 | 13 | – |
| INVESCO TR INVT GRADE MUNS COM | CEF | 158K | 15K | – |
| INVESCO TR INVT GRADE NEW YORK COM | CEF | 155K | 14K | – |
| IQVIA HLDGS INC COM | Stock | 5K | 22 | – |
| IROBOT CORP COM | Stock | 938 | 103 | – |
| ISHARES 20 YEAR TREASURY BOND ETF | ETF | 25K | 271 | – |
| ISHARES CORE DIVIDEND GROWTH ETF | ETF | 160K | 3K | – |
| ISHARES CORE MSCI EAFE ETF | ETF | 97K | 1K | – |
| ISHARES CORE MSCI EMERGING MARKETS ETF | ETF | 26K | 482 | – |
| ISHARES CORE S&P 500 ETF | ETF | 5M | 9K | – |
| ISHARES CORE S&P MID-CAP ETF | ETF | 155K | 3K | – |
| ISHARES CORE S&P SMALL CAP ETF | ETF | 352K | 3K | – |
| ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF | ETF | 606K | 5K | – |
| ISHARES CYBERSECURITY & TECH ETF | ETF | 93K | 2K | – |
| ISHARES EMERGING MARKETS EQUITY FACTOR ETF | ETF | 2K | 35 | – |
| ISHARES GENOMICS IMMUNOLOGY AND HEALTHCARE ETF | ETF | 3K | 110 | – |
| ISHARES GLOBAL CLEAN ENERGY ETF | ETF | 466 | 35 | – |
| ISHARES GLOBAL FINANCIALS ETF | ETF | 1K | 15 | – |
| ISHARES GLOBAL TECH ETF | ETF | 2K | 26 | – |
| ISHARES GOLD TRUST | ETF | 254K | 6K | – |
| ISHARES MSCI EAFE GROWTH ETF | ETF | 6K | 61 | – |
| ISHARES MSCI EAFE VALUE ETF | ETF | 18K | 330 | – |
| ISHARES MSCI ISRAEL ETF | ETF | 2K | 25 | – |
| ISHARES MSCI JAPAN ETF | ETF | 3K | 48 | – |
| ISHARES MSCI USA MIN VOL FACTOR ETF | ETF | 23K | 278 | – |
| ISHARES MSCI USA MOMENTUM FACTOR ETF | ETF | 4K | 19 | – |
| ISHARES MSCI USA QUALITY FACTOR ETF | ETF | 88K | 517 | – |
| ISHARES MSCI USA VALUE FACTOR ETF | ETF | 13K | 126 | – |
| ISHARES NORTH AMERICAN NATURAL RESOURCES ETF | ETF | 6K | 132 | – |
| ISHARES RUSSELL 1000 GROWTH ETF | ETF | 2M | 5K | – |
| ISHARES RUSSELL 1000 VALUE ETF | ETF | 313K | 2K | – |
| ISHARES RUSSELL 2000 ETF | ETF | 7M | 36K | – |
| ISHARES RUSSELL 2000 VALUE ETF | ETF | 989K | 6K | – |
| ISHARES RUSSELL MID-CAP VALUE ETF | ETF | 67K | 556 | – |
| ISHARES RUSSELL TOP 200 ETF | ETF | 62K | 466 | – |
| ISHARES S&P 100 ETF | ETF | 474K | 2K | – |
| ISHARES S&P 500 GROWTH ETF | ETF | 534K | 6K | – |
| ISHARES S&P 500 VALUE ETF | ETF | 58K | 317 | – |
| ISHARES S&P SMALL-CAP 600 VALUE ETF | ETF | 291K | 3K | – |
| ISHARES SEMICONDUCTOR ETF | ETF | 27K | 108 | – |
| ISHARES SILVER TRUST | ETF | 263K | 10K | – |
| ISHARES TIPS BOND ETF | ETF | 30K | 280 | – |
| ISHARES U.S. TECH BREAKTHROUGH MULTISECTOR ETF | ETF | 11K | 224 | – |
| ISHARES US TRANSPORTATION ETF | ETF | 1K | 20 | – |
| ITERIS INC NEW COM | Stock | 3K | 729 | – |
| ITERUM THERAPEUTICS PLC SHS NEW | Stock | 76 | 66 | – |
| JACOBS SOLUTIONS INC COM | Stock | 34K | 240 | – |
| JAPAN SMALLER CAPITALIZATION F COM | CEF | 51K | 7K | – |
| JOHN HANCOCK HEDGED EQUITY & I COM | CEF | 51K | 5K | – |
| JOHNSON & JOHNSON COM | Stock | 669K | 5K | – |
| JOHNSON CTLS INTL PLC SHS | Stock | 18K | 277 | – |
| JPMORGAN CHASE & CO. COM | Stock | 595K | 3K | – |
| JPMORGAN EQUITY PREMIUM INCOME ETF | ETF | 163K | 3K | – |
| KEYCORP COM | Stock | 14K | 999 | – |
| KINDER MORGAN INC DEL COM | Stock | 5K | 274 | – |
| KOREA FD INC COM NEW | CEF | 7K | 300 | – |
| KRANESHARES GLOBAL CARBON STRATEGY ETF | ETF | 2K | 48 | – |
| KRONOS WORLDWIDE INC COM | Stock | 5K | 382 | – |
| KYNDRYL HLDGS INC COMMON STOCK | Stock | 3K | 126 | – |
| L3HARRIS TECHNOLOGIES INC COM | Stock | 90K | 399 | – |
| LAM RESEARCH CORP COM | Stock | 150K | 141 | – |
| LAZARD GLOBAL TOTAL RETURN & I COM | CEF | 352K | 21K | – |
| LENDINGCLUB CORP COM NEW | Stock | 2K | 200 | – |
| LIBERTY ALL-STAR GROWTH FD INC COM | CEF | 49K | 9K | – |
| LIBERTY BROADBAND CORP COM SER A | Stock | 546 | 10 | – |
| LIBERTY GLOBAL LTD COM CL A | Stock | 627 | 36 | – |
| LIBERTY MEDIA CORP DEL COM LBTY ONE S A | Stock | 642 | 10 | – |
| LIBERTY MEDIA CORP DEL COM LBTY ONE S C | Stock | 1K | 20 | – |
| LIBERTY MEDIA CORP DEL COM LBTY SRM S A | Stock | 886 | 40 | – |
| LIBERTY MEDIA CORP DEL COM LBTY SRM S C | Stock | 2K | 80 | – |
| LINCOLN NATL CORP IND COM | Stock | 50K | 2K | – |
| LMP CAP & INCOME FD INC COM | CEF | 6K | 362 | – |
| LOCKHEED MARTIN CORP COM | Stock | 64K | 136 | – |
| LUMINAR TECHNOLOGIES INC COM CL A | Stock | 3K | 2K | – |
| M & T BK CORP COM | Stock | 28K | 182 | – |
| MACQUARIE / FIRST TR GLOBAL IN COM | CEF | 193K | 26K | – |
| MAINSTAY CBRE GBL INFRA MEG TR COM | CEF | 2M | 133K | – |
| MANULIFE FINL CORP COM | Stock | 17K | 645 | – |
| MARRIOTT INTL INC NEW CL A | Stock | 51K | 209 | – |
| MARRIOTT VACATIONS WORLDWIDE C COM | Stock | 2K | 20 | – |
| MARTIN MARIETTA MATLS INC COM | Stock | 13K | 24 | – |
| MARVELL TECHNOLOGY INC COM | Stock | 3K | 44 | – |
| MASTERCARD INCORPORATED CL A | Stock | 158K | 358 | – |
| MATERIALS SELECT SECTOR SPDR FUND | ETF | 16K | 177 | – |
| MCCORMICK & CO INC COM NON VTG | Stock | 5K | 64 | – |
| MCDONALDS CORP COM | Stock | 47K | 186 | – |
| MEDTRONIC PLC SHS | Stock | 6K | 74 | – |
| MERCK & CO INC COM | Stock | 296K | 2K | – |
| META PLATFORMS INC CL A | Stock | 525K | 1K | – |
| MEXICO EQUITY & INCOME FD COM | CEF | 563K | 59K | – |
| MFS HIGH INCOME MUN TR SH BEN INT | CEF | 343K | 92K | – |
| MFS HIGH YIELD MUN TR SH BEN INT | CEF | 135K | 39K | – |
| MFS INVT GRADE MUN TR SH BEN INT | CEF | 38K | 5K | – |
| MFS MUN INCOME TR SH BEN INT | CEF | 84K | 15K | – |
| MICRON TECHNOLOGY INC COM | Stock | 20K | 150 | – |
| MICROSOFT CORP COM | Stock | 3M | 6K | – |
| MORGAN STANLEY COM NEW | Stock | 184K | 2K | – |
| MORGAN STANLEY INDIA INVT FD I COM | CEF | 195K | 7K | – |
| MOTOROLA SOLUTIONS INC COM NEW | Stock | 35K | 90 | – |
| MP MATERIALS CORP COM CL A | Stock | 2K | 150 | – |
| NANO X IMAGING LTD ORD SHS | Stock | 2K | 300 | – |
| NETFLIX INC COM | Stock | 53K | 78 | – |
| NEUBERGER BERMAN ENERGY INFRA COM | CEF | 10K | 1K | – |
| NEUBERGER BERMAN MUN FD INC COM | CEF | 615K | 58K | – |
| NEUBERGER BERMAN NEXT GENERATI COMMON STOCK | CEF | 2M | 122K | – |
| NEW AMER HIGH INCOME FD INC COM NEW | CEF | 310K | 42K | – |
| NEXTERA ENERGY INC COM | Stock | 29K | 414 | – |
| NIKOLA CORP COM NEW | Stock | 131 | 16 | – |
| NORDSON CORP COM | Stock | 9K | 40 | – |
| NUCOR CORP COM | Stock | 32K | 201 | – |
| NUVEEN AMT FREE MUN CR INC FD COM | CEF | 16K | 1K | – |
| NUVEEN AMT FREE QLTY MUN INCME COM | CEF | 128K | 11K | – |
| NUVEEN ARIZONA QLTY MUN INC FD COM | CEF | 34K | 3K | – |
| NUVEEN CA QUALTY MUN INCOME FD COM | CEF | 126K | 11K | – |
| NUVEEN CORE PLUS IMPACT FUND COM BEN INT | CEF | 677K | 62K | – |
| NUVEEN DOW 30 DYNMC OVERWRT FD SHS | CEF | 261K | 19K | – |
| NUVEEN MASSACHUSETS QLT MUN FD COM | CEF | 70K | 6K | – |
| NUVEEN MINN QUALITY MUN INM FD SHS | CEF | 22K | 2K | – |
| NUVEEN MISSOURI QLT MUN INC FD COM | CEF | 38K | 4K | – |
| NUVEEN MULTI ASSET INCOME FUND COM | CEF | 855K | 69K | – |
| NUVEEN NEW JERSEY QULT MUN FD COM | CEF | 458K | 38K | – |
| NUVEEN NEW YORK QLT MUN INC FD COM | CEF | 23K | 2K | – |
| NUVEEN PENNSYLVANIA QLT MUN FD COM | CEF | 647K | 53K | – |
| NUVEEN QUALITY MUNCP INCOME FD COM | CEF | 177K | 15K | – |
| NUVEEN REAL ASSET INCOME & GRO COM | CEF | 392K | 32K | – |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | CEF | 122K | 9K | – |
| NUVEEN VRIABL RAT PFD & INM FD COM | CEF | 582K | 32K | – |
| NVIDIA CORPORATION COM | Stock | 1M | 10K | – |
| NVR INC COM | Stock | 121K | 16 | – |
| OCCIDENTAL PETE CORP WT EXP 080327 | Stock | 1K | 36 | – |
| OCEANFIRST FINL CORP COM | Stock | 87K | 5K | – |
| OLLIES BARGAIN OUTLET HLDGS IN COM | Stock | 32K | 326 | – |
| ORACLE CORP COM | Stock | 373K | 3K | – |
| ORGANON & CO COMMON STOCK | Stock | 642 | 31 | – |
| PACER SWAN SOS CONSERVATIVE (OCTOBER) ETF | ETF | 5K | 200 | – |
| PACER SWAN SOS FLEX (APRIL) ETF | ETF | 2M | 87K | – |
| PACER SWAN SOS FLEX (JANUARY) ETF | ETF | 47K | 2K | – |
| PACER SWAN SOS FLEX (JULY) ETF | ETF | 217K | 8K | – |
| PACER SWAN SOS FLEX (OCTOBER) ETF | ETF | 108K | 4K | – |
| PACER SWAN SOS MODERATE (JANUARY) ETF | ETF | 39K | 1K | – |
| PACER SWAN SOS MODERATE (JULY) ETF | ETF | 300K | 11K | – |
| PACER SWAN SOS MODERATE (OCTOBER) ETF | ETF | 553K | 21K | – |
| PACER US CASH COWS 100 ETF | ETF | 13K | 236 | – |
| PACER US CASH COWS GROWTH ETF | ETF | 7K | 163 | – |
| PACER US SMALL CAP CASH COWS 100 ETF | ETF | 8K | 187 | – |
| PALANTIR TECHNOLOGIES INC CL A | Stock | 4K | 170 | – |
| PAYCHEX INC COM | Stock | 13K | 106 | – |
| PAYONEER GLOBAL INC COM | Stock | 2K | 300 | – |
| PAYPAL HLDGS INC COM | Stock | 35K | 595 | – |
| PENNANTPARK FLOATING RATE CAP COM | CEF | 2K | 200 | – |
| PENTAIR PLC SHS | Stock | 9K | 113 | – |
| PEPSICO INC COM | Stock | 133K | 809 | – |
| PERRIGO CO PLC SHS | Stock | 976 | 38 | – |
| PFIZER INC COM | Stock | 341K | 12K | – |
| PGIM GLOBAL HIGH YIELD FD FORM COM | CEF | 3K | 280 | – |
| PHILIP MORRIS INTL INC COM | Stock | 53K | 522 | – |
| PHILLIPS 66 COM | Stock | 26K | 181 | – |
| PIMCO DYNAMIC INCOME STRATEGY COM SHS BEN INT | CEF | 188K | 8K | – |
| PIONEER MUN HIGH INCOME OPPORT COMMON STOCK | CEF | 280K | 24K | – |
| PIONEER MUNICIPAL HIGH INCOME COM | CEF | 443K | 54K | – |
| PIONEER MUNICIPAL HIGH INCOME COM SHS | CEF | 272K | 30K | – |
| PJT PARTNERS INC COM CL A | Stock | 1K | 13 | – |
| PNC FINL SVCS GROUP INC COM | Stock | 137K | 878 | – |
| POPULAR INC COM NEW | Stock | 12K | 131 | – |
| POWELL INDS INC COM | Stock | 4K | 27 | – |
| PPG INDS INC COM | Stock | 101K | 800 | – |
| PRINCIPAL REAL ESTATE INCOME F SHS BEN INT | CEF | 132K | 13K | – |
| PROCTER AND GAMBLE CO COM | Stock | 210K | 1K | – |
| PROSHARES MSCI TRANSFORMATIONAL CHANGES ETF | ETF | 970 | 23 | – |
| PROSHARES SHORT 20 YEAR TREASURY | ETF | 64K | 3K | – |
| PROSHARES ULTRA MSCI EMERGING MARKETS | ETF | 4K | 73 | – |
| PROSHARES ULTRA RUSSELL2000 | ETF | 4K | 100 | – |
| PROSHARES ULTRA S&P 500 | ETF | 10K | 120 | – |
| PROVIDENT FINL SVCS INC COM | Stock | 8K | 558 | – |
| PRUDENTIAL FINL INC COM | Stock | 41K | 352 | – |
| PUBLIC SVC ENTERPRISE GRP INC COM | Stock | 52K | 700 | – |
| PUTNAM MUN OPPORTUNITIES TR SH BEN INT | CEF | 62K | 6K | – |
| QUALCOMM INC COM | Stock | 63K | 314 | – |
| QUANTUMSCAPE CORP COM CL A | Stock | 6K | 1K | – |
| RANGE CANCER THERAPEUTICS ETF | ETF | 10K | 723 | – |
| RANPAK HOLDINGS CORP COM CL A | Stock | 9K | 1K | – |
| RENAISSANCE IPO ETF | ETF | 4K | 100 | – |
| RENN FD INC COM | CEF | 112 | 66 | – |
| RESIDEO TECHNOLOGIES INC COM | Stock | 6K | 287 | – |
| RH COM | Stock | 244 | 1 | – |
| RIGETTI COMPUTING INC COMMON STOCK | Stock | 321 | 300 | – |
| RIVIAN AUTOMOTIVE INC COM CL A | Stock | 550 | 41 | – |
| ROBLOX CORP CL A | Stock | 1K | 37 | – |
| ROBO GLOBAL ARTIFICIAL INTELLIGENCE ETF | ETF | 5K | 100 | – |
| ROBO GLOBAL ROBOTICS & AUTOMATION INDEX ETF | ETF | 827 | 15 | – |
| ROUNDHILL BALL METAVERSE ETF | ETF | 3K | 200 | – |
| ROUNDHILL SPORTS BETTING & IGAMING ETF | ETF | 21K | 1K | – |
| ROUNDHILL VIDEO GAMES ETF | ETF | 7K | 431 | – |
| ROYAL BK CDA COM | Stock | 37K | 345 | – |
| ROYCE GLOBAL TRUST INC COM | CEF | 278K | 25K | – |
| ROYCE MICRO-CAP TR INC COM | CEF | 3M | 319K | – |
| ROYCE SMALL CAP TRUST INC COM | CEF | 7M | 461K | – |
| RPM INTL INC COM | Stock | 6K | 60 | – |
| RTX CORPORATION COM | Stock | 134K | 1K | – |
| SABA CAPITAL INCOME & OPPORTUN COM NEW | CEF | 511K | 66K | – |
| SALESFORCE INC COM | Stock | 73K | 283 | – |
| SCHWAB 1000 INDEX ETF | ETF | 366K | 7K | – |
| SCHWAB CHARLES CORP COM | Stock | 20K | 269 | – |
| SCHWAB EMERGING MARKETS EQUITY ETF | ETF | 450K | 17K | – |
| SCHWAB INTERNATIONAL EQUITY ETF | ETF | 334K | 9K | – |
| SCHWAB INTERNATIONAL SMALL-CAP EQUITY ETF | ETF | 402K | 11K | – |
| SCHWAB SHORT-TERM US TREASURY ETF | ETF | 20K | 422 | – |
| SCHWAB U.S. BROAD MARKET ETF | ETF | 13M | 211K | – |
| SCHWAB U.S. LARGE-CAP ETF | ETF | 18M | 281K | – |
| SCHWAB U.S. LARGE-CAP GROWTH ETF | ETF | 2M | 18K | – |
| SCHWAB U.S. LARGE-CAP VALUE ETF | ETF | 4M | 50K | – |
| SCHWAB U.S. MID-CAP ETF | ETF | 4M | 47K | – |
| SCHWAB U.S. REIT ETF | ETF | 4K | 209 | – |
| SCHWAB U.S. SMALL-CAP ETF | ETF | 5M | 95K | – |
| SCHWAB US DIVIDEND EQUITY ETF | ETF | 2M | 29K | – |
| SCHWAB US TIPS ETF | ETF | 29K | 564 | – |
| SEAGATE TECHNOLOGY HLDNGS PLC ORD SHS | Stock | 21K | 200 | – |
| SEALED AIR CORP NEW COM | Stock | 24K | 677 | – |
| SERVICE CORP INTL COM | Stock | 4K | 50 | – |
| SHOPIFY INC CL A | Stock | 43K | 658 | – |
| SIREN ETF TRUST SIREN NASDAQ NEXGEN ECONOMY ETF | ETF | 3K | 100 | – |
| SIRIUS XM HOLDINGS INC COM | Stock | 2K | 800 | – |
| SJW GROUP COM | Stock | 596 | 11 | – |
| SNOWFLAKE INC CL A | Stock | 6K | 45 | – |
| SOFI TECHNOLOGIES INC COM | Stock | 11K | 2K | – |
| SOURCE CAP INC COM | CEF | 79K | 2K | – |
| SOUTHERN COPPER CORP COM | Stock | 7K | 64 | – |
| SOUTHWEST AIRLS CO COM | Stock | 4K | 141 | – |
| SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST | ETF | 6M | 16K | – |
| SPDR GOLD SHARES | ETF | 614K | 3K | – |
| SPDR PORTFOLIO S&P 500 ETF | ETF | 4M | 69K | – |
| SPDR PORTFOLIO S&P 500 VALUE ETF | ETF | 425K | 9K | – |
| SPDR S&P 500 ETF TRUST | ETF | 121M | 222K | – |
| SPDR S&P DIVIDEND ETF | ETF | 6K | 47 | – |
| SPDR S&P INTERNATIONAL DIVIDEND ETF | ETF | 11 | 0 | – |
| SPDR S&P KENSHO CLEAN POWER ETF | ETF | 603 | 10 | – |
| SPDR S&P MIDCAP 400 ETF TRUST | ETF | 178K | 332 | – |
| SPDR S&P REGIONAL BANKING ETF | ETF | 135K | 3K | – |
| SPDR S&P TRANSPORTATION ETF | ETF | 5K | 65 | – |
| SPDR SSGA US LARGE CAP LOW VOLATILITY INDEX ETF | ETF | 24K | 160 | – |
| SPECIAL OPPORTUNITIES FD INC 2.75 CNV PFD C | Convertible Preferred | 71K | 3K | – |
| SPECIAL OPPORTUNITIES FD INC COM | CEF | 3M | 259K | – |
| SPROTT FOCUS TR INC COM | CEF | 474K | 63K | – |
| SPROTT PHYSICAL GOLD TR UNIT | CEF | 11K | 614 | – |
| SPROTT PHYSICAL SILVER TR TR UNIT | CEF | 7K | 736 | – |
| SPROUTS FMRS MKT INC COM | Stock | 43K | 514 | – |
| SRH TOTAL RETURN FUND INC COM | CEF | 2M | 145K | – |
| STARBUCKS CORP COM | Stock | 50K | 642 | – |
| STERICYCLE INC COM | Stock | 2K | 31 | – |
| SUN LIFE FINANCIAL INC. COM | Stock | 9K | 187 | – |
| SWISS HELVETIA FD INC COM | CEF | 737K | 91K | – |
| SYNCHRONY FINANCIAL COM | Stock | 27K | 572 | – |
| SYSCO CORP COM | Stock | 80K | 1K | – |
| TAIWAN FD INC COM | CEF | 71K | 2K | – |
| TAKE-TWO INTERACTIVE SOFTWARE COM | Stock | 37K | 241 | – |
| TARGET CORP COM | Stock | 110K | 746 | – |
| TCW TRANSFORM 500 ETF | ETF | 59K | 923 | – |
| TE CONNECTIVITY LTD SHS | Stock | 74K | 495 | – |
| TECHNOLOGY SELECT SECTOR SPDR FUND | ETF | 122K | 539 | – |
| TEMPLETON DRAGON FD INC COM | CEF | 21K | 3K | – |
| TEMPLETON EMERGING MKTS FD COM | CEF | 227K | 18K | – |
| TESLA INC COM | Stock | 225K | 1K | – |
| TETRA TECH INC NEW COM | Stock | 24K | 118 | – |
| TEXAS INSTRS INC COM | Stock | 49K | 251 | – |
| THE BEACHBODY COMPANY INC COM CL A NEW | Stock | 17 | 2 | – |
| THE LION ELECTRIC COMPANY COMMON STOCK | Stock | 273 | 300 | – |
| THE ODP CORP COM | Stock | 2K | 44 | – |
| THE TRADE DESK INC COM CL A | Stock | 3K | 28 | – |
| THERMO FISHER SCIENTIFIC INC COM | Stock | 134K | 243 | – |
| THORNBURG INCM BUILDER OPP TR COM | CEF | 261K | 16K | – |
| TJX COS INC NEW COM | Stock | 173K | 2K | – |
| TORONTO DOMINION BK ONT COM NEW | Stock | 104K | 2K | – |
| TORTOISE ENERGY INDEPENDENC FD COM | CEF | 463K | 13K | – |
| TORTOISE ENERGY INFRA CORP COM | CEF | 102K | 3K | – |
| TORTOISE MIDSTRM ENERGY FD INC COM | CEF | 46K | 1K | – |
| TORTOISE PIPELINE & ENERGY FD COM | CEF | 86K | 2K | – |
| TORTOISE PWR & ENERGY INFRASTR COM | CEF | 37K | 2K | – |
| TRI CONTL CORP COM | CEF | 13M | 407K | – |
| TWIST BIOSCIENCE CORP COM | Stock | 13K | 266 | – |
| UBER TECHNOLOGIES INC COM | Stock | 40K | 546 | – |
| ULTA BEAUTY INC COM | Stock | 16K | 41 | – |
| UNDER ARMOUR INC CL A | Stock | 4K | 600 | – |
| UNDER ARMOUR INC CL C | Stock | 6K | 892 | – |
| UNION PAC CORP COM | Stock | 242K | 1K | – |
| UNITED STATES COPPER INDEX FUND | ETF | 9K | 343 | – |
| UNITEDHEALTH GROUP INC COM | Stock | 145K | 286 | – |
| UNIVEST FINANCIAL CORPORATION COM | Stock | 13K | 550 | – |
| US BANCORP DEL COM NEW | Stock | 58K | 1K | – |
| V F CORP COM | Stock | 878 | 65 | – |
| VALHI INC NEW COM | Stock | 2K | 85 | – |
| VALVOLINE INC COM | Stock | 2K | 49 | – |
| VANECK GOLD MINERS ETF | ETF | 8K | 225 | – |
| VANECK ISRAEL ETF | ETF | 1K | 40 | – |
| VANECK LOW CARBON ENERGY ETF | ETF | 13K | 137 | – |
| VANECK PHARMACEUTICAL ETF | ETF | 7K | 78 | – |
| VANECK SEMICONDUCTOR ETF | ETF | 231K | 887 | – |
| VANECK VIDEO GAMING AND ESPORTS ETF | ETF | 18K | 276 | – |
| VANGUARD DIVIDEND APPRECIATION ETF | ETF | 345K | 2K | – |
| VANGUARD EXTENDED MARKET ETF | ETF | 506 | 3 | – |
| VANGUARD FINANCIALS ETF | ETF | 34K | 338 | – |
| VANGUARD FTSE DEVELOPED MARKETS ETF | ETF | 220K | 4K | – |
| VANGUARD FTSE EMERGING MARKETS ETF | ETF | 121K | 3K | – |
| VANGUARD GROWTH ETF | ETF | 77K | 206 | – |
| VANGUARD HEALTH CARE ETF | ETF | 243K | 914 | – |
| VANGUARD HIGH DIVIDEND YIELD INDEX ETF | ETF | 47K | 398 | – |
| VANGUARD INFORMATION TECHNOLOGY ETF | ETF | 247K | 428 | – |
| VANGUARD LARGE-CAP ETF | ETF | 81K | 323 | – |
| VANGUARD MATERIALS ETF | ETF | 9K | 49 | – |
| VANGUARD MEGA CAP GROWTH ETF | ETF | 8K | 25 | – |
| VANGUARD MID-CAP ETF | ETF | 669K | 3K | – |
| VANGUARD MID-CAP VALUE ETF | ETF | 19K | 123 | – |
| VANGUARD REAL ESTATE ETF | ETF | 14K | 168 | – |
| VANGUARD RUSSELL 2000 ETF | ETF | 409K | 5K | – |
| VANGUARD S&P 500 ETF | ETF | 4M | 9K | – |
| VANGUARD SMALL CAP VALUE ETF | ETF | 31K | 169 | – |
| VANGUARD SMALL-CAP ETF | ETF | 782K | 4K | – |
| VANGUARD SMALL-CAP GROWTH ETF | ETF | 11K | 44 | – |
| VANGUARD TAX-EXEMPT BOND ETF | ETF | 134K | 3K | – |
| VANGUARD TOTAL STOCK MARKET ETF | ETF | 8M | 31K | – |
| VANGUARD VALUE ETF | ETF | 317K | 2K | – |
| VERACYTE INC COM | Stock | 2K | 85 | – |
| VERISK ANALYTICS INC COM | Stock | 4K | 13 | – |
| VERIZON COMMUNICATIONS INC COM | Stock | 184K | 4K | – |
| VIATRIS INC COM | Stock | 20K | 2K | – |
| VIRTUS ARTIFICIAL INTELLIGENCE COM | CEF | 88K | 4K | – |
| VIRTUS DIVIDEND INTEREST & PR COM | CEF | 2M | 172K | – |
| VIRTUS EQUITY & CONV INCM FD COM | CEF | 28K | 1K | – |
| VIRTUS TOTAL RETURN FD INC COM | CEF | 159K | 29K | – |
| VISA INC COM CL A | Stock | 136K | 517 | – |
| VIVID SEATS INC COM CL A | Stock | 2K | 300 | – |
| VOYA EMERGING MKTS HIGH DIVID COM | CEF | 78K | 15K | – |
| VOYA GLBL ADV & PREM OPP FD COM | CEF | 182K | 21K | – |
| VOYA GLBL EQTY DIV & PREM OPP COM | CEF | 44K | 9K | – |
| VOYA INFRASTRUCTURE INDLS & MT COM | CEF | 94K | 9K | – |
| WALMART INC COM | Stock | 482K | 7K | – |
| WASTE MGMT INC DEL COM | Stock | 35K | 164 | – |
| WELLS FARGO CO NEW COM | Stock | 241K | 4K | – |
| WENDYS CO COM | Stock | 3K | 157 | – |
| WESTERN ASSET INTER MUNI FD IN COM | CEF | 175K | 22K | – |
| WESTERN ASSET MANAGED MUNS FD COM | CEF | 130K | 13K | – |
| WESTERN ASST INFLTN LKD INM FD COM SH BEN INT | CEF | 22K | 3K | – |
| WESTERN AST INFL LKD OPP & INM COM | CEF | 67K | 8K | – |
| WILLSCOT MOBIL MINI HLDNG CORP COM CL A | Stock | 11K | 286 | – |
| WISDOMTREE CYBERSECURITY FUND | ETF | 10K | 400 | – |
| WSFS FINL CORP COM | Stock | 142K | 3K | – |
| ZOETIS INC CL A | Stock | 45K | 260 | – |