PACIFIC PARK FINANCIAL, INC.
Adviser information for PACIFIC PARK FINANCIAL, INC. last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 609 | $181.6M |
| Non-Discretionary | 1 | $2.2M |
| Total | 610 | $183.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 149 | $48.7M |
| HNW Individuals | 63 | $132.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $2.2M |
| Charitable organizations | <5 | $200,770 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-64063 |
|---|---|
| SEC ERA File Number | 801-64063 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 122867 |
| Legal Entity Identifier | None |
Principal Office
25283 CABOT RD STE 201LAGUNA HILLS
CA
United States
Monday - Friday, 8:00 A.M. - 4:00 P.M.
Tel: 949-600-6294, Fax: 949-600-6292
Chief Compliance Officer
ROBERT A CHARETTE III
VICE PRESIDENT
25283 CABOT RD STE 201
LAGUNA HILLS
CA
United States
Tel:
949-600-6294
Fax:
949-600-6292
R**@****************M
(Full email address available in API data)
Regulatory Contact
GARY GORDON
PRESIDENT
25283 CABOT RD STE 201
LAGUNA HILLS
CA
United States
Tel:
949-600-6294
Fax:
949-600-6292
G***@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GORDON, GARY, AIREN | Individual | – | PRESIDENT, SECRETARY | 09/2002 | > 75% |
| CHARETTE, ROBERT, ALLEN | Individual | – | VP, CHIEF COMPLIANCE OFFICER | 02/2012 | < 5% |