GELLER ADVISORS LLC

Adviser information for GELLER ADVISORS LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 49
Investment Advisory/Research 15
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 783 $5.9B
Non-Discretionary 14 $21.1M
Total 797 $5.9B

Clients

Type Number RAUM
Individuals 56 $18.2M
HNW Individuals 98 $5.1B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 10 $826.9M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 5
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 51-100

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees
Other Business Activities Commodity pool operator or commodity trading advisorAccountant or accounting firm

Identifiers

SEC RIA File Number 801-64033
SEC ERA File Number 801-64033
SEC CIK Numbers 1354739
SEC CRD Numbers 134062
Legal Entity Identifier None

Principal Office

909 THIRD AVENUE
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 6:00 PM
Tel: (212) 583-6001, Fax: (212) 583-6241

Chief Compliance Officer

ANGELA DEROSE
CHIEF COMPLIANCE OFFICER
909 THIRD AVENUE
NEW YORK
NY
United States
Tel: (646) 618-7355
(Full email address available in API data)

Regulatory Contact

BEVERLY DUKE
COMPLIANCE MANAGER
909 THIRD AVENUE
NEW YORK
NY
United States
Tel: (646) 963-2900
(Full email address available in API data)

Industry Affiliates

GELLER & COMPANY LLC Accountant or accounting firm
GELLER ALTERNATIVE MANAGER LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
GELLER MULTI VINTAGE REAL ESTATE I LLC Private Equity Fund $45.2M $0.3M 22
GELLER MULTI-VINTAGE I, LLC Private Equity Fund $63.5M $0.3M 59
GELLER MULTI-VINTAGE II, LLC Private Equity Fund $73.0M $0.3M 55
GELLER MULTI-VINTAGE III, LLC Private Equity Fund $86.6M $0.3M 54
GELLER MULTI-VINTAGE IV, LLC Private Equity Fund $125.3M $0.3M 57
GELLER SELECT ALTERNATIVES LLC Hedge Fund $206.8M $0.3M 61
GELLER SPECIAL OPPORTUNITIES FUND I, LLC Private Equity Fund $48.3M $0.3M 37
GELLER SPECIAL OPPORTUNITIES FUND II, LLC Private Equity Fund $38.2M $0.3M 51
REGATTA OPPORTUNITY FUND LLC Private Equity Fund $36.4M $0.3M 35
STORAGE OPPORTUNITIES FUND, LLC Real Estate Fund $103.3M $0.3M 78

Control Persons

Name Type Entity Title Since Ownership
GELLER, MARTIN, JAY Individual GELLER & COMPANY PRESIDENT 12/2004 < 5%
WEDEKING, ROBERT Individual CHIEF INVESTMENT OFFICER 04/2012 < 5%
BOSCACCI, PAUL, J Individual HEAD OF INVESTMENT OPERATIONS 09/2020 < 5%
DEROSE, ANGELA, JUDE Individual CHIEF COMPLIANCE OFFICER 02/2022 < 5%
GELLER HOLDINGS II LLC Domestic Entity OWNER 08/2022 > 75%
GELLER & COMPANY LLC Domestic Entity GELLER HOLDINGS II LLC OWNER 08/2022 > 75%
Lee, Elliott, Chen-Han Individual CHIEF FINANCIAL OFFICER 02/2023 < 5%
Haupt, Leanne, Marie Individual CHIEF LEGAL OFFICER 02/2023 < 5%

No. Employees, Historic

20010002019202020212022202320242025121 on 5/13/2019121 on 7/15/2019121 on 8/2/2019121 on 11/6/2019121 on 11/26/2019168 on 3/30/2020168 on 3/31/2020168 on 6/9/2020168 on 6/11/2020168 on 6/25/2020168 on 9/1/2020168 on 10/29/2020168 on 10/29/2020168 on 1/7/2021168 on 1/19/2021168 on 3/29/2021168 on 5/3/2021168 on 5/3/2021168 on 8/31/2021168 on 11/12/2021168 on 1/25/2022167 on 3/31/2022167 on 4/13/2022167 on 5/11/2022167 on 7/20/2022167 on 9/14/2022167 on 10/5/202281 on 3/30/202381 on 4/5/202381 on 6/20/202381 on 7/11/202381 on 12/19/202349 on 3/27/2024

RAUM, Historic

6B3B020192020202120222023202420253145294262 on 5/13/20193145294262 on 7/15/20193145294262 on 8/2/20193145294262 on 11/6/20193145294262 on 11/26/20193560489285 on 3/30/20203560489285 on 3/31/20203560489285 on 6/9/20203560489285 on 6/11/20203560489285 on 6/25/20203560489285 on 9/1/20203560489285 on 10/29/20203560489285 on 10/29/20203560489285 on 1/7/20213560489285 on 1/19/20214607000884 on 3/29/20214607000884 on 5/3/20214607000884 on 5/3/20214607000884 on 8/31/20214607000884 on 11/12/20214607000884 on 1/25/20224837441666 on 3/31/20224837441666 on 4/13/20224837441666 on 5/11/20224837441666 on 7/20/20224837441666 on 9/14/20224837441666 on 10/5/20225005645597 on 3/30/20235005645597 on 4/5/20235005645597 on 6/20/20235005645597 on 7/11/20235005645597 on 12/19/20235911757864 on 3/27/2024

No. Clients, Historic

2001000201920202021202220232024202589 on 5/13/201989 on 7/15/201989 on 8/2/201989 on 11/6/201989 on 11/26/2019102 on 3/30/2020102 on 3/31/2020102 on 6/9/2020102 on 6/11/2020102 on 6/25/2020102 on 9/1/2020102 on 10/29/2020102 on 10/29/2020102 on 1/7/2021102 on 1/19/2021121 on 3/29/2021121 on 5/3/2021121 on 5/3/2021121 on 8/31/2021121 on 11/12/2021121 on 1/25/2022136 on 3/31/2022136 on 4/13/2022136 on 5/11/2022136 on 7/20/2022136 on 9/14/2022136 on 10/5/2022150 on 3/30/2023150 on 4/5/2023150 on 6/20/2023150 on 7/11/2023150 on 12/19/2023164 on 3/27/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 928K 9K
ABBVIE INC COM 2M 9K
ACCENTURE PLC IRELAND SHS CLASS A 979K 3K
ADOBE INC COM 1M 2K
ADVANCED MICRO DEVICES INC COM 936K 6K
AFLAC INC COM 581K 7K
AIR PRODS & CHEMS INC COM 296K 1K
ALPHABET INC CAP STK CL C 5M 26K
ALPHABET INC CAP STK CL A 6M 34K
AMAZON COM INC COM 5M 28K
AMERICAN EXPRESS CO COM 766K 3K
AMERICAN INTL GROUP INC COM NEW 550K 7K
AMERICAN TOWER CORP NEW COM 387K 2K
AMERICAN WTR WKS CO INC NEW COM 281K 2K
AMERIPRISE FINL INC COM 367K 859
AMGEN INC COM 574K 2K
AMPHENOL CORP NEW CL A 344K 5K
ANALOG DEVICES INC COM 741K 3K
AON PLC SHS CL A 382K 1K
APA CORPORATION COM 233K 8K
APPLE INC COM 13M 63K
APPLIED MATLS INC COM 1M 4K
ARISTA NETWORKS INC COM 648K 2K
ASML HOLDING N V N Y REGISTRY SHS 3M 3K
ASTRAZENECA PLC SPONSORED ADR 1M 17K
AT&T INC COM 439K 23K
ATLASSIAN CORPORATION CL A 368K 2K
ATMOS ENERGY CORP COM 530K 5K
AUTOMATIC DATA PROCESSING IN COM 476K 2K
AUTOZONE INC COM 1M 419
BAKER HUGHES COMPANY CL A 271K 8K
BANK AMERICA CORP COM 663K 17K
BANK NEW YORK MELLON CORP COM 1M 23K
BECTON DICKINSON & CO COM 377K 2K
BERKSHIRE HATHAWAY INC DEL CL B NEW 2M 4K
BLACKROCK INC COM 457K 581
BOOKING HOLDINGS INC COM 1M 258
BOSTON SCIENTIFIC CORP COM 584K 8K
BRISTOL-MYERS SQUIBB CO COM 208K 5K
BROADCOM INC COM 3M 2K
CADENCE DESIGN SYSTEM INC COM 211K 686
CALAMOS CONV & HIGH INCOME F COM SHS 1M 120K
CANADIAN PACIFIC KANSAS CITY COM 1M 19K
CARRIER GLOBAL CORPORATION COM 763K 12K
CATERPILLAR INC COM 1M 3K
CBRE GROUP INC CL A 239K 3K
CDW CORP COM 204K 912
CENTERPOINT ENERGY INC COM 228K 7K
CHEVRON CORP NEW COM 413K 3K
CHIPOTLE MEXICAN GRILL INC COM 251K 4K
CHUBB LIMITED COM 478K 2K
CINTAS CORP COM 460K 657
CISCO SYS INC COM 770K 16K
CME GROUP INC COM 493K 3K
COCA COLA CO COM 550K 9K
COLGATE PALMOLIVE CO COM 205K 2K
COMCAST CORP NEW CL A 862K 22K
CONAGRA BRANDS INC COM 343K 12K
CONOCOPHILLIPS COM 278K 2K
CONSOLIDATED EDISON INC COM 210K 2K
CONSTELLATION BRANDS INC CL A 271K 1K
COPART INC COM 384K 7K
CORNING INC COM 400K 10K
COSTCO WHSL CORP NEW COM 4M 5K
CUMMINS INC COM 432K 2K
CVS HEALTH CORP COM 351K 6K
D R HORTON INC COM 214K 2K
DANAHER CORPORATION COM 448K 2K
DBX ETF TR XTRACK MSCI EAFE 197M 5M
DEERE & CO COM 272K 726
DEXCOM INC COM 314K 3K
DIAGEO PLC SPON ADR NEW 337K 3K
DISNEY WALT CO COM 499K 5K
DOVER CORP COM 215K 1K
DUKE ENERGY CORP NEW COM NEW 220K 2K
EATON CORP PLC SHS 508K 2K
EBAY INC. COM 332K 6K
EDWARDS LIFESCIENCES CORP COM 306K 3K
ELEVANCE HEALTH INC COM 435K 803
ELI LILLY & CO COM 4M 4K
EMERSON ELEC CO COM 573K 5K
EQUINIX INC COM 251K 332
EXPEDIA GROUP INC COM NEW 234K 2K
EXPEDITORS INTL WASH INC COM 281K 2K
EXXON MOBIL CORP COM 844K 7K
FEDEX CORP COM 496K 2K
FIDELITY NATL INFORMATION SV COM 294K 4K
FISERV INC COM 507K 3K
FREEPORT-MCMORAN INC CL B 555K 11K
GALLAGHER ARTHUR J & CO COM 2M 7K
GARTNER INC COM 285K 635
GE AEROSPACE COM NEW 274K 2K
GENERAL DYNAMICS CORP COM 201K 693
GENMAB A/S SPONSORED ADS 431K 17K
GLOBAL X FDS DEFENSE TECH ETF 252K 8K
GOLDMAN SACHS GROUP INC COM 989K 2K
GRACO INC COM 205K 3K
GRAINGER W W INC COM 328K 363
HALLIBURTON CO COM 1M 31K
HARBOR ETF TRUST LONG TERM GROWER 3M 101K
HARTFORD FINL SVCS GROUP INC COM 260K 3K
HCA HEALTHCARE INC COM 314K 978
HDFC BANK LTD SPONSORED ADS 798K 12K
HEWLETT PACKARD ENTERPRISE C COM 483K 23K
HILTON WORLDWIDE HLDGS INC COM 236K 1K
HOME DEPOT INC COM 3M 10K
HONEYWELL INTL INC COM 506K 2K
HORMEL FOODS CORP COM 218K 7K
HP INC COM 661K 19K
ICICI BANK LIMITED ADR 674K 23K
ILLINOIS TOOL WKS INC COM 4M 17K
INGERSOLL RAND INC COM 348K 4K
INTEL CORP COM 454K 15K
INTERCONTINENTAL EXCHANGE IN COM 364K 3K
INTERNATIONAL BUSINESS MACHS COM 709K 4K
INTUIT COM 825K 1K
INTUITIVE SURGICAL INC COM NEW 2M 4K
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 4M 55K
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 18M 111K
INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 364K 4K
INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 19M 507K
INVESCO QQQ TR UNIT SER 1 12M 26K
IQVIA HLDGS INC COM 312K 1K
IRON MTN INC DEL COM 296K 3K
ISHARES INC MSCI TAIWAN ETF 801K 15K
ISHARES INC MSCI JPN ETF NEW 289K 4K
ISHARES TR RUS 1000 GRW ETF 547K 2K
ISHARES TR RUS 1000 ETF 209K 701
ISHARES TR IBOXX HI YD ETF 420K 5K
ISHARES TR CORE S&P TTL STK 2M 17K
ISHARES TR PFD AND INCM SEC 385K 12K
ISHARES TR CORE S&P500 ETF 4M 7K
ISHARES TR RUSSELL 2000 ETF 44M 215K
ISHARES TR HDG MSCI EAFE 766K 22K
ISHARES TR CORE US AGGBD ET 29M 297K
ISHARES TR MSCI INDIA ETF 287K 5K
ISHARES TR RUS 1000 VAL ETF 66M 380K
ISHARES TR RUS 2000 GRW ETF 15M 59K
ISHARES TR MSCI USA QLT FCT 527K 3K
ISHARES TR S&P 100 ETF 10M 38K
ISHARES TR RUS 2000 VAL ETF 925K 6K
ISHARES TR CORE S&P MCP ETF 523K 9K
ISHARES TR RUSSELL 3000 ETF 5M 15K
ISHARES TR EXPND TEC SC ETF 364K 4K
ISHARES TR MSCI KLD400 SOC 491K 5K
JABIL INC COM 207K 2K
JOHNSON & JOHNSON COM 2M 16K
JPMORGAN CHASE & CO. COM 2M 8K
KLA CORP COM NEW 522K 633
KROGER CO COM 315K 6K
LAM RESEARCH CORP COM 942K 883
LAUDER ESTEE COS INC CL A 360K 3K
LINDE PLC SHS 704K 2K
LIONS GATE ENTMNT CORP CL A VTG 1M 131K
LOCKHEED MARTIN CORP COM 864K 2K
LOEWS CORP COM 433K 6K
LOWES COS INC COM 514K 2K
MARATHON PETE CORP COM 403K 2K
MARSH & MCLENNAN COS INC COM 509K 2K
MASTERCARD INCORPORATED CL A 4M 10K
MCCORMICK & CO INC COM NON VTG 224K 3K
MCDONALDS CORP COM 671K 3K
MERCADOLIBRE INC COM 1M 761
MERCK & CO INC COM 2M 19K
META PLATFORMS INC CL A 4M 8K
METLIFE INC COM 296K 4K
METTLER TOLEDO INTERNATIONAL COM 380K 272
MICROCHIP TECHNOLOGY INC. COM 249K 3K
MICRON TECHNOLOGY INC COM 593K 5K
MICROSOFT CORP COM 20M 45K
MONDELEZ INTL INC CL A 507K 8K
MOODYS CORP COM 748K 2K
MORGAN STANLEY COM NEW 5M 56K
MOTOROLA SOLUTIONS INC COM NEW 251K 649
MSCI INC COM 393K 816
NETFLIX INC COM 2M 3K
NEXTERA ENERGY INC COM 292K 4K
NIKE INC CL B 232K 3K
NOVO-NORDISK A S ADR 2M 12K
NVIDIA CORPORATION COM 12M 96K
ONEOK INC NEW COM 405K 5K
ORACLE CORP COM 1M 10K
OREILLY AUTOMOTIVE INC COM 934K 884
OTIS WORLDWIDE CORP COM 451K 5K
PACCAR INC COM 406K 4K
PAYCHEX INC COM 347K 3K
PEPSICO INC COM 3M 15K
PFIZER INC COM 825K 29K
PHILIP MORRIS INTL INC COM 268K 3K
PHILLIPS 66 COM 418K 3K
PIMCO ETF TR ENHNCD LW DUR AC 736K 8K
PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 809K 45K
PNC FINL SVCS GROUP INC COM 679K 4K
PRAIRIE OPER CO COM 1M 108K
PRINCIPAL FINANCIAL GROUP IN COM 212K 3K
PROCTER AND GAMBLE CO COM 1M 8K
PROGRESSIVE CORP COM 1M 7K
PROLOGIS INC. COM 342K 3K
PRUDENTIAL FINL INC COM 407K 3K
QUALCOMM INC COM 903K 5K
QUANTA SVCS INC COM 379K 1K
REGENERON PHARMACEUTICALS COM 264K 251
REPUBLIC SVCS INC COM 3M 13K
ROCKWELL AUTOMATION INC COM 215K 782
ROPER TECHNOLOGIES INC COM 222K 393
RTX CORPORATION COM 364K 4K
S&P GLOBAL INC COM 1M 3K
SALESFORCE INC COM 455K 2K
SCHWAB CHARLES CORP COM 542K 7K
SCHWAB STRATEGIC TR US LRG CAP ETF 1M 23K
SEAGATE TECHNOLOGY HLDNGS PL ORD SHS 275K 3K
SERVICENOW INC COM 924K 1K
SHERWIN WILLIAMS CO COM 2M 8K
SIMON PPTY GROUP INC NEW COM 599K 4K
SOUTHERN CO COM 281K 4K
SPDR S&P 500 ETF TR TR UNIT 148M 272K
SPDR SER TR BBG CONV SEC ETF 378K 5K
SPDR SER TR PORTFLI HIGH YLD 309K 13K
SPDR SER TR PRTFLO S&P500 VL 631K 13K
SSGA ACTIVE ETF TR BLACKSTONE SENR 233K 6K
STARBUCKS CORP COM 1M 13K
STRYKER CORPORATION COM 398K 1K
SYNCHRONY FINANCIAL COM 228K 5K
SYNOPSYS INC COM 222K 373
SYSCO CORP COM 559K 8K
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 1M 8K
TARGA RES CORP COM 253K 2K
TARGET CORP COM 685K 5K
TE CONNECTIVITY LTD SHS 310K 2K
TECHNIPFMC PLC COM 1M 45K
TESLA INC COM 2M 9K
TEXAS INSTRS INC COM 859K 4K
THE CIGNA GROUP COM 638K 2K
THERMO FISHER SCIENTIFIC INC COM 1M 3K
TJX COS INC NEW COM 1M 11K
T-MOBILE US INC COM 848K 5K
TRACTOR SUPPLY CO COM 406K 2K
TRANSDIGM GROUP INC COM 594K 465
TRAVELERS COMPANIES INC COM 372K 2K
TRUIST FINL CORP COM 265K 7K
UBER TECHNOLOGIES INC COM 295K 4K
UNION PAC CORP COM 742K 3K
UNITED PARCEL SERVICE INC CL B 597K 4K
UNITEDHEALTH GROUP INC COM 3M 5K
US BANCORP DEL COM NEW 217K 5K
VALERO ENERGY CORP COM 580K 4K
VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 931K 9K
VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 1M 8K
VANGUARD INDEX FDS MID CAP ETF 12M 51K
VANGUARD INDEX FDS S&P 500 ETF SHS 508M 1M
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 609K 14K
VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 939K 4K
VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 3M 40K
VERIZON COMMUNICATIONS INC COM 525K 13K
VERTEX PHARMACEUTICALS INC COM 1M 3K
VISA INC COM CL A 3M 11K
VULCAN MATLS CO COM 240K 964
WABTEC COM 246K 2K
WALMART INC COM 737K 11K
WELLS FARGO CO NEW COM 205K 3K
WESTERN DIGITAL CORP. COM 271K 4K
XYLEM INC COM 219K 2K
YUM BRANDS INC COM 267K 2K
ZOETIS INC CL A 461K 3K