HUDSON HERITAGE CAPITAL MANAGEMENT, INC.
Adviser information for HUDSON HERITAGE CAPITAL MANAGEMENT, INC. last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 13 |
| Registered State Investment Advisers | 13 |
| Licensed Agents of an Insurance Company | 8 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 433 | $114.3M |
| Total | 433 | $114.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 258 | $62.7M |
| HNW Individuals | 12 | $47.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 7 | $3.0M |
| Charitable organizations | <5 | $853,112 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Broker-dealerInsurance broker or agent |
Principal Office
20 BALTIC PLACESUITE 2
CROTON-ON-HUDSON
NY
United States
Monday - Friday, 8:30-5:00
Tel: 914-271-8102, Fax: 914-271-3417
Websites
Chief Compliance Officer
DOMINICK SCIANANDRE
PRESIDENT
20 BALTIC PLACE
SUITE 2
CROTON-ON-HUDSON
NY
United States
Tel:
914-271-8102
Fax:
914-271-3417
D**********@**********M
(Full email address available in API data)
Regulatory Contact
DOMINICK SCIANANDRE
PRESIDENT
BALTIC PLACE
20
CROTON-ON-HUDSON
NY
United States
Tel:
914-271-8102
Fax:
914-271-3417
D**********@**********M
(Full email address available in API data)
Industry Affiliates
| HUDSON HERITAGE CAPITAL MANAGEMENT, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCIANANDRE, DOMINICK THOMAS | Individual | – | PRESIDENT, CHIEF COMPLIANCE OFFICER AND FINANCIAL AND OPERATIONS PRINCIPAL | 09/1997 | 50-75% |
| PETERSON, FREDERICK WILLIAM | Individual | – | VICE PRESIDENT | 09/1997 | 50-75% |