GELLER ADVISORS LLC
Adviser information for GELLER ADVISORS LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 49 |
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Investment Advisory/Research | 15 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 783 | $5.9B |
Non-Discretionary | 14 | $21.1M |
Total | 797 | $5.9B |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 56 | $18.2M |
HNW Individuals | 98 | $5.1B |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 10 | $826.9M |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 5 |
No. of Non-U.S. Clients | 1 |
No. of Financial Planning Clients | 51-100 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
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Compensation | % of AUMHourly chargesFixed fees |
Other Business Activities | Commodity pool operator or commodity trading advisorAccountant or accounting firm |
Principal Office
909 THIRD AVENUENEW YORK
NY
United States
Monday - Friday, 9:00 AM - 6:00 PM
Tel: (212) 583-6001, Fax: (212) 583-6241
Chief Compliance Officer
ANGELA DEROSE
CHIEF COMPLIANCE OFFICER
909 THIRD AVENUE
NEW YORK
NY
United States
Tel:
(646) 618-7355
A******@*****************M
(Full email address available in API data)
Regulatory Contact
BEVERLY DUKE
COMPLIANCE MANAGER
909 THIRD AVENUE
NEW YORK
NY
United States
Tel:
(646) 963-2900
B****@*****************M
(Full email address available in API data)
Industry Affiliates
GELLER & COMPANY LLC | Accountant or accounting firm |
GELLER ALTERNATIVE MANAGER LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
GELLER MULTI VINTAGE REAL ESTATE I LLC | Private Equity Fund | $45.2M | $0.3M | 22 |
GELLER MULTI-VINTAGE I, LLC | Private Equity Fund | $63.5M | $0.3M | 59 |
GELLER MULTI-VINTAGE II, LLC | Private Equity Fund | $73.0M | $0.3M | 55 |
GELLER MULTI-VINTAGE III, LLC | Private Equity Fund | $86.6M | $0.3M | 54 |
GELLER MULTI-VINTAGE IV, LLC | Private Equity Fund | $125.3M | $0.3M | 57 |
GELLER SELECT ALTERNATIVES LLC | Hedge Fund | $206.8M | $0.3M | 61 |
GELLER SPECIAL OPPORTUNITIES FUND I, LLC | Private Equity Fund | $48.3M | $0.3M | 37 |
GELLER SPECIAL OPPORTUNITIES FUND II, LLC | Private Equity Fund | $38.2M | $0.3M | 51 |
REGATTA OPPORTUNITY FUND LLC | Private Equity Fund | $36.4M | $0.3M | 35 |
STORAGE OPPORTUNITIES FUND, LLC | Real Estate Fund | $103.3M | $0.3M | 78 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
GELLER, MARTIN, JAY | Individual | – | GELLER & COMPANY PRESIDENT | 12/2004 | < 5% |
WEDEKING, ROBERT | Individual | – | CHIEF INVESTMENT OFFICER | 04/2012 | < 5% |
BOSCACCI, PAUL, J | Individual | – | HEAD OF INVESTMENT OPERATIONS | 09/2020 | < 5% |
DEROSE, ANGELA, JUDE | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2022 | < 5% |
GELLER HOLDINGS II LLC | Domestic Entity | – | OWNER | 08/2022 | > 75% |
GELLER & COMPANY LLC | Domestic Entity | GELLER HOLDINGS II LLC | OWNER | 08/2022 | > 75% |
Lee, Elliott, Chen-Han | Individual | – | CHIEF FINANCIAL OFFICER | 02/2023 | < 5% |
Haupt, Leanne, Marie | Individual | – | CHIEF LEGAL OFFICER | 02/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ABBOTT LABS | COM | 928K | 9K | – |
ABBVIE INC | COM | 2M | 9K | – |
ACCENTURE PLC IRELAND | SHS CLASS A | 979K | 3K | – |
ADOBE INC | COM | 1M | 2K | – |
ADVANCED MICRO DEVICES INC | COM | 936K | 6K | – |
AFLAC INC | COM | 581K | 7K | – |
AIR PRODS & CHEMS INC | COM | 296K | 1K | – |
ALPHABET INC | CAP STK CL C | 5M | 26K | – |
ALPHABET INC | CAP STK CL A | 6M | 34K | – |
AMAZON COM INC | COM | 5M | 28K | – |
AMERICAN EXPRESS CO | COM | 766K | 3K | – |
AMERICAN INTL GROUP INC | COM NEW | 550K | 7K | – |
AMERICAN TOWER CORP NEW | COM | 387K | 2K | – |
AMERICAN WTR WKS CO INC NEW | COM | 281K | 2K | – |
AMERIPRISE FINL INC | COM | 367K | 859 | – |
AMGEN INC | COM | 574K | 2K | – |
AMPHENOL CORP NEW | CL A | 344K | 5K | – |
ANALOG DEVICES INC | COM | 741K | 3K | – |
AON PLC | SHS CL A | 382K | 1K | – |
APA CORPORATION | COM | 233K | 8K | – |
APPLE INC | COM | 13M | 63K | – |
APPLIED MATLS INC | COM | 1M | 4K | – |
ARISTA NETWORKS INC | COM | 648K | 2K | – |
ASML HOLDING N V | N Y REGISTRY SHS | 3M | 3K | – |
ASTRAZENECA PLC | SPONSORED ADR | 1M | 17K | – |
AT&T INC | COM | 439K | 23K | – |
ATLASSIAN CORPORATION | CL A | 368K | 2K | – |
ATMOS ENERGY CORP | COM | 530K | 5K | – |
AUTOMATIC DATA PROCESSING IN | COM | 476K | 2K | – |
AUTOZONE INC | COM | 1M | 419 | – |
BAKER HUGHES COMPANY | CL A | 271K | 8K | – |
BANK AMERICA CORP | COM | 663K | 17K | – |
BANK NEW YORK MELLON CORP | COM | 1M | 23K | – |
BECTON DICKINSON & CO | COM | 377K | 2K | – |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 2M | 4K | – |
BLACKROCK INC | COM | 457K | 581 | – |
BOOKING HOLDINGS INC | COM | 1M | 258 | – |
BOSTON SCIENTIFIC CORP | COM | 584K | 8K | – |
BRISTOL-MYERS SQUIBB CO | COM | 208K | 5K | – |
BROADCOM INC | COM | 3M | 2K | – |
CADENCE DESIGN SYSTEM INC | COM | 211K | 686 | – |
CALAMOS CONV & HIGH INCOME F | COM SHS | 1M | 120K | – |
CANADIAN PACIFIC KANSAS CITY | COM | 1M | 19K | – |
CARRIER GLOBAL CORPORATION | COM | 763K | 12K | – |
CATERPILLAR INC | COM | 1M | 3K | – |
CBRE GROUP INC | CL A | 239K | 3K | – |
CDW CORP | COM | 204K | 912 | – |
CENTERPOINT ENERGY INC | COM | 228K | 7K | – |
CHEVRON CORP NEW | COM | 413K | 3K | – |
CHIPOTLE MEXICAN GRILL INC | COM | 251K | 4K | – |
CHUBB LIMITED | COM | 478K | 2K | – |
CINTAS CORP | COM | 460K | 657 | – |
CISCO SYS INC | COM | 770K | 16K | – |
CME GROUP INC | COM | 493K | 3K | – |
COCA COLA CO | COM | 550K | 9K | – |
COLGATE PALMOLIVE CO | COM | 205K | 2K | – |
COMCAST CORP NEW | CL A | 862K | 22K | – |
CONAGRA BRANDS INC | COM | 343K | 12K | – |
CONOCOPHILLIPS | COM | 278K | 2K | – |
CONSOLIDATED EDISON INC | COM | 210K | 2K | – |
CONSTELLATION BRANDS INC | CL A | 271K | 1K | – |
COPART INC | COM | 384K | 7K | – |
CORNING INC | COM | 400K | 10K | – |
COSTCO WHSL CORP NEW | COM | 4M | 5K | – |
CUMMINS INC | COM | 432K | 2K | – |
CVS HEALTH CORP | COM | 351K | 6K | – |
D R HORTON INC | COM | 214K | 2K | – |
DANAHER CORPORATION | COM | 448K | 2K | – |
DBX ETF TR | XTRACK MSCI EAFE | 197M | 5M | – |
DEERE & CO | COM | 272K | 726 | – |
DEXCOM INC | COM | 314K | 3K | – |
DIAGEO PLC | SPON ADR NEW | 337K | 3K | – |
DISNEY WALT CO | COM | 499K | 5K | – |
DOVER CORP | COM | 215K | 1K | – |
DUKE ENERGY CORP NEW | COM NEW | 220K | 2K | – |
EATON CORP PLC | SHS | 508K | 2K | – |
EBAY INC. | COM | 332K | 6K | – |
EDWARDS LIFESCIENCES CORP | COM | 306K | 3K | – |
ELEVANCE HEALTH INC | COM | 435K | 803 | – |
ELI LILLY & CO | COM | 4M | 4K | – |
EMERSON ELEC CO | COM | 573K | 5K | – |
EQUINIX INC | COM | 251K | 332 | – |
EXPEDIA GROUP INC | COM NEW | 234K | 2K | – |
EXPEDITORS INTL WASH INC | COM | 281K | 2K | – |
EXXON MOBIL CORP | COM | 844K | 7K | – |
FEDEX CORP | COM | 496K | 2K | – |
FIDELITY NATL INFORMATION SV | COM | 294K | 4K | – |
FISERV INC | COM | 507K | 3K | – |
FREEPORT-MCMORAN INC | CL B | 555K | 11K | – |
GALLAGHER ARTHUR J & CO | COM | 2M | 7K | – |
GARTNER INC | COM | 285K | 635 | – |
GE AEROSPACE | COM NEW | 274K | 2K | – |
GENERAL DYNAMICS CORP | COM | 201K | 693 | – |
GENMAB A/S | SPONSORED ADS | 431K | 17K | – |
GLOBAL X FDS | DEFENSE TECH ETF | 252K | 8K | – |
GOLDMAN SACHS GROUP INC | COM | 989K | 2K | – |
GRACO INC | COM | 205K | 3K | – |
GRAINGER W W INC | COM | 328K | 363 | – |
HALLIBURTON CO | COM | 1M | 31K | – |
HARBOR ETF TRUST | LONG TERM GROWER | 3M | 101K | – |
HARTFORD FINL SVCS GROUP INC | COM | 260K | 3K | – |
HCA HEALTHCARE INC | COM | 314K | 978 | – |
HDFC BANK LTD | SPONSORED ADS | 798K | 12K | – |
HEWLETT PACKARD ENTERPRISE C | COM | 483K | 23K | – |
HILTON WORLDWIDE HLDGS INC | COM | 236K | 1K | – |
HOME DEPOT INC | COM | 3M | 10K | – |
HONEYWELL INTL INC | COM | 506K | 2K | – |
HORMEL FOODS CORP | COM | 218K | 7K | – |
HP INC | COM | 661K | 19K | – |
ICICI BANK LIMITED | ADR | 674K | 23K | – |
ILLINOIS TOOL WKS INC | COM | 4M | 17K | – |
INGERSOLL RAND INC | COM | 348K | 4K | – |
INTEL CORP | COM | 454K | 15K | – |
INTERCONTINENTAL EXCHANGE IN | COM | 364K | 3K | – |
INTERNATIONAL BUSINESS MACHS | COM | 709K | 4K | – |
INTUIT | COM | 825K | 1K | – |
INTUITIVE SURGICAL INC | COM NEW | 2M | 4K | – |
INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | 4M | 55K | – |
INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 18M | 111K | – |
INVESCO EXCHANGE TRADED FD T | AEROSPACE DEFN | 364K | 4K | – |
INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 19M | 507K | – |
INVESCO QQQ TR | UNIT SER 1 | 12M | 26K | – |
IQVIA HLDGS INC | COM | 312K | 1K | – |
IRON MTN INC DEL | COM | 296K | 3K | – |
ISHARES INC | MSCI TAIWAN ETF | 801K | 15K | – |
ISHARES INC | MSCI JPN ETF NEW | 289K | 4K | – |
ISHARES TR | RUS 1000 GRW ETF | 547K | 2K | – |
ISHARES TR | RUS 1000 ETF | 209K | 701 | – |
ISHARES TR | IBOXX HI YD ETF | 420K | 5K | – |
ISHARES TR | CORE S&P TTL STK | 2M | 17K | – |
ISHARES TR | PFD AND INCM SEC | 385K | 12K | – |
ISHARES TR | CORE S&P500 ETF | 4M | 7K | – |
ISHARES TR | RUSSELL 2000 ETF | 44M | 215K | – |
ISHARES TR | HDG MSCI EAFE | 766K | 22K | – |
ISHARES TR | CORE US AGGBD ET | 29M | 297K | – |
ISHARES TR | MSCI INDIA ETF | 287K | 5K | – |
ISHARES TR | RUS 1000 VAL ETF | 66M | 380K | – |
ISHARES TR | RUS 2000 GRW ETF | 15M | 59K | – |
ISHARES TR | MSCI USA QLT FCT | 527K | 3K | – |
ISHARES TR | S&P 100 ETF | 10M | 38K | – |
ISHARES TR | RUS 2000 VAL ETF | 925K | 6K | – |
ISHARES TR | CORE S&P MCP ETF | 523K | 9K | – |
ISHARES TR | RUSSELL 3000 ETF | 5M | 15K | – |
ISHARES TR | EXPND TEC SC ETF | 364K | 4K | – |
ISHARES TR | MSCI KLD400 SOC | 491K | 5K | – |
JABIL INC | COM | 207K | 2K | – |
JOHNSON & JOHNSON | COM | 2M | 16K | – |
JPMORGAN CHASE & CO. | COM | 2M | 8K | – |
KLA CORP | COM NEW | 522K | 633 | – |
KROGER CO | COM | 315K | 6K | – |
LAM RESEARCH CORP | COM | 942K | 883 | – |
LAUDER ESTEE COS INC | CL A | 360K | 3K | – |
LINDE PLC | SHS | 704K | 2K | – |
LIONS GATE ENTMNT CORP | CL A VTG | 1M | 131K | – |
LOCKHEED MARTIN CORP | COM | 864K | 2K | – |
LOEWS CORP | COM | 433K | 6K | – |
LOWES COS INC | COM | 514K | 2K | – |
MARATHON PETE CORP | COM | 403K | 2K | – |
MARSH & MCLENNAN COS INC | COM | 509K | 2K | – |
MASTERCARD INCORPORATED | CL A | 4M | 10K | – |
MCCORMICK & CO INC | COM NON VTG | 224K | 3K | – |
MCDONALDS CORP | COM | 671K | 3K | – |
MERCADOLIBRE INC | COM | 1M | 761 | – |
MERCK & CO INC | COM | 2M | 19K | – |
META PLATFORMS INC | CL A | 4M | 8K | – |
METLIFE INC | COM | 296K | 4K | – |
METTLER TOLEDO INTERNATIONAL | COM | 380K | 272 | – |
MICROCHIP TECHNOLOGY INC. | COM | 249K | 3K | – |
MICRON TECHNOLOGY INC | COM | 593K | 5K | – |
MICROSOFT CORP | COM | 20M | 45K | – |
MONDELEZ INTL INC | CL A | 507K | 8K | – |
MOODYS CORP | COM | 748K | 2K | – |
MORGAN STANLEY | COM NEW | 5M | 56K | – |
MOTOROLA SOLUTIONS INC | COM NEW | 251K | 649 | – |
MSCI INC | COM | 393K | 816 | – |
NETFLIX INC | COM | 2M | 3K | – |
NEXTERA ENERGY INC | COM | 292K | 4K | – |
NIKE INC | CL B | 232K | 3K | – |
NOVO-NORDISK A S | ADR | 2M | 12K | – |
NVIDIA CORPORATION | COM | 12M | 96K | – |
ONEOK INC NEW | COM | 405K | 5K | – |
ORACLE CORP | COM | 1M | 10K | – |
OREILLY AUTOMOTIVE INC | COM | 934K | 884 | – |
OTIS WORLDWIDE CORP | COM | 451K | 5K | – |
PACCAR INC | COM | 406K | 4K | – |
PAYCHEX INC | COM | 347K | 3K | – |
PEPSICO INC | COM | 3M | 15K | – |
PFIZER INC | COM | 825K | 29K | – |
PHILIP MORRIS INTL INC | COM | 268K | 3K | – |
PHILLIPS 66 | COM | 418K | 3K | – |
PIMCO ETF TR | ENHNCD LW DUR AC | 736K | 8K | – |
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 809K | 45K | – |
PNC FINL SVCS GROUP INC | COM | 679K | 4K | – |
PRAIRIE OPER CO | COM | 1M | 108K | – |
PRINCIPAL FINANCIAL GROUP IN | COM | 212K | 3K | – |
PROCTER AND GAMBLE CO | COM | 1M | 8K | – |
PROGRESSIVE CORP | COM | 1M | 7K | – |
PROLOGIS INC. | COM | 342K | 3K | – |
PRUDENTIAL FINL INC | COM | 407K | 3K | – |
QUALCOMM INC | COM | 903K | 5K | – |
QUANTA SVCS INC | COM | 379K | 1K | – |
REGENERON PHARMACEUTICALS | COM | 264K | 251 | – |
REPUBLIC SVCS INC | COM | 3M | 13K | – |
ROCKWELL AUTOMATION INC | COM | 215K | 782 | – |
ROPER TECHNOLOGIES INC | COM | 222K | 393 | – |
RTX CORPORATION | COM | 364K | 4K | – |
S&P GLOBAL INC | COM | 1M | 3K | – |
SALESFORCE INC | COM | 455K | 2K | – |
SCHWAB CHARLES CORP | COM | 542K | 7K | – |
SCHWAB STRATEGIC TR | US LRG CAP ETF | 1M | 23K | – |
SEAGATE TECHNOLOGY HLDNGS PL | ORD SHS | 275K | 3K | – |
SERVICENOW INC | COM | 924K | 1K | – |
SHERWIN WILLIAMS CO | COM | 2M | 8K | – |
SIMON PPTY GROUP INC NEW | COM | 599K | 4K | – |
SOUTHERN CO | COM | 281K | 4K | – |
SPDR S&P 500 ETF TR | TR UNIT | 148M | 272K | – |
SPDR SER TR | BBG CONV SEC ETF | 378K | 5K | – |
SPDR SER TR | PORTFLI HIGH YLD | 309K | 13K | – |
SPDR SER TR | PRTFLO S&P500 VL | 631K | 13K | – |
SSGA ACTIVE ETF TR | BLACKSTONE SENR | 233K | 6K | – |
STARBUCKS CORP | COM | 1M | 13K | – |
STRYKER CORPORATION | COM | 398K | 1K | – |
SYNCHRONY FINANCIAL | COM | 228K | 5K | – |
SYNOPSYS INC | COM | 222K | 373 | – |
SYSCO CORP | COM | 559K | 8K | – |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 1M | 8K | – |
TARGA RES CORP | COM | 253K | 2K | – |
TARGET CORP | COM | 685K | 5K | – |
TE CONNECTIVITY LTD | SHS | 310K | 2K | – |
TECHNIPFMC PLC | COM | 1M | 45K | – |
TESLA INC | COM | 2M | 9K | – |
TEXAS INSTRS INC | COM | 859K | 4K | – |
THE CIGNA GROUP | COM | 638K | 2K | – |
THERMO FISHER SCIENTIFIC INC | COM | 1M | 3K | – |
TJX COS INC NEW | COM | 1M | 11K | – |
T-MOBILE US INC | COM | 848K | 5K | – |
TRACTOR SUPPLY CO | COM | 406K | 2K | – |
TRANSDIGM GROUP INC | COM | 594K | 465 | – |
TRAVELERS COMPANIES INC | COM | 372K | 2K | – |
TRUIST FINL CORP | COM | 265K | 7K | – |
UBER TECHNOLOGIES INC | COM | 295K | 4K | – |
UNION PAC CORP | COM | 742K | 3K | – |
UNITED PARCEL SERVICE INC | CL B | 597K | 4K | – |
UNITEDHEALTH GROUP INC | COM | 3M | 5K | – |
US BANCORP DEL | COM NEW | 217K | 5K | – |
VALERO ENERGY CORP | COM | 580K | 4K | – |
VANGUARD ADMIRAL FDS INC | SMLLCP 600 IDX | 931K | 9K | – |
VANGUARD ADMIRAL FDS INC | 500 VAL IDX FD | 1M | 8K | – |
VANGUARD INDEX FDS | MID CAP ETF | 12M | 51K | – |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 508M | 1M | – |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 609K | 14K | – |
VANGUARD SCOTTSDALE FDS | VNG RUS1000IDX | 939K | 4K | – |
VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 3M | 40K | – |
VERIZON COMMUNICATIONS INC | COM | 525K | 13K | – |
VERTEX PHARMACEUTICALS INC | COM | 1M | 3K | – |
VISA INC | COM CL A | 3M | 11K | – |
VULCAN MATLS CO | COM | 240K | 964 | – |
WABTEC | COM | 246K | 2K | – |
WALMART INC | COM | 737K | 11K | – |
WELLS FARGO CO NEW | COM | 205K | 3K | – |
WESTERN DIGITAL CORP. | COM | 271K | 4K | – |
XYLEM INC | COM | 219K | 2K | – |
YUM BRANDS INC | COM | 267K | 2K | – |
ZOETIS INC | CL A | 461K | 3K | – |