AZIMUT GENESIS ADVISORS
AZIMUT GENESIS ADVISORS LLC Legal Name
Adviser information for AZIMUT GENESIS ADVISORS last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 10 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 53 | $109.5M |
| Non-Discretionary | 173 | $283.1M |
| Total | 226 | $392.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 226 | $392.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesCOMBINATION MANAGEMENT AND PERFORMANCE FEES |
Identifiers
| SEC RIA File Number | 801-64054 |
|---|---|
| SEC ERA File Number | 801-64054 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 134626 |
| Legal Entity Identifier | None |
Principal Office
1450 BRICKELL AVESUITE 2610
MIAMI
FL
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 786 866 3700, Fax: None
Chief Compliance Officer
CARLOS GONZALEZ
1450 BRICKELL AVE
SUITE 2610
MIAMI
FL
United States
Tel:
786 866 3700
C**************@****************M
(Full email address available in API data)
Regulatory Contact
RODRIGO REGO
CEO
1450 BRICKELL AVE
SUITE 2610
MIAMI
FL
United States
Tel:
786 866 3700
R***********@****************M
(Full email address available in API data)
Industry Affiliates
| AZ APICE CAPITAL MANAGEMENT LLC | Other investment adviser, including financial planners |
| AZG CAPITAL | Other investment adviser, including financial planners |
| SANCTUARY ADVISORS, LLC | Other investment adviser, including financial planners |
| SANCTUARY SECURITIES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AZIMUT GENESIS HOLDINGS LLC | Domestic Entity | – | MANAGING MEMBER | 03/2005 | > 75% |
| REGO, RODRIGO, DA CUNHA | Individual | – | CHIEF EXECUTIVE OFFICER | 01/2015 | < 5% |
| REGO, RODRIGO, DA CUNHA | Individual | AZIMUT GENESIS HOLDINGS LLC | OWNER/ MEMBER | 03/2005 | 25-50% |
| AZ US HOLDINGS | Foreign Entity | AZIMUT GENESIS HOLDINGS LLC | OWNER | 09/2020 | 50-75% |
| AZIMUT HOLDINGS SPA | Foreign Entity | AZIMUT UK HOLDINGS LIMITED | OWNER | 09/2020 | > 75% |
| LEAO, ANDRE, CORSINI | Individual | – | CHIEF INVESTMENT OFFICER | 10/2020 | < 5% |
| Gonzalez, Carlos, Javier | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2021 | < 5% |
| AZIMUT UK HOLDINGS LIMITED | Foreign Entity | AZ US HOLDINGS | SHAREHOLDER | 07/2021 | > 75% |