CI DOYLE PRIVATE WEALTH, LLC
DOYLE WEALTH MANAGEMENT, LLC Legal Name
Adviser information for CI DOYLE PRIVATE WEALTH, LLC last updated from Form ADV on March 1st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 20 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 12 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,509 | $1.6B |
| Non-Discretionary | 25 | $6.8M |
| Total | 2,534 | $1.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 569 | $298.8M |
| HNW Individuals | 426 | $1.3B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $1.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $445,957 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $10.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 3 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)TAX PREPARATION SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Accountant or accounting firm |
Identifiers
| SEC RIA File Number | 801-64034 |
|---|---|
| SEC ERA File Number | 801-64034 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 134503 |
| Legal Entity Identifier | None |
Principal Office
100 2ND AVENUE SOUTHSUITE 701-S
ST. PETERSBURG
FL
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 727-898-3063, Fax: 727-898-3073
Chief Compliance Officer
LARRY NAKAMURA
VP, HEAD OF US COMPLIANCE, CI FINANCIAL
2 S BISCAYNE BLVD
SUITE 3200
MIAMI
FL
United States
Tel:
(305) 781-3040
L********@*****M
(Full email address available in API data)
Regulatory Contact
SCOTT AKINS
SVP AND GENREAL COUNSEL, CI PRIVATE WEALTH US
2 S BISCAYNE BLVD
SUITE 3200
MIAMI
FL
United States
Tel:
(214) 893-7131
S*****@*****M
(Full email address available in API data)
Industry Affiliates
| CI PRIVATE WEALTH | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DOYLE, ROBERT, KENNETH | Individual | – | PRESIDENT | 03/2005 | < 5% |
| DOYLE, JILLIAN, DUGGAN | Individual | – | SECRETARY | 03/2005 | < 5% |
| CI PRIVATE WEALTH, LLC | Domestic Entity | – | OWNER | 12/2020 | > 75% |
| CI FINANCIAL CORP. | Foreign Entity | CI US HOLDINGS, INC | OWNER | 11/2019 | > 75% |
| YOUNGS, TODD, B | Individual | – | COMPLIANCE OFFICER | 05/2022 | < 5% |
| NAKAMURA, LARRY, TRISTON | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2022 | < 5% |
| CIPW HOLDINGS, LLC | Domestic Entity | CI PRIVATE WEALTH, LLC | OWNER | 09/2021 | > 75% |
| CI US, LLC | Domestic Entity | CIPW HOLDINGS, LLC | OWNER | 09/2021 | > 75% |
| CI US HOLDINGS, INC | Domestic Entity | CIPW HOLDINGS, LLC | OWNER | 09/2021 | > 75% |