BIVIUM CAPITAL PARTNERS, LLC
Adviser information for BIVIUM CAPITAL PARTNERS, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 20 | $3.7B |
| Non-Discretionary | 2 | $443.7M |
| Total | 22 | $4.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $139.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 11 | $1.1B |
| State or municipal gov entities | 11 | $2.9B |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-64067 |
|---|---|
| SEC ERA File Number | 801-64067 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 134529 |
| Legal Entity Identifier | None |
Principal Office
601 MONTGOMERY STREETSUITE 1212
SAN FRANCISCO
CA
United States
Monday - Friday, 9 AM - 5 PM
Tel: 415-825-0610, Fax: 415-398-0605
Chief Compliance Officer
DOUG PALENCHAR
SENIOR VP OF OPERATIONS
601 MONTGOMERY STREET
SUITE 1212
SAN FRANCISCO
CA
United States
Tel:
415-825-0610
Fax:
415-398-0605
D*************@****************M
(Full email address available in API data)
Regulatory Contact
LAWRENCE BANCROFT
CHIEF EXECUTIVE OFFICER
601 MONTGOMERY STREET
SUITE 1212
SAN FRANCISCO
CA
United States
Tel:
415-825-0610
Fax:
415-398-0605
L****************@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BANCROFT, LAWRENCE, PATRICK | Individual | – | PRESIDENT AND CEO | 06/2010 | < 5% |
| BIVIUM CAPITAL PARTNERS, INC. | Domestic Entity | – | MANAGEMENT MEMBER | 06/2003 | > 75% |
| PALENCHAR, DOUGLAS, MICHAEL | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2011 | < 5% |
| BANCROFT, LAWRENCE, PATRICK | Individual | BIVIUM CAPITAL PARTNERS, INC. | PRESIDENT & CEO | 06/2003 | > 75% |
| HONG, KAI WEI | Individual | – | CHIEF INVESTMENT STRATEGIST | 09/2010 | < 5% |